DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••
Legal name T•••• S•••••
Latest filing Jun 15, 2026
First filing on the tape Feb 6, 2012 · 30 filings
SEC status approved since May 25, 2011
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$1.1B as of Jun 15, 2026
Feb 6, 2012$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 15, 2026
Jan 31, 20130 then
Employees (5.A)21 as of Jun 15, 2026
Jan 31, 201317 then
Private funds2 as of Jun 15, 2026
Mar 23, 20161 then
RAUM -12% over the last fiscal year-39% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $43.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••• D••••••••• P•••••••• S•••• • T•••• A••••••••• U• E••••• F••• | Hedge Fund | $662M | 10 | May 22, 2018 |
| M••• D••••••••• P•••••••• S•••• • T•••• A••••••••• E••••••• M•••••• E••••• F••• | Hedge Fund | $548M | 13 | Jul 17, 2015 |
| M••• D••••••••• P•••••••• S•••• • T•••• A••••••••• W•••• E• U•• E••••• F••• | Hedge Fund | $180M | 1 | May 22, 2018 |
| M••• D••••••••• P•••••••• S•••• • T•••• L•••• E••••••• M••••• E••••• F••• | Hedge Fund | $71.2M | 5 | May 15, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• Y•••• L•••• · Ceocontrolsince 06/2006 · owns less than 5%
- F•••••••• T••••••• A•••••••• · Deputy Ceocontrolsince 02/2009 · owns less than 5%
- R•••••••• G••••••••• N•• · Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
- R•••••• C••••••••• H•••• · Deputy Ceocontrolsince 05/2012 · owns less than 5%
- C••••••••• Y•••• L•••• · Presidentcontrolsince 04/2009 · owns 50% to 75% of T•••••
Entity owners
- T•••• H•••••• C•••••• · Holdingdirect · owns 50% to 75%
- T••••• · Holdingindirect · owns 50% to 75% of T•••• H•••••• C••••••
- T••••••• · Holdingdirect · owns 25% to 50%
- T••••••• 2• · Holdingdirect · owns 10% to 25%
- T••••• · Holdingdirect · owns less than 5%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
- Dun Laoghaire, Ireland8 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 25, 2026institutional share of RAUM moved from 17.0% to 0.0% between the annual amendments of 2025-03-04 and 2026-03-25peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Accounts · 28 to 25Nov 20, 2025 to Mar 25, 2026
- Advisory employees · 12 to 8Nov 20, 2025 to Mar 25, 2026
- Pooled vehicle clients · 28 to 25Nov 20, 2025 to Mar 25, 2026
- Employees · 26 to 21Nov 20, 2025 to Mar 25, 2026
- Private funds · 1 to 2Nov 20, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.2B to $1.1BNov 20, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $999M to $1.1BNov 20, 2025 to Mar 25, 2026
- RAUM · $1.2B to $1.1BNov 20, 2025 to Mar 25, 2026
- Financial planning clients · unset to Mar 4, 2025 to Jun 20, 2025
- Accounts · 38 to 28Jun 18, 2024 to Mar 4, 2025
- Advisory employees · 17 to 12Jun 18, 2024 to Mar 4, 2025
- Advisory activities · 3 to 2Jun 18, 2024 to Mar 4, 2025
- Employees · 38 to 26Jun 18, 2024 to Mar 4, 2025
- HQ state · unset to Jun 18, 2024 to Mar 4, 2025
- Organization form · unset to Other (specify)Jun 18, 2024 to Mar 4, 2025
- Private funds · 4 to 1Jun 18, 2024 to Mar 4, 2025
- Discretionary RAUM · $3.5B to $1.2BJun 18, 2024 to Mar 4, 2025
- Pension RAUM · 252475346.0 to unsetJun 18, 2024 to Mar 4, 2025
- Pooled vehicle RAUM · $2.8B to $999MJun 18, 2024 to Mar 4, 2025
- RAUM · $3.5B to $1.2BJun 18, 2024 to Mar 4, 2025
- Private funds · 3 to 4Mar 22, 2024 to May 15, 2024
- Accounts · 44 to 38Oct 24, 2023 to Mar 22, 2024
- Advisory employees · 21 to 17Oct 24, 2023 to Mar 22, 2024
- Pooled vehicle clients · 26 to 28Oct 24, 2023 to Mar 22, 2024
- Employees · 42 to 38Oct 24, 2023 to Mar 22, 2024
- Discretionary RAUM · $4.8B to $3.5BOct 24, 2023 to Mar 22, 2024
- Pension RAUM · $316M to $252MOct 24, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $3.5B to $2.8BOct 24, 2023 to Mar 22, 2024
- RAUM · $4.8B to $3.5BOct 24, 2023 to Mar 22, 2024
- Accounts · 39 to 44Mar 28, 2022 to Mar 22, 2023
- Pooled vehicle clients · 25 to 26Mar 28, 2022 to Mar 22, 2023
- Employees · 43 to 42Mar 28, 2022 to Mar 22, 2023
- Discretionary RAUM · $7.5B to $4.8BMar 28, 2022 to Mar 22, 2023
- Pension RAUM · $731M to $316MMar 28, 2022 to Mar 22, 2023
- Pooled vehicle RAUM · $5.4B to $3.5BMar 28, 2022 to Mar 22, 2023
- RAUM · $7.5B to $4.8BMar 28, 2022 to Mar 22, 2023
- Accounts · 36 to 39Jun 8, 2021 to Mar 28, 2022
- Pooled vehicle clients · 23 to 25Jun 8, 2021 to Mar 28, 2022
- Discretionary RAUM · $8.6B to $7.5BJun 8, 2021 to Mar 28, 2022
- Pension RAUM · $939M to $731MJun 8, 2021 to Mar 28, 2022
Signals
6 dated events
- Tobam reported RAUM $1.2B, down 65% from $3.5B (2024-06-18 to 2025-03-04)Mar 4, 2025 · RAUM change · derived
- Tobam reported RAUM $3.5B, down 26% from $4.8B (2023-10-24 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Felix David Bellaiche (Deputy Ceo) no longer on Schedule A of Tobam (listed 2023-03-22, absent 2023-10-24)Oct 24, 2023 · Control person left · inference
- Tobam reported RAUM $4.8B, down 36% from $7.5B (2022-03-28 to 2023-03-22)Mar 22, 2023 · RAUM change · derived
- Jane Emma Love (Chief Compliance Officer) no longer on Schedule A of Tobam (listed 2021-06-08, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- G•••••••• R••••••• (Chief Compliance Officer) appeared on Schedule A of TobamMar 28, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- T••••.FRreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 33 1 53 23 41 51reportedpublic record, Form ADV, Jun 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026