DFX Intelligence
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SEC-registered adviser
S••••• C•••••• M••••••••• L•
Latest filing Mar 24, 2026
First filing on the tape Feb 16, 2012 · 21 filings
SEC status approved since Mar 30, 2012
RAUM
$619M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$619M as of Mar 24, 2026
Mar 27, 2013$110M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 27, 20130 then
Employees (5.A)8 as of Mar 24, 2026
Mar 27, 20134 then
Private funds2 as of Mar 24, 2026
Mar 27, 20131 then
RAUM -7.3% over the last fiscal year-0.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $68.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $22.5M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$100M82%
- Pooled investment vehicles$22.5M18%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $22.5M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.04 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• C•••••• S••••• M••••• F•••• L••• | Hedge Fund | $27.8M | 9 | Feb 16, 2012 |
| S••••• C•••••• C••••• M••••• F•••• L•• | Hedge Fund | $936,393 | 3 | Mar 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• O•••• V• · Chief Investment Officer/Chief Compliance Officercontrolsince 08/2009 · owns 75% or more
- W•••• C••••••• S•••••••• · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
- S••••• C•••••• A••••••• L••pooled vehicle sponsory
- S••••• C•••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 9Mar 20, 2025 to Mar 24, 2026
- Assets in custody · $27.2M to $22.5MMar 20, 2025 to Mar 24, 2026
- Discretionary RAUM · $667M to $619MMar 20, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $27.2M to $22.5MMar 20, 2025 to Mar 24, 2026
- RAUM · $667M to $619MMar 20, 2025 to Mar 24, 2026
- Assets in custody · $28.7M to $27.2MMar 28, 2024 to Mar 20, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 20, 2025
- Discretionary RAUM · $669M to $667MMar 28, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $28.7M to $27.2MMar 28, 2024 to Mar 20, 2025
- RAUM · $669M to $667MMar 28, 2024 to Mar 20, 2025
- Accounts · 8 to 10Jan 30, 2024 to Mar 28, 2024
- Advisory employees · 8 to 6Jan 30, 2024 to Mar 28, 2024
- Assets in custody · $28.4M to $28.7MJan 30, 2024 to Mar 28, 2024
- Employees · 11 to 8Jan 30, 2024 to Mar 28, 2024
- Discretionary RAUM · $636M to $669MJan 30, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $28.4M to $28.7MJan 30, 2024 to Mar 28, 2024
- RAUM · $636M to $669MJan 30, 2024 to Mar 28, 2024
- HQ city · NEW YORK to LOS ANGELESSep 13, 2023 to Jan 30, 2024
- HQ state · NY to CASep 13, 2023 to Jan 30, 2024
- Other offices · 1 to 0Sep 13, 2023 to Jan 30, 2024
- Accounts · 7 to 8Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 6 to 8Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $30.0M to $28.4MMar 31, 2022 to Mar 31, 2023
- Employees · 10 to 11Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $102M to $636MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $30.0M to $28.4MMar 31, 2022 to Mar 31, 2023
- RAUM · $102M to $636MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 3 to 6May 28, 2021 to Mar 31, 2022
- Assets in custody · $23.7M to $30.0MMay 28, 2021 to Mar 31, 2022
- Employees · 8 to 10May 28, 2021 to Mar 31, 2022
- Discretionary RAUM · $183M to $102MMay 28, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $26.4M to $30.0MMay 28, 2021 to Mar 31, 2022
- RAUM · $183M to $102MMay 28, 2021 to Mar 31, 2022
- Advisory employees · 2 to 3Mar 27, 2020 to Mar 29, 2021
- Assets in custody · $36.5M to $23.7MMar 27, 2020 to Mar 29, 2021
- Employees · 7 to 8Mar 27, 2020 to Mar 29, 2021
- Discretionary RAUM · $209M to $183MMar 27, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $36.5M to $26.4MMar 27, 2020 to Mar 29, 2021
- RAUM · $209M to $183MMar 27, 2020 to Mar 29, 2021
- Assets in custody · $68.4M to $36.5MMar 27, 2019 to Mar 27, 2020
Signals
2 dated events
- Sebastian Charles Warr (Chief Financial Officer) appeared on Schedule A of S••••• C•••••• M••••••••• L•Mar 28, 2024 · Control person joined · fact
- S••••• C•••••• M••••••••• L• reported RAUM $635.5M, up 524% from $101.8M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sancus-capital-management-lpreportedpublic record, Form ADV, Mar 24, 2026
- Website
- S•••••CAP.COMreportedpublic record, Form ADV, Mar 24, 2026
- Principal office phone
- 212-277-8255reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026