DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Barclays Private Credit Partners LLC

Former SEC-registered adviserNew York, New YorkCRD 157122SEC 801-73526IAPD
Latest filing Mar 28, 2013
First filing on the tape Feb 13, 2012 · 7 filings
RAUM
$1.0B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
11 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$1.0B gross assets
History
7 filings and snapshots on the tape
RAUM$1.0B as of Mar 28, 2013
Feb 13, 2012$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 12
Private funds1 as of Mar 28, 2013
Feb 13, 20121 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 28, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0BderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$5.5M, 1 clientsreportedItem 9.A
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$5.5M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Barclays Private Credit Partners Fund L.P.Other Private Fund$1.0B2Feb 13, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • J. Brent Humphries · Presidentcontrol
        since 03/2009 · owns less than 5%
      • Edina Cavalli · Chief Compliance Officer
        since 08/2012 · owns less than 5%
      • Peter Lawrence Wesley Raper · Chief Operating Officer
        since 04/2011 · owns less than 5%
      Entity owners
      • Barclays Bank Plc · Member
        direct · owns 75% or more · public reporting company
      • Barclays Plc · Sole Shareholder
        indirect · owns 75% or more of Barclays Bank Plc · public reporting company
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · unset to 11.0
        Sep 18, 2012 to Mar 28, 2013
      • BD registered reps · unset to 0.0
        Sep 18, 2012 to Mar 28, 2013
      • Assets in custody · $38.6M to $5.5M
        Sep 18, 2012 to Mar 28, 2013
      • Employees · unset to 12.0
        Sep 18, 2012 to Mar 28, 2013
      • State-registered IARs · unset to 0.0
        Sep 18, 2012 to Mar 28, 2013
      • Non-discretionary RAUM · $1.0B to $1.0B
        Sep 18, 2012 to Mar 28, 2013
      • RAUM · $1.0B to $1.0B
        Sep 18, 2012 to Mar 28, 2013
      • Assets in custody · $30.2M to $38.6M
        Aug 14, 2012 to Sep 18, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026