DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• R•••
Legal name L••• R••• M••••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 29 filings
SEC status approved since Mar 30, 2012
RAUM
$5.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
198
55 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
23
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$5.5B as of Mar 30, 2026
Mar 28, 2013$4.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)198 as of Mar 30, 2026
Mar 28, 2013155 then
Private funds23 as of Mar 30, 2026
Mar 28, 201314 then
RAUM -18% over the last fiscal year-21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $238MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 23reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
35 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••• R••• P••••••• I• A•• L••• | Private Equity Fund | $6.4B | 173 | Mar 29, 2019 |
| L••• R••• P••••••• V•••• L••• | Private Equity Fund | $694M | 64 | Mar 28, 2018 |
| L••• R••• R•••••••• I•••• L••• | Hedge Fund | $557M | 21 | Aug 25, 2016 |
| L••• R••• P••••••• V••• L••• | Private Equity Fund | $534M | 49 | Mar 28, 2016 |
| L••• R••• R•••••••• V••• L••• | Hedge Fund | $492M | 11 | Feb 28, 2020 |
| L••••••••• M••••••• C••••••••• I•• L••• | Private Equity Fund | $442M | 23 | Mar 30, 2017 |
| L••••••••• M••••••• C••••••••• L••• | Private Equity Fund | $433M | 28 | Mar 30, 2017 |
| L••• R••• R•••••••• I•••• L••• | Hedge Fund | $406M | 30 | Aug 25, 2016 |
| L••• R••• R•••••••• I••••• L••• | Hedge Fund | $355M | 25 | Mar 28, 2013 |
| L••• R••• R•••••••• I••••• L••• | Hedge Fund | $312M | 39 | Mar 28, 2013 |
| L••• R••• N•• E•••••• L••• | Private Equity Fund | $255M | 66 | Mar 31, 2021 |
| L••• R••• P••••••• V• A•• L••• | Private Equity Fund | $232M | 7 | Mar 31, 2022 |
| L••• R••• P••••••• V• L••• | Private Equity Fund | $199M | 121 | Feb 14, 2012 |
| L••••••• V••••• C••••••••• L••• | Private Equity Fund | $177M | 4 | Mar 31, 2022 |
| L••• R••• P••••••• V• A•••• L••• | Private Equity Fund | $145M | 26 | Mar 31, 2022 |
| L••••••••• M••••••• 2••• C••••••••• L••• | Private Equity Fund | $105M | 19 | Mar 29, 2019 |
| L••••• J•••••• M••••••• I• C••••••••• L• | Private Equity Fund | $57.0M | 10 | Mar 28, 2018 |
| L••••• J•••••• M••••••• I•• C••••••••• L••• | Private Equity Fund | $35.3M | 12 | Mar 31, 2022 |
| L••• R••• P••••••• I•• L••• | Private Equity Fund | $26.0M | 27 | Mar 30, 2024 |
| L••••••••• T•••••• C••••••••• L••• | Private Equity Fund | $21.4M | 8 | Mar 30, 2024 |
| L••• R••• R•••••••• C• L•••no longer reported | Private Equity Fund | $14.3M | 33 | Feb 14, 2012 |
| L••••••• C••••••••• L•••no longer reported | Private Equity Fund | $10.3M | 10 | Mar 28, 2013 |
| L••••••••• C••••••••• L••• | Private Equity Fund | $8.0M | 26 | Mar 27, 2015 |
| L••• R••• P••••••• I••• L•••no longer reported | Private Equity Fund | $7.9M | 46 | Feb 14, 2012 |
| L••• R••• R•••••••• I•••• L••• | Private Equity Fund | $6.9M | 32 | Feb 14, 2012 |
| L••• R••• P••••••• V•• L••• | Private Equity Fund | $6.1M | 76 | Feb 14, 2012 |
| L••• R••• P••••••• I•• L••• | Private Equity Fund | $3.2M | 87 | Feb 14, 2012 |
| L••• R••• P••••••• I•• L•••no longer reported | Private Equity Fund | $1.4M | 43 | Feb 14, 2012 |
| L••• R••• R•••••••• A• L•••no longer reported | Private Equity Fund | $1.3M | 19 | Feb 14, 2012 |
| L••• R••• R•••••••• B• L•••no longer reported | Private Equity Fund | $989,552 | 8 | Feb 14, 2012 |
| L•••• 2••• C••••••••• L•••no longer reported | Private Equity Fund | $332,598 | 12 | Mar 30, 2020 |
| L•••••• C••••••••• L•••no longer reported | Private Equity Fund | $160,841 | 5 | Mar 31, 2022 |
| F•••••• O• L••• R••• L•no longer reported | Private Equity Fund | $41,408 | 15 | Feb 14, 2012 |
| L••• R••• R•••••••• V•• L••• | Private Equity Fund | $0 | 6 | Mar 30, 2024 |
| L••• R••• R•••••••• I•••• L••• | Private Equity Fund | $0 | 12 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• S••••• M•••• · Chief Financial Officercontrolsince 05/2015 · owns less than 5%
- F•••••• J•••••••• C•••• · Co-Founder/Managing Directorcontrolsince 06/1998 · owns less than 5%
- M•••••• M•••• A••••• · Managing Directorcontrolsince 03/2017 · owns less than 5%
- M••••• A••••••• R•• · Chief Compliance Officer/ General Counselcontrolsince 01/2017 · owns less than 5%
- M••••••• E•••• D••••• · Limited Partner, Managing Directorcontrolsince 07/2005 · owns 10% to 25%
- R•••••••• J•••• T••••• · Co-Founder/Managing Directorcontrolsince 06/1998 · owns less than 5%
- F•••••• J•••••••• C•••• · Membercontrolsince 09/2006 · owns 75% or more of J•• I••••••••• L••
- R•••••••• J•••• T••••• · President/Managercontrolsince 01/2024 · owns F of J•• I••••••••• 2•••• L••
- M•••••• J••••• M•••••• · Limited Partnersince 07/2016 · owns 5% to 10%
- M•••••• C•••••••• T•• · President And Chief Operating Officer Of L••• R••• R••••••••since 01/2018 · owns 5% to 10%
- S•••••••• J••••••• B•••••• · Limited Partnersince 03/2019 · owns 5% to 10%
Entity owners
- J•• I••••••••• L•• · Limited Partnerdirect · owns 25% to 50%
- J•• I••••••••• 2•••• L•• · Limited Partnerdirect · owns 25% to 50%
- L••• R••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
- J•• I••••••••• L•• · Memberindirect · owns 25% to 50% of L••• R••• M••••••••• G• L••
- J•• I••••••••• 2•••• L•• · Memberindirect · owns 25% to 50% of L••• R••• M••••••••• G• L••
Related persons
Schedule D 7.A
- L••• R••• N•• E••••• G•• L•••pooled vehicle sponsorn
- L••• R••• P••••••• G• I••• L•••pooled vehicle sponsorn
- L••• R••• P••••••• G• I• A•• L•••pooled vehicle sponsorn
- L••• R••• P••••••• G• I•• L•••pooled vehicle sponsorn
- L••• R••• P••••••• G• I•• L•••pooled vehicle sponsorn
- L••• R••• P••••••• G• V• L•••pooled vehicle sponsorn
- L••• R••• P••••••• G• V• A•••• L•••pooled vehicle sponsorn
- L••• R••• P••••••• G• V• A•• L•••pooled vehicle sponsorn
- L••• R••• P••••••• G• V•• L•••pooled vehicle sponsorn
- L••• R••• P••••••• G• V••• L•••pooled vehicle sponsorn
- L••• R••• P••••••• G• V•••• L•••pooled vehicle sponsorn
- L••• R••• R•••••••• G• I•• L•pooled vehicle sponsorn
- L••• R••• R•••••••• G• V• L•••pooled vehicle sponsorn
- L••• R••• R•••••••• G• V•• L•pooled vehicle sponsorn
- L••• R••• R•••••••• I••• G•• L••pooled vehicle sponsorn
- L••• R••• R•••••••• I••• G•• L••pooled vehicle sponsorn
- L••• R••• R•••••••• I•••• G•• L••pooled vehicle sponsorn
- L••• R••• R•••••••• I•••• G•• L••pooled vehicle sponsorn
- L••• R••• R•••••••• I••• G•• L••pooled vehicle sponsorn
- L••• R••• R•••••••• I••• G•• L••pooled vehicle sponsorn
- S•••• P•••• C•••••• M••••••••• L•investment advisern
- S•••• P•••• C••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Houston, TX45 employees
What changed
consecutive filings, newest first
- Accounts · 25 to 23Apr 8, 2025 to Mar 30, 2026
- Advisory employees · 49 to 55Apr 8, 2025 to Mar 30, 2026
- Pooled vehicle clients · 25 to 23Apr 8, 2025 to Mar 30, 2026
- Employees · 204 to 198Apr 8, 2025 to Mar 30, 2026
- Private funds · 25 to 23Apr 8, 2025 to Mar 30, 2026
- Discretionary RAUM · $6.7B to $5.5BApr 8, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $6.7B to $5.5BApr 8, 2025 to Mar 30, 2026
- RAUM · $6.7B to $5.5BApr 8, 2025 to Mar 30, 2026
- Accounts · 26 to 25Sep 25, 2024 to Apr 8, 2025
- Pooled vehicle clients · 26 to 25Sep 25, 2024 to Apr 8, 2025
- Employees · 213 to 204Sep 25, 2024 to Apr 8, 2025
- Financial planning clients · unset to Sep 25, 2024 to Apr 8, 2025
- Other offices · 1 to 2Sep 25, 2024 to Apr 8, 2025
- Private funds · 26 to 25Sep 25, 2024 to Apr 8, 2025
- Discretionary RAUM · $13B to $6.7BSep 25, 2024 to Apr 8, 2025
- Pooled vehicle RAUM · $13B to $6.7BSep 25, 2024 to Apr 8, 2025
- RAUM · $13B to $6.7BSep 25, 2024 to Apr 8, 2025
- Advisory employees · 50 to 49Apr 14, 2023 to Mar 30, 2024
- Employees · 218 to 213Apr 14, 2023 to Mar 30, 2024
- Other offices · 2 to 1Apr 14, 2023 to Mar 30, 2024
- Discretionary RAUM · $11B to $13BApr 14, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $11B to $13BApr 14, 2023 to Mar 30, 2024
- RAUM · $11B to $13BApr 14, 2023 to Mar 30, 2024
- Advisory employees · 48 to 50Mar 31, 2022 to Mar 31, 2023
- Employees · 212 to 218Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $9.1B to $11BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $9.1B to $11BMar 31, 2022 to Mar 31, 2023
- RAUM · $9.1B to $11BMar 31, 2022 to Mar 31, 2023
- Accounts · 21 to 26Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 47 to 48Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 21 to 26Mar 31, 2021 to Mar 31, 2022
- Employees · 203 to 212Mar 31, 2021 to Mar 31, 2022
- Private funds · 21 to 26Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $5.7B to $9.1BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $5.7B to $9.1BMar 31, 2021 to Mar 31, 2022
- RAUM · $5.7B to $9.1BMar 31, 2021 to Mar 31, 2022
- Accounts · 20 to 21May 22, 2020 to Mar 31, 2021
- Advisory employees · 55 to 47May 22, 2020 to Mar 31, 2021
- Pooled vehicle clients · 20 to 21May 22, 2020 to Mar 31, 2021
- Employees · 243 to 203May 22, 2020 to Mar 31, 2021
Signals
4 dated events
- L••• R••• reported RAUM $6.7B, down 47% from $12.7B (2024-09-25 to 2025-04-08)Apr 8, 2025 · RAUM change · derived
- Willis Charles Adcock (Managing Director) no longer on Schedule A of L••• R••• (listed 2023-04-14, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- Andrew David Stein (Trustee - The John Reynolds 2006 Continuation Trust) no longer on Schedule A of L••• R••• (listed 2023-04-14, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- L••• R••• reported RAUM $9.1B, up 59% from $5.7B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/L•••-R•••-NEW-E•••••reportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/L•••-R•••-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w••.l•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-293-2750reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026