DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

H••••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 157131SEC 801-73574website IAPD

Latest filing Mar 30, 2026

First filing on the tape Feb 14, 2012 · 32 filings

SEC status approved since Mar 7, 2012

RAUM

$1.6B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

32 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

32 filings and snapshots on the tape

RAUM$1.6B as of Mar 30, 2026

Mar 28, 2013$2.1B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 28, 20130 then

Employees (5.A)33 as of Mar 30, 2026

Mar 28, 201323 then

Private funds7 as of Mar 30, 2026

Mar 28, 20136 then

RAUM -0.8% over the last fiscal year-17% a year over threeIARs 0 to 0offices 1 to 2

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $231MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year: -0.8%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.6B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 7reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

16 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
H••••• K•••••••• V•••• L•••	Securitized Asset Fund	$566M	15	Mar 31, 2019
H••••• U• X••• L•••	Securitized Asset Fund	$479M	9	Mar 28, 2022
H••••• K•••••••• X• L•••	Securitized Asset Fund	$436M	13	Mar 31, 2019
H••••• K•••••••• I•• L•••	Securitized Asset Fund	$424M	11	Mar 31, 2019
H••••• K•••••••• X•• L••	Securitized Asset Fund	$394M	13	Feb 27, 2020
K•••••••• V•no longer reported	Securitized Asset Fund	$354M	7	Mar 31, 2014
H••••• U• X••• L•••	Securitized Asset Fund	$350M	12	Mar 28, 2022
H•• S•• S•• I• L•••no longer reported	Securitized Asset Fund	$113M	2	Mar 31, 2019
K•••••••• V• L•••no longer reported	Securitized Asset Fund	$25.4M	18	Feb 14, 2012
K•••••••• I•• L•••no longer reported	Securitized Asset Fund	$14.2M	3	Feb 14, 2012
B••• C••••••• F•••• L•no longer reported	Hedge Fund	$12.1M	32	Feb 14, 2012
K•••••••• V••no longer reported	Securitized Asset Fund	$8.3M	12	Mar 27, 2015
K•••••••• V••no longer reported	Securitized Asset Fund	$2.4M	12	May 14, 2020
K•••••••• I• L•••no longer reported	Securitized Asset Fund	$478,774	3	Feb 14, 2012
K•••••••• I•• L•••no longer reported	Securitized Asset Fund	$46,089	5	Feb 14, 2012
K•••••••• I••• L•••no longer reported	Securitized Asset Fund	$8,305	7	Feb 14, 2012

Owners and control persons

Schedule A and B, latest filing

B••••• R••••••• C••••••••• · Managing Directorcontrol
since 06/2020 · owns less than 5%
S••••••• P••••• G• · Senior Portfolio Manager And Head Of US Clo Businesscontrol
since 10/2023 · owns less than 5%
S••••• N•••• R•••••• · Chief Financial Officercontrol
since 01/2018 · owns less than 5%
W••••••• A••••••••• D•••• · Managing Director And Global Head Of Partner Solutionscontrol
since 09/2020 · owns less than 5%
R••••••• J•••• F••••• · Chief Compliance Officer
since 07/2023 · owns less than 5%

Entity owners

H••••• C•••••• M••••••••• ••••••••• I••• · Direct Owner
direct · owns 75% or more
2••• P•••••• P•••••••• F••• · Shareholder
indirect · owns 75% or more of H••••• C•••••• H••••••• L•••••• •••••••
B•••••• C••••••• I••••••••• M••••••••• C•••• · Member
indirect · owns 75% or more of 2••• P•••••• P•••••••• F•••
H••••• C•••••• H••••••• L•••••• ••••••• · Shareholder
indirect · owns 75% or more of H••••• C•••••• M••••••••• ••••••••• I•••

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 16 to 32
Oct 13, 2025 to Mar 30, 2026
Employees · 34 to 33
Oct 13, 2025 to Mar 30, 2026
Discretionary RAUM · $1.6B to $1.6B
Oct 13, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $1.6B to $1.6B
Oct 13, 2025 to Mar 30, 2026
RAUM · $1.6B to $1.6B
Oct 13, 2025 to Mar 30, 2026
Other offices · 1 to 2
May 2, 2025 to Oct 13, 2025
Financial planning clients · unset to
Mar 7, 2025 to May 2, 2025
Accounts · 6 to 7
Jan 22, 2025 to Mar 7, 2025
Advisory employees · 14 to 16
Jan 22, 2025 to Mar 7, 2025
Pooled vehicle clients · 6 to 7
Jan 22, 2025 to Mar 7, 2025
Employees · 41 to 34
Jan 22, 2025 to Mar 7, 2025
Private funds · 6 to 7
Jan 22, 2025 to Mar 7, 2025
Discretionary RAUM · $2.7B to $1.6B
Jan 22, 2025 to Mar 7, 2025
Pooled vehicle RAUM · $2.6B to $1.6B
Jan 22, 2025 to Mar 7, 2025
RAUM · $2.7B to $1.6B
Jan 22, 2025 to Mar 7, 2025
Other offices · 0 to 1
Mar 29, 2024 to Jan 22, 2025
Accounts · 7 to 6
Jul 13, 2023 to Mar 29, 2024
Employees · 38 to 41
Jul 13, 2023 to Mar 29, 2024
Discretionary RAUM · $2.9B to $2.7B
Jul 13, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $2.8B to $2.6B
Jul 13, 2023 to Mar 29, 2024
RAUM · $2.9B to $2.7B
Jul 13, 2023 to Mar 29, 2024
Advisory employees · 18 to 14
May 20, 2022 to Mar 22, 2023
Employees · 35 to 38
May 20, 2022 to Mar 22, 2023
Discretionary RAUM · $2.8B to $2.9B
May 20, 2022 to Mar 22, 2023
Pooled vehicle RAUM · $2.8B to $2.8B
May 20, 2022 to Mar 22, 2023
RAUM · $2.8B to $2.9B
May 20, 2022 to Mar 22, 2023
Accounts · 6 to 7
Mar 29, 2021 to Mar 28, 2022
Advisory employees · 19 to 18
Mar 29, 2021 to Mar 28, 2022
Pooled vehicle clients · 5 to 6
Mar 29, 2021 to Mar 28, 2022
Employees · 33 to 35
Mar 29, 2021 to Mar 28, 2022
Private funds · 5 to 6
Mar 29, 2021 to Mar 28, 2022
Discretionary RAUM · $2.1B to $2.8B
Mar 29, 2021 to Mar 28, 2022
Pooled vehicle RAUM · $1.9B to $2.8B
Mar 29, 2021 to Mar 28, 2022
RAUM · $2.1B to $2.8B
Mar 29, 2021 to Mar 28, 2022
Advisory employees · 15 to 19
Dec 4, 2020 to Mar 29, 2021
Employees · 24 to 33
Dec 4, 2020 to Mar 29, 2021
Discretionary RAUM · $2.0B to $2.1B
Dec 4, 2020 to Mar 29, 2021
Pooled vehicle RAUM · $2.0B to $1.9B
Dec 4, 2020 to Mar 29, 2021
RAUM · $2.0B to $2.1B
Dec 4, 2020 to Mar 29, 2021
Accounts · 4 to 6
Feb 27, 2020 to May 14, 2020

Signals

14 dated events

H••••• C•••••• M••••••••• L•• reported RAUM $1.6B, down 39% from $2.7B (2025-01-22 to 2025-03-07)
Mar 7, 2025 · RAUM change · derived
G Peter Swanson (Senior Portfolio Manager And Head Of Us Clo Business) appeared on Schedule A of H••••• C•••••• M••••••••• L••
Mar 29, 2024 · Control person joined · fact
David Alexander Wolfman (Managing Director And Global Head Of Partner Solutions) appeared on Schedule A of H••••• C•••••• M••••••••• L••
Mar 29, 2024 · Control person joined · fact
J••••• G•••••••• (General Counsel) no longer on Schedule A of H••••• C•••••• M••••••••• L•• (listed 2023-07-13, absent 2024-03-29)
Mar 29, 2024 · Control person left · inference
Stuart Jordan Milman (Managing Director And Head Of Structured Products) no longer on Schedule A of H••••• C•••••• M••••••••• L•• (listed 2021-03-29, absent 2022-03-28)
Mar 28, 2022 · Control person left · inference
H••••• C•••••• M••••••••• L•• reported RAUM $2.8B, up 32% from $2.1B (2021-03-29 to 2022-03-28)
Mar 28, 2022 · RAUM change · derived
Cunningham Richard Bliss (Managing Director And Head Of Us Clo Business) appeared on Schedule A of H••••• C•••••• M••••••••• L••
Dec 4, 2020 · Control person joined · fact
Richard Neil Syers (Chief Financial Officer) appeared on Schedule A of H••••• C•••••• M••••••••• L••
Dec 4, 2020 · Control person joined · fact
Stuart Jordan Milman (Managing Director And Head Of Structured Products) appeared on Schedule A of H••••• C•••••• M••••••••• L••
Dec 4, 2020 · Control person joined · fact
J••••• G•••••••• (U.S. General Counsel) appeared on Schedule A of H••••• C•••••• M••••••••• L••
Dec 4, 2020 · Control person joined · fact
Delucca Joyce Yacoubi (Managing Principal And Chief Investment Officer) no longer on Schedule A of H••••• C•••••• M••••••••• L•• (listed 2020-05-14, absent 2020-12-04)
Dec 4, 2020 · Control person left · inference
H••••• C•••••• M••••••••• L•• reported RAUM $2.0B, up 49% from $1.3B (2019-03-31 to 2020-02-27)
Feb 27, 2020 · RAUM change · derived
H••••• C•••••• M••••••••• L•• reported RAUM $1.3B, up 52% from $870.4M (2018-07-31 to 2019-03-31)
Mar 31, 2019 · RAUM change · derived
H••••• C•••••• M••••••••• L•• reported RAUM $870.4M, down 34% from $1.3B (2018-02-28 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/hayfinreportedpublic record, Form ADV, Sep 18, 2026
Website: H•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 212-680-0011reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026