DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• A•••• M•••••••••
Legal name C••••••••• I••••••••• E• P••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Mar 26, 2012 · 26 filings
SEC status approved since Jul 13, 2011
RAUM
$526M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$526M as of Mar 31, 2026
Mar 26, 2012$77.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 18, 20130 then
Employees (5.A)24 as of Mar 31, 2026
Mar 18, 201322 then
Private funds1 as of Mar 31, 2026
Mar 26, 20123 then
RAUM -28% over the last fiscal year-29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $13.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $111M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$526M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 40reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $111M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• M••••• F••• S•• • E••••••• P••••••••no longer reported | Hedge Fund | $546M | 37 | Mar 26, 2012 |
| C••••••••• B••••• U• F••• L• | Hedge Fund | $256M | 27 | Mar 29, 2022 |
| C••••••••• M••••• F••• S•• • P•••••••• B•no longer reported | Hedge Fund | $58.0M | 8 | Mar 26, 2012 |
| O• 5•• O••••••• F••• L••no longer reported | Hedge Fund | $39.4M | 19 | Mar 26, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• F••••••• •••• · Chief Investment Officer, Executive Manager, And Director Of The L•••controlsince 01/2004 · owns 25% to 50%
- D•••••• E••••••• F••••••••• · Executive Managercontrolsince 12/2018 · owns 5% to 10%
- G••••• C••••••• D• A•••••• · Executive Managercontrolsince 12/2018 · owns 5% to 10%
- R••••••••• A•••• •••• · Chief Compliance Officer, Executive Manager, And Director Of The L•••controlsince 07/2007 · owns 5% to 10%
- B•••••••• F••••••• •••• · Ownercontrolsince 05/2008 · owns 25% to 50% of C••••••••• H•••••• L•••
- M•••••• S••••••• F•••• · Managing Member Of Lpi B•••••, LLCcontrolsince 10/2007 · owns F of Lpi B•••••, LLC
- M•••••• S••••••• F•••• · Managing Member Of Lpi Investors I, LLCcontrolsince 10/2007 · owns F of Lpi Investors I, LLC
- A•••••••• L••••• B••••• · Executive Managersince 08/2022 · owns less than 5%
- D• S••••• L•••••• P••••••• · Executive Managersince 08/2022 · owns less than 5%
- D• A•••••• P•••••••• B•••• · Executive Managersince 11/2022 · owns less than 5%
- F•••••• V•••••• A••••• · Executive Managersince 08/2022 · owns less than 5%
- L•••• A••••• D• S•••• · Executive Managersince 10/2019 · owns 5% to 10%
- M••••••••• R••••••• A•••••• · Executive Managersince 11/2008 · owns less than 5%
- N••••• L••••••• M••••• C•••••• · Executive Managersince 11/2022 · owns less than 5%
- P•••••••• S••••• · Executive Managersince 08/2022 · owns less than 5%
- S•••••••• N•••••• B•••••• · Executive Managersince 08/2022 · owns less than 5%
Entity owners
- C••••••••• H•••••• L••• · Ownerdirect · owns 75% or more
- L•• I•••••••• I• L•• · 100% Ownerindirect · owns 75% or more of L•• B••••• L••
- L•• B••••• L•• · Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- C•••• B••••• G•••••• P•••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 54.0% to 0.0% between the annual amendments of 2025-03-25 and 2026-03-31peers: asset managers, $500M to $1B (784)
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $729,144,064 to $526,360,108 (-28.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was +8.0% (672 comparable advisers, 7.0th percentile of changes)peers: asset managers, $500M to $1B (672) · 6.7% percentile
What changed
consecutive filings, newest first
- Accounts · 43 to 40Mar 25, 2025 to Mar 31, 2026
- Business name · C••••••••• I••••••••• E• P••••••••• L••• to C••••••••• A•••• M•••••••••Mar 25, 2025 to Mar 31, 2026
- Pooled vehicle clients · 41 to 40Mar 25, 2025 to Mar 31, 2026
- Assets in custody · $66.8M to $111MMar 25, 2025 to Mar 31, 2026
- Employees · 26 to 24Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $729M to $526MMar 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $338M to $526MMar 25, 2025 to Mar 31, 2026
- RAUM · $729M to $526MMar 25, 2025 to Mar 31, 2026
- Accounts · 54 to 43Mar 28, 2024 to Mar 25, 2025
- Advisory employees · 11 to 13Mar 28, 2024 to Mar 25, 2025
- Business name · C••••••••• I••••••••• E• P••••••••• L••• to C••••••••• I••••••••• E• P••••••••• L•••Mar 28, 2024 to Mar 25, 2025
- Pooled vehicle clients · 51 to 41Mar 28, 2024 to Mar 25, 2025
- Assets in custody · $191M to $66.8MMar 28, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 25, 2025
- HQ state · unset to Mar 28, 2024 to Mar 25, 2025
- Legal name · C••••••••• I••••••••• E P•••••••••?ES L••• to C••••••••• I••••••••• E• P••••••••• L•••Mar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $1.4B to $729MMar 28, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $779M to $338MMar 28, 2024 to Mar 25, 2025
- RAUM · $1.4B to $729MMar 28, 2024 to Mar 25, 2025
- Accounts · 57 to 54Mar 27, 2023 to Mar 25, 2024
- Advisory employees · 12 to 11Mar 27, 2023 to Mar 25, 2024
- Pooled vehicle clients · 54 to 51Mar 27, 2023 to Mar 25, 2024
- Assets in custody · $221M to $191MMar 27, 2023 to Mar 25, 2024
- Employees · 29 to 26Mar 27, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.5B to $1.4BMar 27, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $939M to $779MMar 27, 2023 to Mar 25, 2024
- RAUM · $1.5B to $1.4BMar 27, 2023 to Mar 25, 2024
- Advisory employees · 10 to 12Oct 20, 2022 to Mar 27, 2023
- Assets in custody · $256M to $221MOct 20, 2022 to Mar 27, 2023
- Employees · 22 to 29Oct 20, 2022 to Mar 27, 2023
- Discretionary RAUM · $2.2B to $1.5BOct 20, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $1.5B to $939MOct 20, 2022 to Mar 27, 2023
- RAUM · $2.2B to $1.5BOct 20, 2022 to Mar 27, 2023
- Advisory employees · 9 to 10Jun 28, 2021 to Mar 29, 2022
- Accounts · 43 to 57Jun 28, 2021 to Mar 29, 2022
- Pooled vehicle clients · 40 to 54Jun 28, 2021 to Mar 29, 2022
- Assets in custody · $983M to $256MJun 28, 2021 to Mar 29, 2022
- Private funds · 2 to 1Jun 28, 2021 to Mar 29, 2022
- Discretionary RAUM · $3.3B to $2.2BJun 28, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $2.2B to $1.5BJun 28, 2021 to Mar 29, 2022
Signals
21 dated events
- C••••••••• A•••• M••••••••• reported RAUM $526.4M, down 28% from $729.1M (2025-03-25 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C••••••••• A•••• M••••••••• reported RAUM $729.1M, down 49% from $1.4B (2024-03-28 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- Ribeiro Felipe Elias David (Executive Manager) no longer on Schedule A of C••••••••• A•••• M••••••••• (listed 2024-03-25, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- C••••••••• A•••• M••••••••• reported RAUM $1.5B, down 31% from $2.2B (2022-10-20 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- C••••••••• A•••• M••••••••• reported RAUM $2.2B, down 34% from $3.3B (2021-06-28 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Da Costa Marcello Da Silva (Executive Manager) no longer on Schedule A of C••••••••• A•••• M••••••••• (listed 2021-03-31, absent 2021-06-28)Jun 28, 2021 · Control person left · inference
- Hideo Marcos Matsutani (Executive Manager) no longer on Schedule A of C••••••••• A•••• M••••••••• (listed 2021-03-31, absent 2021-06-28)Jun 28, 2021 · Control person left · inference
- Cunha Alexandre Bagnoli (Executive Manager) no longer on Schedule A of C••••••••• A•••• M••••••••• (listed 2020-03-18, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- C••••••••• A•••• M••••••••• reported RAUM $3.3B, up 39% from $2.4B (2020-03-18 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- De Souza Andre Lima (Executive Manager) appeared on Schedule A of C••••••••• A•••• M•••••••••Mar 18, 2020 · Control person joined · fact
- C••••••••• A•••• M••••••••• reported RAUM $2.4B, up 89% from $1.2B (2019-03-15 to 2020-03-18)Mar 18, 2020 · RAUM change · derived
- Ribeiro Felipe Elias David (Executive Manager) appeared on Schedule A of C••••••••• A•••• M•••••••••Mar 18, 2020 · Control person joined · fact
- Carvalho William Uemura (Executive Manager) appeared on Schedule A of C••••••••• A•••• M•••••••••Mar 18, 2020 · Control person joined · fact
- Barbosa Rodrigo Campos (Executive Manager) no longer on Schedule A of C••••••••• A•••• M••••••••• (listed 2019-03-15, absent 2020-03-18)Mar 18, 2020 · Control person left · inference
- Fontenelle Eduardo Dumans (Executive Manager) appeared on Schedule A of C••••••••• A•••• M•••••••••Mar 15, 2019 · Control person joined · fact
- Cunha Alexandre Bagnoli (Executive Manager) appeared on Schedule A of C••••••••• A•••• M•••••••••Mar 15, 2019 · Control person joined · fact
- Hideo Marcos Matsutani (Executive Manager) appeared on Schedule A of C••••••••• A•••• M•••••••••Mar 15, 2019 · Control person joined · fact
- De A•••••• C•••••• G•••• (Executive Manager) appeared on Schedule A of C••••••••• A•••• M•••••••••Mar 15, 2019 · Control person joined · fact
- Melle Fabio Dallacqua (Executive Manager) no longer on Schedule A of C••••••••• A•••• M••••••••• (listed 2018-03-05, absent 2019-03-15)Mar 15, 2019 · Control person left · inference
- Sales Rafael Guimaraes (Executive Manager) no longer on Schedule A of C••••••••• A•••• M••••••••• (listed 2018-03-05, absent 2019-03-15)Mar 15, 2019 · Control person left · inference
- C••••••••• A•••• M••••••••• reported RAUM $1.0B, up 27% from $790.9M (2017-03-20 to 2018-03-05)Mar 5, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/constellation-asset-management/mycompanreportedpublic record, Form ADV, Sep 19, 2026
- Website
- C••••.COM.BRreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 55 11 4501 0025reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026