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C•• C•••••• M•••••••••

Former SEC-registered adviserFormer SEC adviser1 private funds· Hamilton

Former SEC-registered adviser, based in Hamilton, reporting $127M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$127M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-94%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 157174 · SEC 801-73258 · 4 filingsShow
CRD 157174SEC 801-73258Legal name C•• C•••••• M••••••••• L•First filing on the tape Feb 10, 2012, latest Mar 31, 2014IAPD
RAUM
$127M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$127M gross assets
History
4 filings and snapshots on the tape
RAUM$127M as of Mar 31, 2014
Apr 1, 2013$2.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2014
Apr 1, 20130 then
Employees (5.A)1 as of Mar 31, 2014
Apr 1, 20134 then
Private funds1 as of Mar 31, 2014
Apr 1, 20131 then
RAUM -94% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$31.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-94%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$127M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$127M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C•• H•••• L••••• O••••••••• M••••• L•••Hedge Fund$30.8M1Jan 13, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • K•••• S••••••• J•••• · Limited Partner, Chief Investment Officercontrol
        since 07/2009 · owns 75% or more
      • K•••• S••••••• J•••• · S••• S••••••••• O• C•• C•••••• M••••••••• H•••••• L•••control
        since 04/2011 · owns 75% or more of C•• C•••••• M••••••••• H•••••• L•••
      • M•••••••• T•••••• J••• · Cco
        since 03/2014 · owns less than 5%
      Entity owners
      • C•• C•••••• M••••••••• H•••••• L••• · Limited Partner
        direct · owns 25% to 50%
      • C•• G• L•• · G•••••• Partner
        direct · owns less than 5%
      • C•• C•••••• M••••••••• H•••••• L••• · S••• S••••••••• O• C•• C•••••• M••••••••• U• I•••
        indirect · owns 75% or more of C•• C•••••• M••••••••• U• I•••
      • C•• C•••••• M••••••••• U• I••• · S••• M••••• O• C•• G• L••
        indirect · owns 75% or more of C•• G• L••
      Related persons
      Schedule D 7.A
      • C•• H•••• L••••• O••••••••• G•••••• P••••••• L•••
        investment adviserbankpooled vehicle sponsorn
      • C•• H•••• L••••• O••••••••• S•• L•
        investment adviserbankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory activities · 2 to 1
        Apr 1, 2013 to Mar 31, 2014
      • Assets in custody · $2.1B to $127M
        Apr 1, 2013 to Mar 31, 2014
      • Employees · 4 to 1
        Apr 1, 2013 to Mar 31, 2014
      • Discretionary RAUM · $2.1B to $127M
        Apr 1, 2013 to Mar 31, 2014
      • RAUM · $2.1B to $127M
        Apr 1, 2013 to Mar 31, 2014
      • Accounts · 5 to 4
        Apr 23, 2012 to Apr 1, 2013
      • Advisory employees · unset to 1.0
        Apr 23, 2012 to Apr 1, 2013
      • Advisory activities · 1 to 2
        Apr 23, 2012 to Apr 1, 2013
      • BD registered reps · unset to 0.0
        Apr 23, 2012 to Apr 1, 2013
      • Assets in custody · $1.0B to $2.1B
        Apr 23, 2012 to Apr 1, 2013
      • Employees · unset to 4.0
        Apr 23, 2012 to Apr 1, 2013
      • State-registered IARs · unset to 0.0
        Apr 23, 2012 to Apr 1, 2013
      • Discretionary RAUM · $2.3B to $2.1B
        Apr 23, 2012 to Apr 1, 2013
      • Non-discretionary RAUM · $1.0B to $0
        Apr 23, 2012 to Apr 1, 2013
      • RAUM · $3.3B to $2.1B
        Apr 23, 2012 to Apr 1, 2013
      • Related adviser · false to true
        Apr 23, 2012 to Apr 1, 2013
      • Assets in custody · $1.1B to $1.0B
        Feb 10, 2012 to Apr 23, 2012
      • Private funds · unset to 1
        Feb 10, 2012 to Apr 23, 2012
      • Discretionary RAUM · $1.2B to $2.3B
        Feb 10, 2012 to Apr 23, 2012
      • Non-discretionary RAUM · $1.1B to $1.0B
        Feb 10, 2012 to Apr 23, 2012
      • RAUM · $2.3B to $3.3B
        Feb 10, 2012 to Apr 23, 2012
      Signals
      1 dated events
      • ••• Locked
        Mar 30, 2015 · ria registration change · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026