DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•• R••••• C••••••
Legal name G•• C••••••• L•••
Latest filing Mar 27, 2026
First filing on the tape Feb 14, 2012 · 29 filings
SEC status approved since Mar 30, 2012
RAUM
$6.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
69
28 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$6.3B as of Mar 27, 2026
Mar 27, 2013$5.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 27, 20130 then
Employees (5.A)69 as of Mar 27, 2026
Mar 27, 201357 then
Private funds15 as of Mar 27, 2026
Mar 27, 201311 then
RAUM +1.3% over the last fiscal year+3.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $251MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.5B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.2B99%
- Charitable organizations$76.3M1.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.5B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
24 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•• R••••• F••• V•• L••• | Real Estate Fund | $1.4B | 99 | Mar 23, 2017 |
| G•• R••••• F••• V••• L••• | Real Estate Fund | $851M | 24 | Mar 24, 2022 |
| G•• R••••• F••• V• L••• | Real Estate Fund | $766M | 71 | Mar 27, 2013 |
| G•• R••••• E•••••••• F•••• L••• | Hedge Fund | $498M | 108 | Mar 30, 2016 |
| G•• R••••• S••••••••• F•••••••• L••• | Hedge Fund | $326M | 75 | Feb 14, 2012 |
| G•• R••••• E•••••••• F••• P••••• L••• | Hedge Fund | $277M | 4 | Mar 28, 2018 |
| G•• R••••• S•• C••••••••• L••• | Real Estate Fund | $199M | 2 | Mar 28, 2019 |
| G•• R••••• F••• V•••• L••• | Real Estate Fund | $185M | 100 | Mar 23, 2017 |
| G•• R••••• F••• V••• L••• | Real Estate Fund | $118M | 91 | Mar 27, 2013 |
| G•• R••••• F••• V••••• L••• | Real Estate Fund | $103M | 68 | Mar 24, 2022 |
| G•• 3••• C•••••• L••• | Real Estate Fund | $84.2M | 3 | Mar 26, 2015 |
| G•• B•• C•••••• L••• | Real Estate Fund | $60.3M | 2 | Mar 26, 2015 |
| G•• B•• C••••• • A• L••• | Real Estate Fund | $59.8M | 2 | Apr 29, 2015 |
| G•• R••••• F••• I•• L•••no longer reported | Real Estate Fund | $44.8M | 126 | Feb 14, 2012 |
| G•• R••••• S•••••• S••••••••• F•••• L••• | Venture Capital Fund | $33.9M | 58 | Mar 24, 2022 |
| G•• O•••••••• C••••••••• L••• | Real Estate Fund | $17.0M | 2 | Mar 28, 2019 |
| G•• T•• H••••• C••••••••• F•••• L•••no longer reported | Real Estate Fund | $1.4M | 2 | Feb 14, 2012 |
| G•• C•••••••• C••••• F•••• L•••no longer reported | Real Estate Fund | $499,836 | 3 | Mar 27, 2013 |
| G•• N•• C•••••• L•••no longer reported | Real Estate Fund | $287,000 | 2 | Mar 28, 2014 |
| G•• R••••• S••••••••• F•••••••• L•• | Hedge Fund | $1,172 | 0 | Feb 14, 2012 |
| G•• I•• S•••• F•••• L••• | Real Estate Fund | $0 | 25 | Feb 14, 2012 |
| D•••••• R••• E••••• F•••• L•••no longer reported | Real Estate Fund | $0 | 96 | Feb 14, 2012 |
| G•• H•• C••••• F•••• L•••no longer reported | Real Estate Fund | $0 | 2 | Feb 14, 2012 |
| G•• R••••• F••• I••• L•••no longer reported | Real Estate Fund | $0 | 139 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• B••••••• D•••••• · Co-Chief Investment Officercontrolsince 01/2023 · owns less than 5%
- C•••• M••••••• J••••••• · Senior Managing Directorcontrolsince 09/2024 · owns less than 5%
- E••••• M••••••• A••••• · Senior Managing Partnercontrolsince 02/1998 · owns less than 5%
- F•••••••• A•••••• M•••••• · Chief Financial Officer And Co-Chief Operating Officercontrolsince 01/2017 · owns less than 5%
- G•••••• M••••••• J•••• · Co-Chief Investment Officercontrolsince 01/2023 · owns less than 5%
- G•••••• N•••••• S•••• · Senior Managing Partnercontrolsince 02/1998 · owns less than 5%
- H••••••••• L••• D•••••• · General Counsel And Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- K••••••• E••••••••• A• · Co-Chief Operating Officercontrolsince 01/2023 · owns less than 5%
- L••••• D••••• P••• · Chief Investment Officercontrolsince 04/2021 · owns less than 5%
- M•••••• B••••• A••• · Senior Managing Partnercontrolsince 02/1998 · owns less than 5%
- M•••••• B••••• A••• · Trusteecontrolsince 10/2021 · owns F of S•• 2••• F••••• I•••••••• T••••
- M•••••• S••••••• J•• · Co-Trusteecontrolsince 10/2021 · owns F of B•• 2••• F••••• I•••••••• T••••
- S••••• M••••••• J•• · Co-Trusteecontrolsince 10/2021 · owns F of B•• 2••• F••••• I•••••••• T••••
Entity owners
- A••••• G•• P••••••• G•• L•• · General Partnerdirect · owns less than 5%
- A••••• G•• P••••••• L• · Limited Partnerdirect · owns 50% to 75%
- A••••• G•• P••••••• G•• L•• · General Partnerindirect · owns F of A••••• G•• P••••••• L•
- B•• 2••• F••••• I•••••••• T•••• · Partnerindirect · owns 25% to 50% of R••••• C•••••• M••••••••• L•••
- R••••• C•••••• M••••••••• L••• · Memberindirect · owns 25% to 50% of A••••• G•• P••••••• L•
- S•• 2••• F••••• I•••••••• T•••• · Partnerindirect · owns 25% to 50% of R••••• C•••••• M••••••••• L•••
Related persons
Schedule D 7.A
- G•• I•• S•••• F••• M••••••• L•••pooled vehicle sponsory
- G•• R••••• E•••••••• M•••••••• L•••pooled vehicle sponsory
- G•• R••••• M••••••• I•• L•••pooled vehicle sponsory
- G•• R••••• M••••••• V• L•••pooled vehicle sponsory
- G•• R••••• M••••••• V•• L•••pooled vehicle sponsory
- G•• R••••• M••••••• V••• L•••pooled vehicle sponsory
- G•• R••••• S• M•••••••• L•••pooled vehicle sponsory
- G•••• M•••••••• L••pooled vehicle sponsory
- G••••• M•••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 24 to 25Oct 28, 2025 to Mar 27, 2026
- Advisory employees · 27 to 28Oct 28, 2025 to Mar 27, 2026
- Charity clients · unset to 1.0Oct 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 23 to 24Oct 28, 2025 to Mar 27, 2026
- Assets in custody · $4.6B to $4.5BOct 28, 2025 to Mar 27, 2026
- Employees · 68 to 69Oct 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $6.2B to $6.3BOct 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $6.1B to $6.2BOct 28, 2025 to Mar 27, 2026
- RAUM · $6.2B to $6.3BOct 28, 2025 to Mar 27, 2026
- Assets in custody · $4.6B to $4.6BMar 28, 2025 to May 5, 2025
- Financial planning clients · unset to Mar 28, 2025 to May 5, 2025
- Discretionary RAUM · $6.2B to $6.2BMar 28, 2025 to May 5, 2025
- Pooled vehicle RAUM · $6.1B to $6.1BMar 28, 2025 to May 5, 2025
- RAUM · $6.2B to $6.2BMar 28, 2025 to May 5, 2025
- Advisory employees · 28 to 27Sep 24, 2024 to Mar 28, 2025
- Charity clients · 1.0 to unsetSep 24, 2024 to Mar 28, 2025
- Assets in custody · $4.9B to $4.6BSep 24, 2024 to Mar 28, 2025
- Employees · 69 to 68Sep 24, 2024 to Mar 28, 2025
- Private funds · 17 to 15Sep 24, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.8B to $6.2BSep 24, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $5.7B to $6.1BSep 24, 2024 to Mar 28, 2025
- RAUM · $5.8B to $6.2BSep 24, 2024 to Mar 28, 2025
- Accounts · 22 to 24Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 31 to 28Mar 30, 2023 to Mar 29, 2024
- Pooled vehicle clients · 18 to 23Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $5.2B to $4.9BMar 30, 2023 to Mar 29, 2024
- Employees · 71 to 69Mar 30, 2023 to Mar 29, 2024
- Private funds · 18 to 17Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $5.7B to $5.8BMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $5.2B to $5.7BMar 30, 2023 to Mar 29, 2024
- RAUM · $5.7B to $5.8BMar 30, 2023 to Mar 29, 2024
- Advisory employees · 26 to 31Sep 14, 2022 to Mar 30, 2023
- Pooled vehicle clients · 19 to 18Sep 14, 2022 to Mar 30, 2023
- Assets in custody · $5.7B to $5.2BSep 14, 2022 to Mar 30, 2023
- Employees · 67 to 71Sep 14, 2022 to Mar 30, 2023
- Private funds · 19 to 18Sep 14, 2022 to Mar 30, 2023
- Discretionary RAUM · $6.0B to $5.7BSep 14, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $5.7B to $5.2BSep 14, 2022 to Mar 30, 2023
- RAUM · $6.0B to $5.7BSep 14, 2022 to Mar 30, 2023
- Related bank · true to falseSep 14, 2022 to Mar 30, 2023
Signals
6 dated events
- Jiun-Yih M•••••• Chen (Senior Managing Director) appeared on Schedule A of G•• R••••• C••••••Sep 24, 2024 · Control person joined · fact
- Craig Jonathan Romick (General Counsel And Chief Compliance Officer) no longer on Schedule A of G•• R••••• C•••••• (listed 2023-03-30, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- D•••••• Lou H••••••••• (General Counsel And Chief Compliance Officer) appeared on Schedule A of G•• R••••• C••••••Mar 29, 2024 · Control person joined · fact
- Raymond Craig Caffarelli (Chief Operating Officer) no longer on Schedule A of G•• R••••• C•••••• (listed 2022-09-14, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Jay M•••••• Sacks (Co-Trustee) appeared on Schedule A of G•• R••••• C••••••Mar 30, 2023 · Control person joined · fact
- P••• D•••• L•••• (Co-Chief Investment Officer) appeared on Schedule A of G•• R••••• C••••••Mar 24, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- G•• R••••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gem-realty-capital-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- gemrc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-915-2900reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
G•• R••••• C•••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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