DFX Intelligence
RIA Intelligence
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SEC-registered adviser
I•• I••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Feb 14, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
22 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.9B as of Mar 26, 2026
Mar 13, 2013$848M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 13, 20130 then
Employees (5.A)31 as of Mar 26, 2026
Mar 13, 201319 then
Private funds4 as of Mar 26, 2026
Mar 13, 20133 then
RAUM +24% over the last fiscal year-1.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $464MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.9B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••••••• G••••• P••••••• V•• L• | Private Equity Fund | $1.3B | 62 | Mar 23, 2022 |
| I••••••••• G••••• P••••••• V• L• | Private Equity Fund | $380M | 62 | Mar 24, 2017 |
| I••••••••• G••••• P••••••• I•• L• | Private Equity Fund | $88.7M | 45 | Feb 14, 2012 |
| I••••••••• G••••• P••••••• I••• L•no longer reported | Private Equity Fund | $52.0M | 33 | Feb 14, 2012 |
| I••••••••• G••••• P••••••• I•• L•no longer reported | Private Equity Fund | $45.7M | 27 | Feb 14, 2012 |
| I•• F••• V• O•••••••• E•••••••• F•••• L•• | Private Equity Fund | $10.8M | 14 | Mar 24, 2023 |
| I•• F••• V• O•••••••• E•••••••• F•••• L•• | Private Equity Fund | $5.1M | 17 | Mar 24, 2017 |
| I••••••••• G••••• P••••••• V• A••• L••• | Private Equity Fund | $868,509 | 62 | Mar 19, 2019 |
| I•• F••• I• O•••••••• E•••••••• F•••• L•• | Private Equity Fund | $221,032 | 5 | Mar 25, 2014 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• I••• R•••••• M••••• · Managing Membercontrolsince 05/2022 · owns 10% to 25%
- D•••••••• D••••• M•••••• · Managing Membercontrolsince 05/2022 · owns 10% to 25%
- H•••••• E•••• D•••• · Managing Membercontrolsince 04/2009 · owns 10% to 25%
- T••• J•••••••• N•• · Chief Financial Officer, Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- W•••• J••••••• M••••• · Managing Membercontrolsince 01/2010 · owns 10% to 25%
Related persons
Schedule D 7.A
- I•• C•••••• P••••••• I•• L••pooled vehicle sponsorn
- I•• C•••••• P••••••• V• A••• L••pooled vehicle sponsorn
- I•• C•••••• P••••••• V• L••pooled vehicle sponsorn
- I•• C•••••• P••••••• V•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL4 employees
What changed
consecutive filings, newest first
- Accounts · 5 to 4Mar 28, 2025 to Mar 26, 2026
- Advisory employees · 23 to 22Mar 28, 2025 to Mar 26, 2026
- Pooled vehicle clients · 5 to 4Mar 28, 2025 to Mar 26, 2026
- Employees · 32 to 31Mar 28, 2025 to Mar 26, 2026
- Private funds · 5 to 4Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.5B to $1.9BMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.5B to $1.9BMar 28, 2025 to Mar 26, 2026
- RAUM · $1.5B to $1.9BMar 28, 2025 to Mar 26, 2026
- Accounts · 7 to 5May 29, 2024 to Mar 28, 2025
- Advisory employees · 24 to 23May 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 7 to 5May 29, 2024 to Mar 28, 2025
- Employees · 34 to 32May 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to May 29, 2024 to Mar 28, 2025
- Private funds · 7 to 5May 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.7B to $1.5BMay 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.7B to $1.5BMay 29, 2024 to Mar 28, 2025
- RAUM · $1.7B to $1.5BMay 29, 2024 to Mar 28, 2025
- Employees · 32 to 34Jun 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.0B to $1.7BJun 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.0B to $1.7BJun 30, 2023 to Mar 27, 2024
- RAUM · $2.0B to $1.7BJun 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.0B to $2.0BMay 28, 2022 to Mar 24, 2023
- RAUM · $2.0B to $2.0BMay 28, 2022 to Mar 24, 2023
- Accounts · 6 to 7May 28, 2022 to Mar 24, 2023
- Advisory employees · 23 to 24May 28, 2022 to Mar 24, 2023
- Pooled vehicle clients · 6 to 7May 28, 2022 to Mar 24, 2023
- Employees · 30 to 32May 28, 2022 to Mar 24, 2023
- Other offices · 0 to 1May 28, 2022 to Mar 24, 2023
- Private funds · 6 to 7May 28, 2022 to Mar 24, 2023
- Discretionary RAUM · $2.0B to $2.0BMay 28, 2022 to Mar 24, 2023
- Accounts · 5 to 6Apr 30, 2021 to Mar 23, 2022
- Advisory employees · 19 to 23Apr 30, 2021 to Mar 23, 2022
- Pooled vehicle clients · 5 to 6Apr 30, 2021 to Mar 23, 2022
- Employees · 26 to 30Apr 30, 2021 to Mar 23, 2022
- Private funds · 5 to 6Apr 30, 2021 to Mar 23, 2022
- Discretionary RAUM · $1.1B to $2.0BApr 30, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $1.1B to $2.0BApr 30, 2021 to Mar 23, 2022
- RAUM · $1.1B to $2.0BApr 30, 2021 to Mar 23, 2022
- Advisory employees · 21 to 19Jan 8, 2021 to Mar 24, 2021
- Assets in custody · 1081071586.0 to unsetJan 8, 2021 to Mar 24, 2021
Signals
8 dated events
- Michael Brett Johnson (Managing Member, Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of I•• I••••••••• L•• (listed 2024-03-27, absent 2024-05-29)May 29, 2024 · Control person left · inference
- Lee Daniel Delaney (Managing Member) no longer on Schedule A of I•• I••••••••• L•• (listed 2023-03-24, absent 2023-06-30)Jun 30, 2023 · Control person left · inference
- Hemingford Michael Beaumont (Member) no longer on Schedule A of I•• I••••••••• L•• (listed 2022-03-23, absent 2022-05-28)May 28, 2022 · Control person left · inference
- Peter Gottfried Tittiger (Member) no longer on Schedule A of I•• I••••••••• L•• (listed 2022-03-23, absent 2022-05-28)May 28, 2022 · Control person left · inference
- Morris Robert Iii Austin (Managing Member) appeared on Schedule A of I•• I••••••••• L••May 28, 2022 · Control person joined · fact
- Michael David Difranco (Managing Member) appeared on Schedule A of I•• I••••••••• L••May 28, 2022 · Control person joined · fact
- I•• I••••••••• L•• reported RAUM $2.0B, up 88% from $1.1B (2021-04-30 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- Nmn Jennifer Tai (Chief Financial Officer) appeared on Schedule A of I•• I••••••••• L••Apr 30, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- I•• I••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- I•• I••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/industrial-growth-partners/aboutreportedpublic record, Form ADV, Sep 21, 2026
- Website
- w••.i••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 415-882-4550reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026