DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••• C•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 27 filings
SEC status approved since Mar 30, 2012
RAUM
$375M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$375M as of Mar 31, 2026
Apr 1, 2013$246M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 26, 2021$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)10 as of Mar 31, 2026
Apr 1, 201310 then
Private funds2 as of Mar 31, 2026
Apr 1, 20131 then
RAUM +36% over the last fiscal year+25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $187MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $375M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$375M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $375M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••• C•••••• P•••••••• L• | Hedge Fund | $191M | 64 | Feb 14, 2012 |
| E••••••• I•• L••no longer reported | Hedge Fund | $364,740 | 17 | Mar 31, 2014 |
| I••••••• L••no longer reported | Hedge Fund | $103,050 | 2 | Mar 31, 2014 |
| E•••••••• L••no longer reported | Hedge Fund | $29,958 | 5 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- H•••• M•••••• M• · Ceocontrolsince 03/2008 · owns 75% or more
- X•• Y••• · Chief Compliance Officercontrolsince 09/2019 · owns less than 5%
Related persons
Schedule D 7.A
- H••• F••• P•••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 9Oct 27, 2025 to Mar 31, 2026
- Assets in custody · $276M to $375MOct 27, 2025 to Mar 31, 2026
- Employees · 8 to 10Oct 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $276M to $375MOct 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $276M to $375MOct 27, 2025 to Mar 31, 2026
- RAUM · $276M to $375MOct 27, 2025 to Mar 31, 2026
- Accounts · 1 to 2Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 6 to 7Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 1 to 2Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $191M to $276MMar 28, 2024 to Mar 31, 2025
- Employees · 7 to 8Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 1 to 2Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $191M to $276MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $191M to $276MMar 28, 2024 to Mar 31, 2025
- RAUM · $191M to $276MMar 28, 2024 to Mar 31, 2025
- Related adviser · false to trueMar 28, 2024 to Mar 31, 2025
- Assets in custody · $194M to $191MApr 3, 2023 to Mar 28, 2024
- Discretionary RAUM · $194M to $191MApr 3, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $194M to $191MApr 3, 2023 to Mar 28, 2024
- RAUM · $194M to $191MApr 3, 2023 to Mar 28, 2024
- Assets in custody · unset to 193664830.0Mar 31, 2023 to Apr 3, 2023
- Custody of client assets · false to trueMar 31, 2023 to Apr 3, 2023
- Advisory employees · 5 to 6Oct 18, 2022 to Mar 31, 2023
- Assets in custody · 186549076.0 to unsetOct 18, 2022 to Mar 31, 2023
- Custody of client assets · true to falseOct 18, 2022 to Mar 31, 2023
- Employees · 6 to 7Oct 18, 2022 to Mar 31, 2023
- Discretionary RAUM · $187M to $194MOct 18, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $187M to $194MOct 18, 2022 to Mar 31, 2023
- RAUM · $187M to $194MOct 18, 2022 to Mar 31, 2023
- Assets in custody · $159M to $187MMar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $159M to $187MMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $159M to $187MMar 31, 2021 to Mar 30, 2022
- RAUM · $159M to $187MMar 31, 2021 to Mar 30, 2022
- Charity clients · unset to 0.0Dec 14, 2020 to Mar 26, 2021
- Corporate clients · unset to 0.0Dec 14, 2020 to Mar 26, 2021
- HNW clients · unset to 0.0Dec 14, 2020 to Mar 26, 2021
- Individual clients · unset to 0.0Dec 14, 2020 to Mar 26, 2021
- Pension plan clients · unset to 0.0Dec 14, 2020 to Mar 26, 2021
- Assets in custody · $83.4M to $159MDec 14, 2020 to Mar 26, 2021
Signals
2 dated events
- Philip Jordan Jasser (Chief Compliance Officer & Chief Financial Officer) no longer on Schedule A of H••• C•••••• M••••••••• L• (listed 2019-04-30, absent 2019-09-30)Sep 30, 2019 · Control person left · inference
- Ying Xu (Chief Compliance Officer) appeared on Schedule A of H••• C•••••• M••••••••• L•Sep 30, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- H••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- H••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/H•••-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 19, 2026
- Website
- H•••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-364-4253reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026