DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• C•••••• G•••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 6, 2012 · 29 filings
SEC status approved since Feb 9, 2012
RAUM
$6.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
33
29 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
6
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$6.9B as of Mar 30, 2026
Mar 26, 2013$622M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 26, 20130 then
Employees (5.A)33 as of Mar 30, 2026
Mar 26, 201312 then
Private funds6 as of Mar 30, 2026
Mar 26, 20133 then
RAUM +22% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• M••••••••• P••••••• V• L• | Real Estate Fund | $2.3B | 46 | Mar 31, 2023 |
| A••••• M•••• F••••• P••••••• V• L• | Real Estate Fund | $1.3B | 30 | Mar 26, 2021 |
| O••••• A••••• M••••••••• A••••••••• L• | Real Estate Fund | $952M | 2 | Mar 26, 2021 |
| A••••• C••• I••••• F••• I• L• | Real Estate Fund | $562M | 2 | Mar 31, 2014 |
| A••••• M•••• F••••• P••••••• I• L• | Real Estate Fund | $278M | 26 | Mar 29, 2018 |
| A••••• M••••••••• P••••••• I• L•no longer reported | Private Equity Fund | $1.3M | 6 | Feb 6, 2012 |
| A••• I• B•••• C•••••••• L•no longer reported | Private Equity Fund | $553,898 | 5 | Mar 7, 2016 |
| A••••• M••••••••• P••••••• I• L•no longer reported | Private Equity Fund | $308,624 | 14 | Feb 6, 2012 |
| P•••••• F•••• L•• | Real Estate Fund | $0 | 3 | Mar 7, 2016 |
| A••••• C•••••• P••••••• L••no longer reported | Private Equity Fund | $0 | 0 | Feb 6, 2012 |
| A••••• M••••••••• P••••••• I•• L• | Real Estate Fund | $0 | 16 | Feb 17, 2015 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• B•••••••• L•••• · Chief Executive Officercontrolsince 05/2004 · owns 10% to 25%
- F•••••••• B•••••••• L•••• · Trusteecontrolsince 12/2021 · owns 75% or more of B••••••• L• F••••••• F••••• T••••
- A•••••••• M••••••• A•••• · Chief Financial Officersince 01/2012 · owns less than 5%
- E••••• K•••• Y••••• · Senior Vice Presidentsince 05/2004 · owns less than 5%
- L••••••• J••••• M•••• · Chief Compliance Officersince 03/2023 · owns less than 5%
- R••••••••• J••••••• M•••••• · Managing Directorsince 01/2012 · owns less than 5%
- S••••• M••••••• G••••• · Managing Directorsince 04/2008 · owns less than 5%
- S••••• A•••••• S••••• · Directorsince 03/2006 · owns less than 5%
Entity owners
- A••••••••• M••••••• G••••• I••• · Corporate Parentindirect · owns 75% or more of A•• S••••••• A••••••••• L•• · public reporting company
- A•• S••••••• A••••••••• L•• · Memberdirect · owns 50% to 75%
- B••••••• L• F••••••• F••••• T•••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- A•••••• I• G• L••pooled vehicle sponsory
- A••• I• G• L••pooled vehicle sponsory
- A••• I•• G• L••pooled vehicle sponsory
- A••• I• G• L••pooled vehicle sponsory
- A••• V• G• L••pooled vehicle sponsory
- A••• V• G•pooled vehicle sponsory
- O••• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- El Segundo, CA5 employees
- Denver, CO2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 30, 2026custody of client assets (Item 9.A): no on the filing of 2025-08-28, yes on the filing of 2026-03-30peers: asset managers, $5B to $20B (684)
What changed
consecutive filings, newest first
- Accounts · 5 to 6Aug 28, 2025 to Mar 30, 2026
- Advisory employees · 27 to 29Aug 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 6Aug 28, 2025 to Mar 30, 2026
- Custody of client assets · false to trueAug 28, 2025 to Mar 30, 2026
- Employees · 30 to 33Aug 28, 2025 to Mar 30, 2026
- Private funds · 5 to 6Aug 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $5.6B to $6.9BAug 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $5.6B to $6.9BAug 28, 2025 to Mar 30, 2026
- RAUM · $5.6B to $6.9BAug 28, 2025 to Mar 30, 2026
- Accounts · 11 to 5Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 23 to 27Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 5Mar 29, 2024 to Mar 31, 2025
- Custody of client assets · true to falseMar 29, 2024 to Mar 31, 2025
- Employees · 26 to 30Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 7 to 5Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.4B to $5.6BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $5.4B to $5.6BMar 29, 2024 to Mar 31, 2025
- RAUM · $5.4B to $5.6BMar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.0B to $5.4BMay 16, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $5.0B to $5.4BMay 16, 2023 to Mar 29, 2024
- RAUM · $5.0B to $5.4BMay 16, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.8B to $5.0BMar 31, 2023 to May 16, 2023
- Pooled vehicle RAUM · $4.8B to $5.0BMar 31, 2023 to May 16, 2023
- RAUM · $4.8B to $5.0BMar 31, 2023 to May 16, 2023
- Accounts · 7 to 11Aug 22, 2022 to Mar 31, 2023
- Advisory employees · 19 to 23Aug 22, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 11Aug 22, 2022 to Mar 31, 2023
- Custody of client assets · false to trueAug 22, 2022 to Mar 31, 2023
- Employees · 22 to 26Aug 22, 2022 to Mar 31, 2023
- Private funds · 6 to 7Aug 22, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.5B to $4.8BAug 22, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.5B to $4.8BAug 22, 2022 to Mar 31, 2023
- RAUM · $3.5B to $4.8BAug 22, 2022 to Mar 31, 2023
- Related adviser · true to falseAug 22, 2022 to Mar 31, 2023
- Related bank · true to falseAug 22, 2022 to Mar 31, 2023
- Related broker-dealer · true to falseAug 22, 2022 to Mar 31, 2023
- Accounts · 6 to 7Mar 15, 2022 to Aug 22, 2022
- Pooled vehicle clients · 6 to 7Mar 15, 2022 to Aug 22, 2022
- Discretionary RAUM · $2.6B to $3.5BMar 15, 2022 to Aug 22, 2022
Signals
5 dated events
- A••••• C•••••• G•••• L•• reported RAUM $4.8B, up 37% from $3.5B (2022-08-22 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A••••• C•••••• G•••• L•• reported RAUM $3.5B, up 33% from $2.6B (2022-03-15 to 2022-08-22)Aug 22, 2022 · RAUM change · derived
- A••••• C•••••• G••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Dec 22, 2021 · Succession (Item 4) · fact
- A••••• C•••••• G•••• L•• reported RAUM $2.8B, up 85% from $1.5B (2020-05-21 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- A••••• C•••••• G•••• L•• reported RAUM $1.8B, up 44% from $1.2B (2017-04-27 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A••••• C•••••• G•••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/abacus-capital-group-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- abacuscapitalgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212.203.4960reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A••••• C•••••• G•••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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