DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alpine Investors
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 157255SEC 801-73159websiteIAPD
Legal name Alpine Management Services III, LLC
Latest filing Mar 31, 2026
First filing on the tape Feb 6, 2012 · 28 filings
SEC status approved since Feb 9, 2012
RAUM
$19B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
96
73 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
16
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$19B as of Mar 31, 2026
Apr 1, 2013$318M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)96 as of Mar 31, 2026
Apr 1, 201313 then
Private funds16 as of Mar 31, 2026
Apr 1, 20134 then
RAUM +5.0% over the last fiscal year+20% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $14B, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$19B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 16reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14B for 16 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
20 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Alpine Investors Ix-A, LP | Private Equity Fund | $3.0B | 214 | Mar 31, 2023 |
| Alpine Investors Ix, LP | Private Equity Fund | $2.3B | 170 | Mar 31, 2023 |
| Alpine Investors Vi, LP | Private Equity Fund | $2.1B | 62 | Mar 31, 2017 |
| Alpine Investors Iceman Cv, LP | Private Equity Fund | $1.7B | 149 | Mar 28, 2024 |
| Alpine Investors Viii-A, LP | Private Equity Fund | $1.7B | 127 | Mar 31, 2022 |
| Alpine Investors Viii, LP | Private Equity Fund | $1.4B | 142 | Mar 31, 2022 |
| Alpine Investors Iceman-A, LP | Private Equity Fund | $1.4B | 78 | Mar 28, 2024 |
| Alpine Investors Team Cv, LP | Private Equity Fund | $958M | 65 | Mar 30, 2021 |
| Alpine Investors Vii-A, LP | Private Equity Fund | $934M | 56 | Mar 28, 2019 |
| Alpine Investors Vii, LP | Private Equity Fund | $773M | 112 | Mar 28, 2019 |
| Alpine Investors V, LP | Private Equity Fund | $379M | 16 | Mar 28, 2014 |
| Alpine Investors Ingenio Cv, LP | Private Equity Fund | $323M | 26 | Mar 31, 2022 |
| Alpine Investors Vi-A, LP | Private Equity Fund | $114M | 4 | Mar 30, 2018 |
| Alpine Investors Faf Viii, LP | Private Equity Fund | $97.3M | 116 | Mar 31, 2022 |
| Alpine Investors Faf Ix, LP | Private Equity Fund | $79.9M | 117 | Mar 28, 2024 |
| Alpine Investors III, LP | Private Equity Fund | $20.5M | 30 | Feb 6, 2012 |
| Alpine Investors IV, LP | Private Equity Fund | $19.9M | 24 | Feb 6, 2012 |
| Alpine Investors II, LPno longer reported | Private Equity Fund | $4.1M | 36 | Feb 6, 2012 |
| Alpine I Liquidating Trustno longer reported | Other Private Fund | $750,000 | 87 | Mar 31, 2015 |
| Alpine Investors, LPno longer reported | Private Equity Fund | $0 | 85 | Feb 6, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Charles Graham Weaver · Membercontrolsince 09/2002 · owns 75% or more
- Perrin Alexandria Stuart · General Counsel And Chief Compliance Officersince 12/2022 · owns less than 5%
- Hannah Dorothy Walter · Chief Financial Officersince 08/2018 · owns less than 5%
Related persons
Schedule D 7.A
- Alpine General Partner III, LLCpooled vehicle sponsorn
- Alpine General Partner Ingenio Cv, LLCpooled vehicle sponsorn
- Alpine General Partner IV, LLCpooled vehicle sponsorn
- Alpine General Partner Ix, LLCpooled vehicle sponsorn
- Alpine General Partner Team Cv, LLCpooled vehicle sponsorn
- Alpine General Partner V, LLCpooled vehicle sponsorn
- Alpine General Partner Vi, LLCpooled vehicle sponsorn
- Alpine General Partner Vii, LLCpooled vehicle sponsorn
- Alpine General Partner Viii, LLCpooled vehicle sponsorn
- Alpine Iceman Gp, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY33 employees
- Salt Lake, UT20 employees
What changed
consecutive filings, newest first
- Advisory employees · 68 to 73Oct 17, 2025 to Mar 31, 2026
- Assets in custody · $13B to $14BOct 17, 2025 to Mar 31, 2026
- Employees · 97 to 96Oct 17, 2025 to Mar 31, 2026
- Other offices · 1 to 2Oct 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $18B to $19BOct 17, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $18B to $19BOct 17, 2025 to Mar 31, 2026
- RAUM · $18B to $19BOct 17, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Oct 17, 2025
- Advisory employees · 102 to 68Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $11B to $13BMar 28, 2024 to Mar 28, 2025
- Employees · 151 to 97Mar 28, 2024 to Mar 28, 2025
- Other offices · 2 to 1Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $17B to $18BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $17B to $18BMar 28, 2024 to Mar 28, 2025
- RAUM · $17B to $18BMar 28, 2024 to Mar 28, 2025
- Accounts · 14 to 16Apr 27, 2023 to Mar 28, 2024
- Advisory employees · 67 to 102Apr 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 14 to 16Apr 27, 2023 to Mar 28, 2024
- Assets in custody · $11B to $11BApr 27, 2023 to Mar 28, 2024
- Employees · 112 to 151Apr 27, 2023 to Mar 28, 2024
- Private funds · 14 to 16Apr 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $11B to $17BApr 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $11B to $17BApr 27, 2023 to Mar 28, 2024
- RAUM · $11B to $17BApr 27, 2023 to Mar 28, 2024
- Assets in custody · $11B to $11BMar 31, 2023 to Apr 27, 2023
- Discretionary RAUM · $11B to $11BMar 31, 2023 to Apr 27, 2023
- Pooled vehicle RAUM · $11B to $11BMar 31, 2023 to Apr 27, 2023
- RAUM · $11B to $11BMar 31, 2023 to Apr 27, 2023
- Accounts · 12 to 14Dec 20, 2022 to Mar 31, 2023
- Advisory employees · 42 to 67Dec 20, 2022 to Mar 31, 2023
- Pooled vehicle clients · 12 to 14Dec 20, 2022 to Mar 31, 2023
- Assets in custody · $8.0B to $11BDec 20, 2022 to Mar 31, 2023
- Employees · 63 to 112Dec 20, 2022 to Mar 31, 2023
- Private funds · 12 to 14Dec 20, 2022 to Mar 31, 2023
- Discretionary RAUM · $8.0B to $11BDec 20, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $8.0B to $11BDec 20, 2022 to Mar 31, 2023
- RAUM · $8.0B to $11BDec 20, 2022 to Mar 31, 2023
- Accounts · 8 to 12Jun 25, 2021 to Mar 31, 2022
- Advisory employees · 41 to 42Jun 25, 2021 to Mar 31, 2022
- Pooled vehicle clients · 8 to 12Jun 25, 2021 to Mar 31, 2022
Signals
7 dated events
- Alpine Investors reported RAUM $17.3B, up 56% from $11.1B (2023-04-27 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Alpine Investors reported RAUM $11.1B, up 38% from $8.0B (2022-12-20 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Alpine Investors reported RAUM $8.0B, up 113% from $3.8B (2021-06-25 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Alpine Investors reported RAUM $3.8B, up 26% from $3.0B (2020-11-23 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Alpine Investors reported RAUM $3.0B, up 59% from $1.9B (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Alpine Investors reported RAUM $1.9B, up 34% from $1.4B (2019-03-07 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Alpine Investors reported RAUM $1.4B, up 25% from $1.1B (2017-04-11 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Alpine Investors · Independent Sponsorsshared crd · capital_provider
- Alpine Investors · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alpine-investorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- alpineinvestors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 415-392-9100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026