DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Virgo Investment Societas LLC

Former SEC-registered adviserBurlingame, CaliforniaCRD 157300SEC 801-74278IAPD
Latest filing Mar 27, 2020
First filing on the tape Feb 15, 2012 · 14 filings
RAUM
$5.5M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$5.5M as of Mar 27, 2020
Mar 28, 2013$74.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2020
Mar 28, 20130 then
Employees (5.A)17 as of Mar 27, 2020
Mar 28, 20139 then
Private funds: no history
RAUM -5.3% over the last fiscal year-35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
89%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-5.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$5.5M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$5.5M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      14 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Virgo - Blue, LLCno longer reportedPrivate Equity Fund$12.5M1Feb 15, 2012
      Virgo - Cedar, LLCno longer reportedPrivate Equity Fund$10.0M1Feb 15, 2012
      Virgo - Redbud, LLCno longer reportedPrivate Equity Fund$10.0M2Feb 15, 2012
      Virgo - Walnut, LLCno longer reportedPrivate Equity Fund$10.0M2Feb 15, 2012
      Virgo - Columbus, LLCno longer reportedPrivate Equity Fund$5.9M2Feb 15, 2012
      Virgo - Cottonwood, LLCno longer reportedPrivate Equity Fund$5.0M1Feb 15, 2012
      Virgo - Grey Pine, LLCno longer reportedPrivate Equity Fund$5.0M1Feb 15, 2012
      Virgo - Spruce, LLCno longer reportedPrivate Equity Fund$4.6M1Feb 15, 2012
      Virgo - Apollo, LLCno longer reportedPrivate Equity Fund$4.6M1Feb 15, 2012
      Virgo - Laurel, LLCno longer reportedPrivate Equity Fund$4.0M1Feb 15, 2012
      Virgo - Acacia, LLCno longer reportedPrivate Equity Fund$3.5M1Feb 15, 2012
      Virgo - Palm, LLCno longer reportedPrivate Equity Fund$3.0M1Feb 15, 2012
      Virgo - Hickory, LLCno longer reportedPrivate Equity Fund$1.0M1Feb 15, 2012
      Virgo - Cherry, LLCno longer reportedPrivate Equity Fund$500,0001Feb 15, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Colin Jesse Watson · Co-Founder/Chief Investment Officercontrol
        since 09/2009 · owns less than 5%
      • Stuart Jeffrey Skoll · Settlor And Trusteecontrol
        since 08/1999 · owns 75% or more of Jeffrey S. Skoll Revocable Trust
      • Colin Jesse Watson · Sole Membercontrol
        since 09/2009 · owns 75% or more of Meigetsu LLC
      • Andrew Todd Dorfman · Partner
        since 04/2013 · owns less than 5%
      • Lewis Gary Krauthamer · Partner
        since 04/2013 · owns less than 5%
      • Aragon Anthony Lubiano · Chief Compliance Officer
        since 03/2020 · owns less than 5%
      • Christopher Macdonald · Partner
        since 04/2011 · owns less than 5%
      • Luther Morris Mcnair · Partner
        since 02/2010 · owns less than 5%
      • Randolph Arroyo Mark Perez · Partner
        since 09/2009 · owns less than 5%
      • Owen Robert Racusin · Partner
        since 09/2009 · owns less than 5%
      Entity owners
      • Capricorn Investment Group LLC · Member
        direct · owns 75% or more
      • Virgo Investment Group LLC · Member
        direct · owns 25% to 50%
      • Jeffrey S. Skoll Revocable Trust · Sole Member
        indirect · owns 75% or more of Pine LLC
      • Meigetsu LLC · Member
        indirect · owns 50% to 75% of Virgo Investment Group LLC
      • Pine LLC · Member
        indirect · owns 50% to 75% of Capricorn Investment Group LLC
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Summit, NJ3 employees
      What changed
      consecutive filings, newest first
      • Pooled vehicle clients · 4.0 to unset
        Mar 29, 2019 to Mar 27, 2020
      • Assets in custody · $5.8M to $5.5M
        Mar 29, 2019 to Mar 27, 2020
      • Employees · 18 to 17
        Mar 29, 2019 to Mar 27, 2020
      • Discretionary RAUM · $5.1M to $4.9M
        Mar 29, 2019 to Mar 27, 2020
      • Non-discretionary RAUM · $693,308 to $627,353
        Mar 29, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · 5800983.0 to unset
        Mar 29, 2019 to Mar 27, 2020
      • RAUM · $5.8M to $5.5M
        Mar 29, 2019 to Mar 27, 2020
      • Advisory employees · 8 to 7
        Mar 29, 2018 to Mar 29, 2019
      • Assets in custody · $20.1M to $5.8M
        Mar 29, 2018 to Mar 29, 2019
      • Employees · 20 to 18
        Mar 29, 2018 to Mar 29, 2019
      • Other offices · 2 to 1
        Mar 29, 2018 to Mar 29, 2019
      • Discretionary RAUM · $5.9M to $5.1M
        Mar 29, 2018 to Mar 29, 2019
      • Non-discretionary RAUM · $4.5M to $693,308
        Mar 29, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $10.4M to $5.8M
        Mar 29, 2018 to Mar 29, 2019
      • RAUM · $10.4M to $5.8M
        Mar 29, 2018 to Mar 29, 2019
      • Accounts · 7 to 4
        Mar 30, 2017 to Mar 29, 2018
      • Advisory employees · 9 to 8
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 4.0
        Mar 30, 2017 to Mar 29, 2018
      • Employees · 16 to 20
        Mar 30, 2017 to Mar 29, 2018
      • Other offices · unset to 2.0
        Mar 30, 2017 to Mar 29, 2018
      • Discretionary RAUM · $9.1M to $5.9M
        Mar 30, 2017 to Mar 29, 2018
      • Non-discretionary RAUM · $11.0M to $4.5M
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 10409325.0
        Mar 30, 2017 to Mar 29, 2018
      • RAUM · $20.1M to $10.4M
        Mar 30, 2017 to Mar 29, 2018
      • Assets in custody · $35.6M to $20.1M
        Nov 7, 2016 to Mar 30, 2017
      • Discretionary RAUM · $9.4M to $9.1M
        Nov 7, 2016 to Mar 30, 2017
      • Non-discretionary RAUM · $26.1M to $11.0M
        Nov 7, 2016 to Mar 30, 2017
      • RAUM · $35.6M to $20.1M
        Nov 7, 2016 to Mar 30, 2017
      • HQ city · REDWOOD SHORES to BURLINGAME
        Mar 30, 2016 to Nov 7, 2016
      • Advisory employees · 7 to 9
        Dec 21, 2015 to Mar 30, 2016
      • Assets in custody · $31.2M to $35.6M
        Dec 21, 2015 to Mar 30, 2016
      • Employees · 11 to 16
        Dec 21, 2015 to Mar 30, 2016
      • Discretionary RAUM · $8.7M to $9.4M
        Dec 21, 2015 to Mar 30, 2016
      • Non-discretionary RAUM · $22.5M to $26.1M
        Dec 21, 2015 to Mar 30, 2016
      • RAUM · $31.2M to $35.6M
        Dec 21, 2015 to Mar 30, 2016
      • Assets in custody · $31.2M to $31.2M
        Mar 30, 2015 to Apr 24, 2015
      • Discretionary RAUM · $8.7M to $8.7M
        Mar 30, 2015 to Apr 24, 2015
      • Non-discretionary RAUM · $22.5M to $22.5M
        Mar 30, 2015 to Apr 24, 2015
      • RAUM · $31.2M to $31.2M
        Mar 30, 2015 to Apr 24, 2015
      • Accounts · 11 to 7
        Mar 27, 2014 to Mar 30, 2015
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026