DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••• I••••••••• A•••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Feb 1, 2012 · 22 filings
SEC status approved since Mar 2, 2012
RAUM
$583M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$583M as of Mar 31, 2026
Mar 22, 2013$347M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 22, 20130 then
Employees (5.A)1 as of Mar 31, 2026
Mar 22, 20135 then
Private funds8 as of Mar 31, 2026
Mar 22, 20133 then
RAUM +6.8% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $72.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $546M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$583M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $546M for 8 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••• M•••• O••••••••• • F••• I•• L• | Private Equity Fund | $481M | 25 | Mar 28, 2018 |
| V••• M•••• O••••••••• • F••• I••• A••• L• | Private Equity Fund | $233M | 3 | Mar 28, 2018 |
| V••• M•••• O••••••••• • F••• I••• L• | Private Equity Fund | $80.1M | 10 | Mar 26, 2015 |
| V••• M•••• O••••••••• • F••• I•• • A• L• | Private Equity Fund | $59.8M | 3 | Mar 4, 2014 |
| V••• M•••• O••••••••• • F••• I•• • B• L• | Private Equity Fund | $39.9M | 2 | Mar 26, 2015 |
| V••• M•••• O••••••••• • F••• I•• • A• A••• L• | Private Equity Fund | $30.1M | 3 | Mar 26, 2015 |
| V••• F••• F•••••• F••• I• A••• L• | Private Equity Fund | $4.1M | 3 | Feb 1, 2012 |
| V••• W•••••• S••• L• | Private Equity Fund | $520,000 | 3 | Mar 22, 2016 |
| F••• F•••••• F••• I• L•no longer reported | Private Equity Fund | $0 | 5 | Feb 1, 2012 |
| V••• F••• F•••••• F••• I• L•no longer reported | Private Equity Fund | $0 | 0 | Feb 1, 2012 |
| V••• M•••• O••••••••• • F••• I•••• L•no longer reported | Private Equity Fund | $0 | 3 | Mar 28, 2018 |
Owners and control persons
Schedule A and B, latest filing
- M••••• J••••• P•••••• · Limited Partner, Ceo, Cfo, Cco, Coo & Ciocontrolsince 07/2024 · owns 50% to 75%
- M••••• J••••• P•••••• · Managing Membercontrolsince 04/2009 · owns 50% to 75% of V••• A••••••••• I••••••••• G••••• L••
Entity owners
- V••• A••••••••• I••••••••• G••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- V••• A••••••••• I••••••••• I•• L•investment adviserpooled vehicle sponsorn
- V••• A••••••••• I••••••••• I••• L•investment adviserpooled vehicle sponsorn
- V••• A••••••••• I••••••••• I•• L•investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $546M to $583MJun 26, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $546M to $583MJun 26, 2025 to Mar 31, 2026
- RAUM · $546M to $583MJun 26, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 26, 2025
- Private funds · 9 to 8Mar 31, 2025 to Jun 26, 2025
- Assets in custody · $928M to $546MOct 1, 2024 to Mar 31, 2025
- HQ city · NEW YORK to PALM BEACH GARDENSOct 1, 2024 to Mar 31, 2025
- HQ state · NY to FLOct 1, 2024 to Mar 31, 2025
- Private funds · 8 to 9Oct 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $928M to $546MOct 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $928M to $546MOct 1, 2024 to Mar 31, 2025
- RAUM · $928M to $546MOct 1, 2024 to Mar 31, 2025
- Advisory employees · 7 to 1Mar 27, 2024 to Oct 1, 2024
- Employees · 7 to 1Mar 27, 2024 to Oct 1, 2024
- Accounts · 9 to 8Mar 14, 2023 to Mar 27, 2024
- Advisory employees · 9 to 7Mar 14, 2023 to Mar 27, 2024
- Pooled vehicle clients · 9 to 8Mar 14, 2023 to Mar 27, 2024
- Assets in custody · $1.1B to $928MMar 14, 2023 to Mar 27, 2024
- Employees · 9 to 7Mar 14, 2023 to Mar 27, 2024
- Private funds · 9 to 8Mar 14, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.1B to $928MMar 14, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.1B to $928MMar 14, 2023 to Mar 27, 2024
- RAUM · $1.1B to $928MMar 14, 2023 to Mar 27, 2024
- Accounts · 10 to 9Jun 6, 2022 to Mar 14, 2023
- Advisory employees · 10 to 9Jun 6, 2022 to Mar 14, 2023
- Pooled vehicle clients · 10 to 9Jun 6, 2022 to Mar 14, 2023
- Assets in custody · $1.4B to $1.1BJun 6, 2022 to Mar 14, 2023
- Employees · 10 to 9Jun 6, 2022 to Mar 14, 2023
- Private funds · 10 to 9Jun 6, 2022 to Mar 14, 2023
- Discretionary RAUM · $1.4B to $1.1BJun 6, 2022 to Mar 14, 2023
- Pooled vehicle RAUM · $1.4B to $1.1BJun 6, 2022 to Mar 14, 2023
- RAUM · $1.4B to $1.1BJun 6, 2022 to Mar 14, 2023
- Assets in custody · $921M to $1.4BMar 29, 2021 to Mar 28, 2022
- Discretionary RAUM · $1.5B to $1.4BMar 29, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $1.5B to $1.4BMar 29, 2021 to Mar 28, 2022
- RAUM · $1.5B to $1.4BMar 29, 2021 to Mar 28, 2022
- Assets in custody · $711M to $921MMar 27, 2020 to Mar 29, 2021
- Discretionary RAUM · $1.4B to $1.5BMar 27, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $1.4B to $1.5BMar 27, 2020 to Mar 29, 2021
- RAUM · $1.4B to $1.5BMar 27, 2020 to Mar 29, 2021
Signals
6 dated events
- V••• I••••••••• A•••••••• L• reported RAUM $546.3M, down 41% from $928.4M (2024-10-01 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Andrew Stephen Kovach (Limited Partner & Chief Operating Officer) no longer on Schedule A of V••• I••••••••• A•••••••• L• (listed 2024-03-27, absent 2024-10-01)Oct 1, 2024 · Control person left · inference
- Edward William Lambert (Limited Partner & Chief Investment Officer) no longer on Schedule A of V••• I••••••••• A•••••••• L• (listed 2024-03-27, absent 2024-10-01)Oct 1, 2024 · Control person left · inference
- James Adam Paley (Chief Compliance Officer & Chief Financial Officer) no longer on Schedule A of V••• I••••••••• A•••••••• L• (listed 2024-03-27, absent 2024-10-01)Oct 1, 2024 · Control person left · inference
- V••• I••••••••• A•••••••• L• reported RAUM $1.5B, up 28% from $1.2B (2018-03-28 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- V••• I••••••••• A•••••••• L• reported RAUM $1.2B, up 41% from $826.0M (2017-04-14 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- V••• I••••••••• A•••••••• L• · Independent Sponsorsshared crd · capital_provider
- V••• I••••••••• A•••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- V•••A•••••••••INVESTMENTS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 9175127051reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026