DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•••••• D••••••• P•••••••
Legal name M•••••• D••••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 16 filings
SEC status approved since Mar 30, 2012
RAUM
$21B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
73
53 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
57
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$21B as of Mar 31, 2026
Apr 1, 2013$13B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)73 as of Mar 31, 2026
Apr 1, 201360 then
Private funds57 as of Mar 31, 2026
Apr 1, 201326 then
RAUM +29% over the last fiscal year+9.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $364MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$21B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 57reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
63 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••• I•••••••• S••• L••• | Private Equity Fund | $3.1B | 204 | Mar 29, 2024 |
| P•••••• S••• L••• | Private Equity Fund | $2.8B | 190 | Mar 31, 2022 |
| M•••••• D••••••• C•••••• P••••••• V•••••• L••• | Private Equity Fund | $2.7B | 201 | Mar 30, 2020 |
| M•••••• D••••••• C•••••• P••••••• V•••• L••• | Private Equity Fund | $2.1B | 219 | Mar 28, 2016 |
| M•••••• D••••••• C•••••• P••••••• V•••••• L••• | Private Equity Fund | $1.8B | 114 | Mar 30, 2020 |
| M•••••• D••••••• C•••••• P••••••• V•••• L••• | Private Equity Fund | $1.2B | 58 | Mar 28, 2016 |
| M••• V•• A•••••••• S••• L••• | Private Equity Fund | $837M | 104 | Mar 29, 2019 |
| M•••••• D••••••• C•••••• P••••••• V•••••• L••• | Private Equity Fund | $800M | 201 | Mar 30, 2020 |
| M••• C••••••••• ••••••• L••• | Private Equity Fund | $759M | 31 | Mar 31, 2023 |
| M•••••• D••••••• C•••••• P••••••• V•••• L••• | Private Equity Fund | $704M | 219 | Mar 28, 2016 |
| M••• C••••••••• •••••••• L••• | Private Equity Fund | $289M | 26 | Mar 31, 2023 |
| M•••••• D••••••• C•••••• P••••••• V••• E••••••••• L••• | Private Equity Fund | $232M | 1 | Mar 31, 2021 |
| M•••••• D••••••• C•••••• P••••••• V••• E••••••••• L••• | Private Equity Fund | $227M | 108 | Mar 30, 2020 |
| M••• C••••••••• •••••••• L••• | Private Equity Fund | $224M | 16 | Mar 31, 2023 |
| M•••••• D••••••• C•••••• P••••••• V•• E••••••••• L••• | Private Equity Fund | $218M | 89 | Mar 28, 2016 |
| M•••••• D••••••• C•••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $216M | 283 | Feb 14, 2012 |
| M••• V•••• G••••• I••••••••• L• | Private Equity Fund | $213M | 219 | Mar 31, 2017 |
| M•••••• D••••••• C•••••• P••••••• V••• S•••••• L••• | Private Equity Fund | $205M | 42 | Mar 31, 2021 |
| M•••••• D••••••• C•••••• P••••••• V••• L••• | Private Equity Fund | $139M | 300 | Feb 14, 2012 |
| M••• V•••• G••••• I••••••••• L• | Private Equity Fund | $93.5M | 58 | Mar 31, 2017 |
| M••• C••••••••• ••••••••• L•••no longer reported | Private Equity Fund | $88.3M | 1 | Mar 28, 2014 |
| M••• C••••••••• ••••••• I•••• L••• | Private Equity Fund | $87.5M | 2 | Mar 31, 2022 |
| M•• S• H•••••••• L•• | Private Equity Fund | $82.4M | 7 | Mar 29, 2019 |
| M•••••• D••••••• C•••••• P••••••• V•• E••••••••• L••• | Private Equity Fund | $67.8M | 89 | Mar 28, 2016 |
| M•••••• D••••••• C•••••• P••••••• V••• E••••••••• L••• | Private Equity Fund | $65.9M | 108 | Mar 30, 2020 |
| M•••••• D••••••• C•••••• P••••••• V••• E••••••••• L••• | Private Equity Fund | $64.7M | 1 | Mar 31, 2021 |
| M•••••• D••••••• C•••••• P••••••• V••• S•••••• L••• | Private Equity Fund | $51.0M | 42 | Mar 31, 2021 |
| M••••• C••••••••• ••••••••• L•••no longer reported | Private Equity Fund | $49.0M | 2 | Feb 14, 2012 |
| M•• A•• H•••••••• L•• | Private Equity Fund | $39.0M | 6 | Mar 29, 2019 |
| M•••••• D••••••• C•••••• P••••••• V••• L••• | Private Equity Fund | $37.2M | 74 | Feb 14, 2012 |
| M••• I•• G••••• I••••••••• L•no longer reported | Private Equity Fund | $34.1M | 105 | Feb 14, 2012 |
| M••• C••••••••• ••••••• I••• L••• | Private Equity Fund | $29.1M | 4 | Mar 31, 2022 |
| M••• C••••••••• ••••••• I••• L••• | Private Equity Fund | $27.7M | 4 | Mar 30, 2018 |
| P••• R••••• M••• C••••••••• L••• | Private Equity Fund | $26.0M | 2 | Mar 31, 2022 |
| M••• C••••••••• ••••• L••• | Private Equity Fund | $25.0M | 1 | Mar 29, 2024 |
| M••• E•••••••• V•••• G••••• I••••••••• L• | Private Equity Fund | $20.7M | 89 | Mar 31, 2017 |
| M••• V••• G••••• I••••••••• L• | Private Equity Fund | $20.0M | 196 | Apr 1, 2013 |
| M•••••• D••••••• C•••••• P••••••• I••• L•••no longer reported | Private Equity Fund | $18.8M | 105 | Feb 14, 2012 |
| M•••••• D••••••• C•••••• P••••••• O••••••• V•••• L••• | Private Equity Fund | $4.9M | 1 | Feb 14, 2012 |
| M••• V••• G••••• I••••••••• L• | Private Equity Fund | $4.2M | 45 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• Z•••• F••••• · Managing Directorcontrolsince 07/2011 · owns 5% to 10%
- B••••••• B••••••• T••••• · Managing Directorcontrolsince 01/2023 · owns 5% to 10%
- B•••••• E••••••••• Q•••••• · Managing Directorcontrolsince 01/2017 · owns 5% to 10%
- B••••••• K••••• J••• · Managing Director And Chief Financial Officercontrolsince 11/2018 · owns 5% to 10%
- C•••••• R••••••• H••••• · Managing Directorcontrolsince 01/2015 · owns 5% to 10%
- D••••• J•••••• M•••••• · Managing Directorcontrolsince 01/2019 · owns 5% to 10%
- D••••• M••••••• J••••• · Managing Directorcontrolsince 06/2018 · owns less than 5%
- D••••••••• V•••• A••• · Managing Directorcontrolsince 06/2008 · owns 5% to 10%
- F•••••••• P•••• J•••• · Chairmancontrolsince 05/2023 · owns 5% to 10%
- K••••••• J•••• E••• · Managing Directorcontrolsince 10/2008 · owns less than 5%
- M••••• T•••••• A••••• · Managing Directorcontrolsince 01/2023 · owns 5% to 10%
- M••••••• S•••••• M••••• · Senior Advisorcontrolsince 05/2023 · owns less than 5%
- N•••••• M••••••• W• · Managing Directorcontrolsince 01/2017 · owns 5% to 10%
- N••••• T•••• E••••• · Managing Directorcontrolsince 07/2023 · owns 5% to 10%
- P•••••••• S••••• G••••• · Managing Directorcontrolsince 01/2017 · owns 5% to 10%
- P•••••• J•• · Managing Directorcontrolsince 10/2023 · owns 5% to 10%
- R••••• M••••••• W•••••• · Managing Directorcontrolsince 01/2017 · owns 5% to 10%
- R••••••• W••••••• E•••• · Managing Directorcontrolsince 01/2023 · owns 5% to 10%
- S•••••••• T••••••• J•••• · Managing Directorcontrolsince 11/2018 · owns 5% to 10%
- S•••••••• T•••••• S• · Co-Chief E•••••••• Officercontrolsince 05/2023 · owns 5% to 10%
- S•••••••• T••••••• P•••••• · Co-Chief E•••••••• Officercontrolsince 05/2023 · owns 5% to 10%
- T••••• A••••• S•••••• · Managing Director, General Counsel And Chief Compliance Officercontrolsince 11/2018 · owns 5% to 10%
- T•••••••• C••••••••• · Managing Directorcontrolsince 10/2021 · owns 5% to 10%
- W•••• V••••••• M••••• · Managing Directorcontrolsince 04/2022 · owns 5% to 10%
Related persons
Schedule D 7.A
- A••••• C•••••• A•••••••• L••broker-dealern
- A••••• C••••••••• G••••• L••n
- A••••• T•••• C••••••• L••n
- K•••••• H••• I••••••••• M•••••••••investment advisernRAUM $2.8B
- K••••••• H••• • A••••••••• L••bankn
- M•••••• D••••••• P••••••• V••••• L•••investment adviserpooled vehicle sponsory
- M•••••• D••••••• P••••••• V•••••• L•••investment adviserpooled vehicle sponsory
- M•••••• D••••••• P••••••• V•••• L•••investment adviserpooled vehicle sponsory
- M•••••• D••••••• P••••••• V••••••• L•••investment adviserpooled vehicle sponsory
- M•••••• D••••••• P••••••• V••••• L•••investment adviserpooled vehicle sponsory
- M•••••• D••••••• P••••••• V•••••••• L•••investment adviserpooled vehicle sponsory
- M•••••• D••••••• P••••••• V•••••• L•••investment adviserpooled vehicle sponsory
- M•••••• D••••••• P••••••• V•••••••• L••investment adviserpooled vehicle sponsory
- M••• C••••••••• ••••••• G•• L••investment adviserpooled vehicle sponsory
- M••• I•••••••• S•• G•• L•••investment adviserpooled vehicle sponsory
- M•• C••••••••• •••• G•• L••investment adviserpooled vehicle sponsory
- M•• C••••••••• ••••••• G•• L••investment adviserpooled vehicle sponsory
- M•• G••••• I•••••••• I• L••••••investment adviserpooled vehicle sponsorn
- M•• G••••• I•••••••• I•• L••••••investment adviserpooled vehicle sponsorn
- M•• S•• G•• L•••investment adviserpooled vehicle sponsory
- M•• V• G••••• G•• L•investment adviserpooled vehicle sponsorn
- M•• V•• G••••• G•• L•investment adviserpooled vehicle sponsorn
- N•• C•••••••• S••••••• •••• L••LP sponsorreal estaten
- N•• P••••••• • C••••••• S•••••••• I•••LP sponsorreal estaten
- P•••••• S•• G•• L•••investment adviserpooled vehicle sponsory
- P••• R••••• M••• C•••••••• G•• L•••investment adviserpooled vehicle sponsorn
- T••••••• F••••••• • C••••••• L••real estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 36.0 to 57.0 (+58.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +5.0% (318 comparable advisers, 95.0th percentile of changes)peers: asset managers, $20B and over (318) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 36 to 57Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 56 to 53Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 36 to 57Mar 31, 2025 to Mar 31, 2026
- Employees · 77 to 73Mar 31, 2025 to Mar 31, 2026
- Private funds · 36 to 57Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $16B to $21BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $16B to $21BMar 31, 2025 to Mar 31, 2026
- RAUM · $16B to $21BMar 31, 2025 to Mar 31, 2026
- Accounts · 42 to 36Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 59 to 56Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 42 to 36Mar 29, 2024 to Mar 31, 2025
- Employees · 85 to 77Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 31, 2025
- Private funds · 42 to 36Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $19B to $16BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $19B to $16BMar 29, 2024 to Mar 31, 2025
- RAUM · $19B to $16BMar 29, 2024 to Mar 31, 2025
- Related bank · true to falseMar 29, 2024 to Mar 31, 2025
- Accounts · 40 to 42Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 64 to 59Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 40 to 42Mar 31, 2023 to Mar 29, 2024
- Private funds · 40 to 42Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $16B to $19BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $16B to $19BMar 31, 2023 to Mar 29, 2024
- RAUM · $16B to $19BMar 31, 2023 to Mar 29, 2024
- Accounts · 39 to 40Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 55 to 64Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 39 to 40Mar 31, 2022 to Mar 31, 2023
- Employees · 75 to 85Mar 31, 2022 to Mar 31, 2023
- Private funds · 39 to 40Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $18B to $16BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $18B to $16BMar 31, 2022 to Mar 31, 2023
- RAUM · $18B to $16BMar 31, 2022 to Mar 31, 2023
- Accounts · 41 to 39Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 54 to 55Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 41 to 39Mar 31, 2021 to Mar 31, 2022
- Employees · 74 to 75Mar 31, 2021 to Mar 31, 2022
- Private funds · 41 to 39Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $18B to $18BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $18B to $18BMar 31, 2021 to Mar 31, 2022
Signals
20 dated events
- M•••••• D••••••• P••••••• reported RAUM $20.7B, up 29% from $16.1B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Jay Pauley (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 29, 2024 · Control person joined · fact
- Copelin Douglas Grissom (Managing Director) no longer on Schedule A of M•••••• D••••••• P••••••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Edward David Pequet (Managing Director) no longer on Schedule A of M•••••• D••••••• P••••••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Edward Todd Novak (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 29, 2024 · Control person joined · fact
- Thomas Brendan Barrett (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 29, 2024 · Control person joined · fact
- Andrew Thomas Macha (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 29, 2024 · Control person joined · fact
- E•••• W•••••• R•••••• (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 29, 2024 · Control person joined · fact
- Anthony John Canning (Chairman) no longer on Schedule A of M•••••• D••••••• P••••••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Nugent James Perry (Managing Director) no longer on Schedule A of M•••••• D••••••• P••••••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Ann Laura Cappiello (Managing Director) no longer on Schedule A of M•••••• D••••••• P••••••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Monico Vanessa Ward (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 31, 2023 · Control person joined · fact
- Christopher Trendler (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 31, 2022 · Control person joined · fact
- Ann Laura Cappiello (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 31, 2022 · Control person joined · fact
- M•••••• D••••••• P••••••• reported RAUM $15.9B, up 35% from $11.7B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- M•••••• J••••• D•••• (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 30, 2020 · Control person joined · fact
- Bernard Mark Tresnowski (Managing Director And General Counsel) no longer on Schedule A of M•••••• D••••••• P••••••• (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Joseph M•••••• Dolce (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 29, 2019 · Control person joined · fact
- Edward David Pequet (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 29, 2019 · Control person joined · fact
- J•••• T•••••• S••••••• (Managing Director) appeared on Schedule A of M•••••• D••••••• P•••••••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- M•••••• D••••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- M•••••• D••••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- M•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-895-1000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026