DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• C•••••• P•••••••• L•••••
Latest filing Apr 29, 2026
First filing on the tape Feb 14, 2012 · 18 filings
SEC status approved since Mar 30, 2012
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.0B as of Apr 29, 2026
Mar 28, 2013$747M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Mar 28, 20130 then
Employees (5.A)14 as of Apr 29, 2026
Mar 28, 201311 then
Private funds4 as of Apr 29, 2026
Mar 28, 20133 then
RAUM -1.3% over the last fiscal year-2.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $259MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• P•••••••• F••• V•• L••• | Private Equity Fund | $414M | 27 | Mar 12, 2020 |
| T•• P•••••••• F••• V• L••• | Private Equity Fund | $313M | 37 | Dec 15, 2015 |
| T•• P•••••••• F••• V• L••• | Private Equity Fund | $122M | 32 | Feb 14, 2012 |
| T•• P•••••••• F••• I•• L•••no longer reported | Private Equity Fund | $1.7M | 22 | Feb 14, 2012 |
| T•• P•••••••• F••• I• L•••no longer reported | Private Equity Fund | $1.2M | 38 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• W••••••• Y•••• · Senior Partnercontrolsince 09/1995 · owns 25% to 50%
- M•••••••• W••••••• F•••• · Senior Partnercontrolsince 09/1995 · owns 25% to 50%
- R•••••• S••••• A•••••• · Managing Partner And Chief Investment Officercontrolsince 09/1995 · owns 25% to 50%
- K••••••• J••• P•••• · Director, Fund Administrationsince 09/1995 · owns less than 5%
- M•••••• D•••••• A••••• · Chief Compliance Officersince 05/2011 · owns less than 5%
Related persons
Schedule D 7.A
- P•••••••• F••• V• M••••••••• L•••••pooled vehicle sponsory
- P•••••••• F••• V• M••••••••• L•••••pooled vehicle sponsory
- P•••••••• F••• V•• M••••••••• L•••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.0B to $1.0BMar 23, 2026 to Apr 29, 2026
- Pooled vehicle RAUM · $1.0B to $1.0BMar 23, 2026 to Apr 29, 2026
- RAUM · $1.0B to $1.0BMar 23, 2026 to Apr 29, 2026
- Discretionary RAUM · $1.1B to $1.0BMar 24, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $1.1B to $1.0BMar 24, 2025 to Mar 23, 2026
- RAUM · $1.1B to $1.0BMar 24, 2025 to Mar 23, 2026
- Accounts · 3 to 4Mar 22, 2024 to Mar 24, 2025
- Advisory employees · 13 to 14Mar 22, 2024 to Mar 24, 2025
- Pooled vehicle clients · 3 to 4Mar 22, 2024 to Mar 24, 2025
- Employees · 13 to 14Mar 22, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 24, 2025
- Private funds · 3 to 4Mar 22, 2024 to Mar 24, 2025
- Discretionary RAUM · $848M to $1.1BMar 22, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $848M to $1.1BMar 22, 2024 to Mar 24, 2025
- RAUM · $848M to $1.1BMar 22, 2024 to Mar 24, 2025
- Advisory employees · 14 to 13Mar 22, 2023 to Mar 22, 2024
- Employees · 14 to 13Mar 22, 2023 to Mar 22, 2024
- Discretionary RAUM · $1.1B to $848MMar 22, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $1.1B to $848MMar 22, 2023 to Mar 22, 2024
- RAUM · $1.1B to $848MMar 22, 2023 to Mar 22, 2024
- Advisory employees · 13 to 14Mar 24, 2022 to Mar 22, 2023
- Employees · 13 to 14Mar 24, 2022 to Mar 22, 2023
- HQ city · DETROIT to SOUTHFIELDMar 24, 2022 to Mar 22, 2023
- Discretionary RAUM · $1.1B to $1.1BMar 24, 2022 to Mar 22, 2023
- Pooled vehicle RAUM · $1.1B to $1.1BMar 24, 2022 to Mar 22, 2023
- RAUM · $1.1B to $1.1BMar 24, 2022 to Mar 22, 2023
- Advisory employees · 12 to 13Mar 22, 2021 to Mar 24, 2022
- Employees · 12 to 13Mar 22, 2021 to Mar 24, 2022
- Discretionary RAUM · $1.1B to $1.1BMar 22, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $1.1B to $1.1BMar 22, 2021 to Mar 24, 2022
- RAUM · $1.1B to $1.1BMar 22, 2021 to Mar 24, 2022
- Related adviser · true to falseMar 22, 2021 to Mar 24, 2022
- Accounts · 4 to 3Mar 12, 2020 to Mar 22, 2021
- Advisory employees · 13 to 12Mar 12, 2020 to Mar 22, 2021
- Pooled vehicle clients · 4 to 3Mar 12, 2020 to Mar 22, 2021
- Employees · 13 to 12Mar 12, 2020 to Mar 22, 2021
- Private funds · 4 to 3Mar 12, 2020 to Mar 22, 2021
- Discretionary RAUM · $997M to $1.1BMar 12, 2020 to Mar 22, 2021
- Pooled vehicle RAUM · $997M to $1.1BMar 12, 2020 to Mar 22, 2021
- RAUM · $997M to $1.1BMar 12, 2020 to Mar 22, 2021
Signals
1 dated events
- P•••••••• C•••••• P•••••••• L••••• reported RAUM $996.9M, up 38% from $721.9M (2020-03-03 to 2020-03-12)Mar 12, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- P•••••••• C•••••• P•••••••• L••••• · Independent Sponsorsshared crd · capital_provider
- P•••••••• C•••••• P•••••••• L••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- peninsulafunds.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 313-237-5100reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026