DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••••• C•••••• P•••••••
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 157398SEC 801-74177websiteIAPD
Legal name P•• M•••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 37 filings
SEC status approved since Mar 28, 2012
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
40
36 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
14
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$13B as of Mar 30, 2026
Mar 26, 2013$2.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 26, 20130 then
Employees (5.A)40 as of Mar 30, 2026
Mar 26, 201327 then
Private funds14 as of Mar 30, 2026
Mar 26, 20137 then
RAUM -3.3% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $954MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $31.3M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $31.3M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 0•• P•••••••• I•••••••• V• L••• | Private Equity Fund | $2.8B | 53 | Mar 31, 2017 |
| 1•• P•••••••• I•••••••• V••• L••• | Private Equity Fund | $2.6B | 105 | Mar 28, 2024 |
| 1•• P•••••••• I•••••••• V•• P•••••••• L•• | Private Equity Fund | $2.1B | 117 | Mar 28, 2024 |
| 0•• P•••••••• I•••••••• I•• L••• | Private Equity Fund | $1.7B | 34 | Feb 14, 2012 |
| 0•• P•••••••• I•••••••• V•• L••• | Private Equity Fund | $1.6B | 75 | Mar 30, 2020 |
| 0•• P•••••••• I•••••••• V• P•••••••• L••• | Private Equity Fund | $1.2B | 55 | Mar 30, 2020 |
| 0•• P•••••••• I•••••••• I••• L••• | Private Equity Fund | $351M | 50 | Feb 14, 2012 |
| 1•• D••• C••••••••• A••••••••• L••• | Private Equity Fund | $301M | 18 | Mar 30, 2022 |
| 0•• P•••••••• C•••••• E••••••••• F•••• L••• | Private Equity Fund | $95.5M | 33 | Mar 30, 2020 |
| 1•• P•••••••• C•••••• E••••••••• F••• I•• L••• | Private Equity Fund | $68.1M | 30 | Mar 28, 2024 |
| 0•• P•••••••• C•••••• P••••••• F••• I••• L••• | Private Equity Fund | $39.6M | 87 | Mar 29, 2018 |
| 1•• P•••••••• C•••••• P••••••• F••• I•• L••• | Private Equity Fund | $31.8M | 48 | Mar 30, 2015 |
| 1•• P•••••••• C•••••• P••••••• F••• I•• L••• | Private Equity Fund | $23.8M | 93 | Mar 30, 2023 |
| 0•• P•••••••• I•••••••• I•• L••• | Private Equity Fund | $11.3M | 78 | Feb 14, 2012 |
| 0•• P•••••••• C•••••• P••••••• F•••• L••• | Private Equity Fund | $7.4M | 39 | Feb 14, 2012 |
| 1•• J•• F••••••• F••• I•• L•••no longer reported | Private Equity Fund | $0 | 78 | Feb 14, 2012 |
| 1•• P••• A•••••••••no longer reported | Private Equity Fund | $0 | 27 | Feb 14, 2012 |
| 1•• P••• I••••••••• L•••no longer reported | Private Equity Fund | $0 | 59 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••• D••••• J•••• · Managing Partner And Limited Partnercontrolsince 12/2015 · owns 25% to 50%
- D•••••• A•••••• C••••••• · Managing Partner And Limited Partnercontrolsince 04/2016 · owns 10% to 25%
- G•••••• B••••• P••••• · Managing Partner And Limited Partnercontrolsince 12/2015 · owns 25% to 50%
- K••••••••• W••••••• C••••••• · Chief Investment Officer And Limited Partnercontrolsince 12/2015 · owns 10% to 25%
- M••••••• P•••• G•••••• B••••••••• · General Counsel, Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- T••••••• J•••••• C••••••• · Chief Financial Officercontrolsince 04/2020 · owns less than 5%
- A••••• D••••• J•••• · Member, P•• M••••••• G•• L••controlsince 12/2015 · owns 25% to 50% of P•• M••••••• G•• L••
- G•••••• B••••• P••••• · Member, P•• M••••••• G•• L••controlsince 12/2015 · owns 25% to 50% of P•• M••••••• G•• L••
Entity owners
- P•• M••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- P•••••••• K• I• G•• L•••investment adviserbankpooled vehicle sponsory
- P••• P••••••• I•• L••investment adviserbankpooled vehicle sponsory
- P••• P••••••• I••• L••investment adviserbankpooled vehicle sponsory
- P•• P••••••• I•• L•••investment adviserbankpooled vehicle sponsory
- P•• P••••••• V• L•••investment adviserbankpooled vehicle sponsory
- P•• P••••••• V•• L•••investment adviserbankpooled vehicle sponsory
- P•• P••••••• V••• L•••investment adviserbankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Boston, MA23 employees
- Austin, TX8 employees
What changed
consecutive filings, newest first
- Advisory employees · 38 to 36Oct 28, 2025 to Mar 30, 2026
- Assets in custody · $32.9M to $31.3MOct 28, 2025 to Mar 30, 2026
- Employees · 41 to 40Oct 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $14B to $13BOct 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $14B to $13BOct 28, 2025 to Mar 30, 2026
- RAUM · $14B to $13BOct 28, 2025 to Mar 30, 2026
- Accounts · 15 to 14Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 39 to 38Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 15 to 14Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $39.2M to $32.9MMar 28, 2024 to Mar 28, 2025
- Employees · 42 to 41Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Private funds · 15 to 14Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $13B to $14BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $13B to $14BMar 28, 2024 to Mar 28, 2025
- RAUM · $13B to $14BMar 28, 2024 to Mar 28, 2025
- Accounts · 12 to 15Jun 21, 2023 to Mar 28, 2024
- Advisory employees · 31 to 39Jun 21, 2023 to Mar 28, 2024
- Pooled vehicle clients · 12 to 15Jun 21, 2023 to Mar 28, 2024
- Assets in custody · $31.6M to $39.2MJun 21, 2023 to Mar 28, 2024
- Employees · 36 to 42Jun 21, 2023 to Mar 28, 2024
- Private funds · 12 to 15Jun 21, 2023 to Mar 28, 2024
- Discretionary RAUM · $7.1B to $13BJun 21, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $7.1B to $13BJun 21, 2023 to Mar 28, 2024
- RAUM · $7.1B to $13BJun 21, 2023 to Mar 28, 2024
- Accounts · 14 to 12Jun 22, 2022 to Mar 30, 2023
- Advisory employees · 32 to 31Jun 22, 2022 to Mar 30, 2023
- Pooled vehicle clients · 14 to 12Jun 22, 2022 to Mar 30, 2023
- Assets in custody · $0 to $31.6MJun 22, 2022 to Mar 30, 2023
- Employees · 35 to 36Jun 22, 2022 to Mar 30, 2023
- Private funds · 14 to 12Jun 22, 2022 to Mar 30, 2023
- Discretionary RAUM · $6.9B to $7.1BJun 22, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $6.9B to $7.1BJun 22, 2022 to Mar 30, 2023
- RAUM · $6.9B to $7.1BJun 22, 2022 to Mar 30, 2023
- Accounts · 13 to 14May 3, 2021 to Mar 30, 2022
- Advisory employees · 31 to 32May 3, 2021 to Mar 30, 2022
- Pooled vehicle clients · 13 to 14May 3, 2021 to Mar 30, 2022
- Assets in custody · $58.6M to $0May 3, 2021 to Mar 30, 2022
- Employees · 36 to 35May 3, 2021 to Mar 30, 2022
- Private funds · 13 to 14May 3, 2021 to Mar 30, 2022
Signals
5 dated events
- P•••••••• C•••••• P••••••• reported RAUM $12.9B, up 82% from $7.1B (2023-06-21 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Jill Aiello (Chief Financial Officer) no longer on Schedule A of P•••••••• C•••••• P••••••• (listed 2020-04-27, absent 2020-08-04)Aug 4, 2020 · Control person left · inference
- C••••••• J••••• T•••••• (Chief Financial Officer) appeared on Schedule A of P•••••••• C•••••• P•••••••Aug 4, 2020 · Control person joined · fact
- P•••••••• C•••••• P••••••• reported RAUM $5.0B, up 43% from $3.5B (2019-12-17 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- P•••••••• C•••••• P••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 27, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- P•••••••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- P•••••••• C•••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- P••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-913-3900reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026