DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• H••• M••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Feb 13, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
53
43 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$3.0B as of Mar 31, 2026
Mar 27, 2013$380M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20130 then
Employees (5.A)53 as of Mar 31, 2026
Mar 27, 201311 then
Private funds10 as of Mar 31, 2026
Mar 27, 20132 then
RAUM +19% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $299MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• H••• P••••••• C•• L••• | Private Equity Fund | $649M | 52 | Mar 31, 2023 |
| T•••••• H••• P••••••• V•• L• | Private Equity Fund | $418M | 47 | Mar 29, 2022 |
| T•••••• H••• P••••••• V• L• | Private Equity Fund | $404M | 64 | Mar 30, 2018 |
| T•••••• H••• P••••••• V••• L• | Securitized Asset Fund | $266M | 20 | Mar 29, 2024 |
| T•••••• H••• P••••••• V•••• L• | Private Equity Fund | $177M | 28 | Mar 29, 2022 |
| T•••••• H••• P••••••• I•• L• | Private Equity Fund | $164M | 30 | Feb 13, 2012 |
| T•••••• H••• P••••••• V••• A• L• | Private Equity Fund | $158M | 10 | Mar 29, 2024 |
| T•••••• H••• P••••••• I••• L• | Private Equity Fund | $3.1M | 21 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• J•••••• N•• · Chief Compliance Officer/Chief Financial Officercontrolsince 11/2023 · owns less than 5%
- A•••• B••••• R•••••• · Limited Partnercontrolsince 07/2012 · owns 75% or more
- D••••• D•••••• S••••• · Senior Partnercontrolsince 02/2004 · owns less than 5%
- S••••• P••••• J••• · Senior Partnercontrolsince 02/2004 · owns less than 5%
- A•••• B••••• R•••••• · Managing Membercontrolsince 07/2021 · owns 75% or more of T•••••• H••• M••••••••• G•• L••
Entity owners
- T•••••• H••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- T•• C• U••• L••pooled vehicle sponsory
- T•• V• G•• L•pooled vehicle sponsory
- T•• V• U••• L••pooled vehicle sponsory
- T•• V•• G•• L•pooled vehicle sponsory
- T•• V•• U••• L••pooled vehicle sponsory
- T•••• L•pooled vehicle sponsory
- T•••••• L••pooled vehicle sponsory
- T•••••• H••• • I• G•• L••pooled vehicle sponsory
- T•••••• H••• • I•• L•••pooled vehicle sponsory
- T•••••• H••• M••••••••• G•• L••pooled vehicle sponsory
- T•••••• H••• P••••••• G•• L••pooled vehicle sponsory
- T•••••• H••• P•••••••• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 10Dec 5, 2025 to Mar 31, 2026
- Advisory employees · 41 to 43Dec 5, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 10Dec 5, 2025 to Mar 31, 2026
- Employees · 44 to 53Dec 5, 2025 to Mar 31, 2026
- Private funds · 8 to 10Dec 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.5B to $3.0BDec 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.5B to $3.0BDec 5, 2025 to Mar 31, 2026
- RAUM · $2.5B to $3.0BDec 5, 2025 to Mar 31, 2026
- Advisory employees · 33 to 41Nov 26, 2024 to Mar 31, 2025
- Employees · 36 to 44Nov 26, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.2B to $2.5BNov 26, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.2B to $2.5BNov 26, 2024 to Mar 31, 2025
- RAUM · $2.2B to $2.5BNov 26, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 8Mar 31, 2023 to Mar 29, 2024
- Employees · 26 to 36Mar 31, 2023 to Mar 29, 2024
- Private funds · 6 to 8Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.8B to $2.2BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.8B to $2.2BMar 31, 2023 to Mar 29, 2024
- RAUM · $1.8B to $2.2BMar 31, 2023 to Mar 29, 2024
- Accounts · 6 to 8Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 21 to 33Mar 31, 2023 to Mar 29, 2024
- Accounts · 4 to 6Mar 29, 2022 to Mar 31, 2023
- Advisory employees · 14 to 21Mar 29, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 6Mar 29, 2022 to Mar 31, 2023
- Employees · 18 to 26Mar 29, 2022 to Mar 31, 2023
- Private funds · 5 to 6Mar 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.4B to $1.8BMar 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.4B to $1.8BMar 29, 2022 to Mar 31, 2023
- RAUM · $1.4B to $1.8BMar 29, 2022 to Mar 31, 2023
- Accounts · 3 to 4Mar 19, 2021 to Mar 29, 2022
- Advisory employees · 12 to 14Mar 19, 2021 to Mar 29, 2022
- Pooled vehicle clients · 3 to 4Mar 19, 2021 to Mar 29, 2022
- Employees · 15 to 18Mar 19, 2021 to Mar 29, 2022
- Private funds · 3 to 5Mar 19, 2021 to Mar 29, 2022
- Discretionary RAUM · $780M to $1.4BMar 19, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $780M to $1.4BMar 19, 2021 to Mar 29, 2022
- RAUM · $780M to $1.4BMar 19, 2021 to Mar 29, 2022
- Discretionary RAUM · $803M to $780MMar 12, 2020 to Mar 19, 2021
- Pooled vehicle RAUM · $803M to $780MMar 12, 2020 to Mar 19, 2021
Signals
19 dated events
- T•••••• H••• M••••••••• L••• reported RAUM $2.2B, up 25% from $1.8B (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Harvey Scott Colvert (Partner) no longer on Schedule A of T•••••• H••• M••••••••• L••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Conness Michael Steindorf (Partner) no longer on Schedule A of T•••••• H••• M••••••••• L••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Baxter Garrett Greer (Partner) no longer on Schedule A of T•••••• H••• M••••••••• L••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- William Ryan Horstman (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of T•••••• H••• M••••••••• L••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Daniel John Oakes (Principal) no longer on Schedule A of T•••••• H••• M••••••••• L••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Emmett George Morgan (Principal) no longer on Schedule A of T•••••• H••• M••••••••• L••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- David John Martin (Vice President) no longer on Schedule A of T•••••• H••• M••••••••• L••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- H••••• S•••••• P••• (Vice President) no longer on Schedule A of T•••••• H••• M••••••••• L••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Nmn Johnny Acosta (Chief Compliance Officer/Chief Financial Officer) appeared on Schedule A of T•••••• H••• M••••••••• L•••Mar 29, 2024 · Control person joined · fact
- T•••••• H••• M••••••••• L••• reported RAUM $1.4B, up 86% from $779.8M (2021-03-19 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Lynne Cheryl Small (Chief Financial Officer) no longer on Schedule A of T•••••• H••• M••••••••• L••• (listed 2021-03-19, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Keeney William Bixby (Partner) no longer on Schedule A of T•••••• H••• M••••••••• L••• (listed 2021-03-19, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- William Steven Caple (Trustee) no longer on Schedule A of T•••••• H••• M••••••••• L••• (listed 2021-03-19, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- David John Martin (Vice President) appeared on Schedule A of T•••••• H••• M••••••••• L•••Mar 29, 2022 · Control person joined · fact
- H••••• S•••••• P••• (Vice President) appeared on Schedule A of T•••••• H••• M••••••••• L•••Mar 29, 2022 · Control person joined · fact
- Emmett George Morgan (Vice President) appeared on Schedule A of T•••••• H••• M••••••••• L•••Mar 12, 2020 · Control person joined · fact
- Daniel John Oakes (Senior Associate) appeared on Schedule A of T•••••• H••• M••••••••• L•••Mar 25, 2019 · Control person joined · fact
- T•••••• H••• M••••••••• L••• reported RAUM $635.9M, up 116% from $294.9M (2017-05-31 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- T•••••• H••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- T•••••• H••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- T••••••H•••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-777-6600reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026