DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

L•• E••••• P•••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 157422SEC 801-73418websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Feb 13, 2012 · 22 filings
SEC status approved since Mar 28, 2012
RAUM
$5.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
48
35 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
30
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$5.8B as of Mar 31, 2026
Mar 22, 2013$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 22, 20130 then
Employees (5.A)48 as of Mar 31, 2026
Mar 22, 201324 then
Private funds30 as of Mar 31, 2026
Mar 22, 201331 then
RAUM +11% over the last fiscal year+9.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$195MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$5.8B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
30reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      66 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      0•• L•• E••••• P••••••• F••• I•••••• L•••Private Equity Fund$733M35Mar 29, 2019
      2•• L•• E••••• P••••••• F••• I••••• L•Private Equity Fund$552M56Mar 29, 2023
      0•• L•• E••••• P••••••• F••• I••• L•••Private Equity Fund$471M20Mar 29, 2019
      2•• L•• E••••• P••••••• F••• I•• L•••Private Equity Fund$456M43Mar 29, 2023
      0•• L•• E••••• P••••••• F••• I••••• L•••Private Equity Fund$446M28Mar 29, 2017
      1•• L•• S••••••••• H•••••••• L•••Private Equity Fund$422M8Mar 31, 2021
      2•• L•• M••••••• C••••••••• L•••Private Equity Fund$247M9Mar 31, 2022
      0•• L•• E••••• P••••••• R••••••••• F•••• L•••Private Equity Fund$246M60Mar 29, 2017
      2•• L•• C•••••• C•••••••• I•• L•••Private Equity Fund$236M20Mar 29, 2023
      0•• L•• E••••• P••••••• F••• I•• L•••Private Equity Fund$206M22Mar 29, 2017
      3•• L•• P•• C••••••••• L•••Private Equity Fund$165M30Mar 29, 2024
      2•• L•• C••••• C••••••••• L•••Private Equity Fund$153M19Mar 29, 2023
      2•• L•• C•••••• C•••••••• I••••• L•••Private Equity Fund$149M10Mar 29, 2023
      2•• L•• B•• C•••••••• L•••Private Equity Fund$143M16Mar 29, 2023
      2•• L•• S•••••• C••••••••• L•••Private Equity Fund$121M5Mar 31, 2021
      1•• L•• P•••••• C••••••••• L•••Private Equity Fund$108M8Mar 28, 2018
      2•• L•• E••••• P••••••• F••• C•••••• A••• L•••no longer reportedPrivate Equity Fund$95.0M28Jan 2, 2013
      2•• L•• E••••• P••••••• F••• E•• A••• L•••no longer reportedPrivate Equity Fund$89.0M28Jan 2, 2013
      0•• L•• F••• I•• C••••••••• L•••Private Equity Fund$86.9M10Mar 29, 2019
      1•• L•• E••••• P••••••• F••• S••••• A••• L•••no longer reportedPrivate Equity Fund$86.8M28Jan 2, 2013
      1•• L•• E••••• P••••••• F••• S••••• A••• L•••no longer reportedPrivate Equity Fund$85.1M28Jan 2, 2013
      3•• L•• E••••• P••••••• F••• A•••••••• A••• L•no longer reportedPrivate Equity Fund$77.4M27Mar 28, 2014
      2•• L•• E••••• P••••••• F••• I• E••••••• C••••••••• L•••Private Equity Fund$57.0M36Mar 29, 2023
      2•• L•• E••••• S•••••••• P••••••• F••• I•• L•Private Equity Fund$38.1M52Mar 29, 2023
      0•• L•• E••••• S•••••••• P••••••• F••• I••• L•••Private Equity Fund$35.5M45Mar 29, 2019
      0•• L•• E••••• P••••••• F••• I•• E••••••• C••••••••• L•••Private Equity Fund$31.4M41Mar 30, 2020
      3•• L•• E••••• P••••••• F••• I•••••••• A••• L•no longer reportedPrivate Equity Fund$30.1M27Mar 31, 2015
      0•• L•• E••••• P••••••• F•••• L•••no longer reportedPrivate Equity Fund$29.7M32Feb 13, 2012
      3•• L•• E••••• P••••••• F••• I• C••••••••• L•••Private Equity Fund$27.8M6Mar 29, 2024
      0•• L•• E••••• P••••••• F••• I• E••••••• C••••••••• L•••Private Equity Fund$23.8M27Mar 29, 2017
      1•• L•• E••••• S•••••••• P••••••• R••••••••• F•••• L•••Private Equity Fund$18.5M75Mar 29, 2017
      2•• L•• E••••• S•••••••• P••••••• F••• S••••• A••• L•••no longer reportedPrivate Equity Fund$6.8M58Jan 2, 2013
      2•• L•• E••••• S•••••••• P••••••• F••• C•••••• A••• L•••no longer reportedPrivate Equity Fund$6.6M58Jan 2, 2013
      0•• L•• E••••• P••••••• F••• P•• A••• L•••no longer reportedPrivate Equity Fund$6.2M27Feb 13, 2012
      2•• L•• E••••• S•••••••• P••••••• F••• E•• A••• L•••no longer reportedPrivate Equity Fund$6.2M58Jan 2, 2013
      1•• L•• E••••• S•••••••• P••••••• F••• S••••• A••• L•••no longer reportedPrivate Equity Fund$6.1M58Jan 2, 2013
      3•• L•• E••••• S•••••••• P••••••• F••• A•••••••• A••• L•no longer reportedPrivate Equity Fund$5.4M58Mar 28, 2014
      3•• L•• E••••• P••••••• O••••••••• F•••• L•Private Equity Fund$2.8M2Mar 28, 2014
      0•• L•• E••••• P••••••• F••• R• A••• L•••no longer reportedPrivate Equity Fund$2.6M27Feb 13, 2012
      3•• L•• E••••• S•••••••• P••••••• F••• I•••••••• A••• L•no longer reportedPrivate Equity Fund$2.1M58Mar 31, 2015
      All funds of L•• E••••• P•••••••• L••
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• M•••• K•••• · Managing Membercontrol
        since 01/2007 · owns 10% to 25%
      • H•••••••• B•••••••• A••••• · Managing Membercontrol
        since 08/2006 · owns 10% to 25%
      • K••• Y•• J•• · Managing Membercontrol
        since 08/2006 · owns 10% to 25%
      • R••••••• J•••••• B•••••• · Managing Member, Chief Compliance Officer, Chief Financial Officercontrol
        since 10/2006 · owns 10% to 25%
      • E••••• O• L••• T•••••• H•••••• · Member
        since 08/2006 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      • L•• E••••• P••••••• I• G•• L••
        investment adviserpooled vehicle sponsorn
      • L•• E••••• P••••••• I•• G•• L••
        investment adviserpooled vehicle sponsorn
      • L•• E••••• P••••••• I• G•• L••
        investment adviserpooled vehicle sponsorn
      • L•• E••••• P••••••• R••••••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Dallas, TX2 employees
      What changed
      consecutive filings, newest first
      • Accounts · 29 to 30
        Mar 28, 2025 to Mar 31, 2026
      • Advisory employees · 31 to 35
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 29 to 30
        Mar 28, 2025 to Mar 31, 2026
      • Employees · 41 to 48
        Mar 28, 2025 to Mar 31, 2026
      • Private funds · 29 to 30
        Mar 28, 2025 to Mar 31, 2026
      • Discretionary RAUM · $5.3B to $5.8B
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $5.3B to $5.8B
        Mar 28, 2025 to Mar 31, 2026
      • RAUM · $5.3B to $5.8B
        Mar 28, 2025 to Mar 31, 2026
      • Accounts · 31 to 29
        Mar 29, 2024 to Mar 28, 2025
      • Advisory employees · 26 to 31
        Mar 29, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 31 to 29
        Mar 29, 2024 to Mar 28, 2025
      • Employees · 39 to 41
        Mar 29, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 29, 2024 to Mar 28, 2025
      • Private funds · 31 to 29
        Mar 29, 2024 to Mar 28, 2025
      • Discretionary RAUM · $5.2B to $5.3B
        Mar 29, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $5.2B to $5.3B
        Mar 29, 2024 to Mar 28, 2025
      • RAUM · $5.2B to $5.3B
        Mar 29, 2024 to Mar 28, 2025
      • Accounts · 30 to 31
        Mar 29, 2023 to Mar 29, 2024
      • Advisory employees · 27 to 26
        Mar 29, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 30 to 31
        Mar 29, 2023 to Mar 29, 2024
      • Employees · 40 to 39
        Mar 29, 2023 to Mar 29, 2024
      • Private funds · 30 to 31
        Mar 29, 2023 to Mar 29, 2024
      • Discretionary RAUM · $4.4B to $5.2B
        Mar 29, 2023 to Mar 29, 2024
      • Non-discretionary RAUM · $2.8M to $0
        Mar 29, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $4.4B to $5.2B
        Mar 29, 2023 to Mar 29, 2024
      • RAUM · $4.4B to $5.2B
        Mar 29, 2023 to Mar 29, 2024
      • Accounts · 23 to 30
        Mar 31, 2022 to Mar 29, 2023
      • Advisory employees · 20 to 27
        Mar 31, 2022 to Mar 29, 2023
      • Pooled vehicle clients · 23 to 30
        Mar 31, 2022 to Mar 29, 2023
      • Employees · 32 to 40
        Mar 31, 2022 to Mar 29, 2023
      • Private funds · 23 to 30
        Mar 31, 2022 to Mar 29, 2023
      • Discretionary RAUM · $3.2B to $4.4B
        Mar 31, 2022 to Mar 29, 2023
      • Non-discretionary RAUM · $9.9M to $2.8M
        Mar 31, 2022 to Mar 29, 2023
      • Pooled vehicle RAUM · $3.2B to $4.4B
        Mar 31, 2022 to Mar 29, 2023
      • RAUM · $3.2B to $4.4B
        Mar 31, 2022 to Mar 29, 2023
      • Accounts · 22 to 23
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 22 to 23
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 31 to 32
        Mar 31, 2021 to Mar 31, 2022
      • Private funds · 22 to 23
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $2.6B to $3.2B
        Mar 31, 2021 to Mar 31, 2022
      Signals
      4 dated events
      • L•• E••••• P•••••••• L•• reported RAUM $4.4B, up 40% from $3.2B (2022-03-31 to 2023-03-29)
        Mar 29, 2023 · RAUM change · derived
      • L•• E••••• P•••••••• L•• reported RAUM $2.7B, up 34% from $2.0B (2019-03-29 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • Joseph David Morrison (Managing Member) no longer on Schedule A of L•• E••••• P•••••••• L•• (listed 2018-07-02, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • Ann C•••••• Macdonald (Elected Manager) no longer on Schedule A of L•• E••••• P•••••••• L•• (listed 2018-07-02, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/lee-equity-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
      Website
      leeequity.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-906-4900reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026