DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• I••••••••• M••••••••• L••
Latest filing May 20, 2026
First filing on the tape Feb 13, 2012 · 26 filings
SEC status approved since Mar 28, 2012
RAUM
$3.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
28 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
11
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$3.5B as of May 20, 2026
Mar 28, 2013$601M then
HNW client RAUM$0 as of Jul 2, 2025
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of May 20, 2026
Mar 28, 20130 then
Employees (5.A)29 as of May 20, 2026
Mar 28, 201311 then
Private funds11 as of May 20, 2026
Mar 28, 20136 then
RAUM -14% over the last fiscal year+9.9% a year over threeIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $316MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• I••••••••• I•• L••• | Private Equity Fund | $1.1B | 104 | Sep 19, 2016 |
| A•••• I••••••••• V• L••• | Private Equity Fund | $853M | 96 | Oct 9, 2020 |
| A•••• I••••••••• V••• L••• | Private Equity Fund | $680M | 47 | Mar 31, 2021 |
| A•••• D••• O••••••••• F••• I•• L••• | Other Private Fund | $159M | 36 | Oct 9, 2020 |
| A•••• I••••••••• I••• L••• | Private Equity Fund | $143M | 71 | Feb 13, 2012 |
| A•••• D••• O••••••••• F••• I• L••• | Other Private Fund | $75.8M | 27 | Sep 19, 2016 |
| A•••• D••• O••••••••• F••• I•••• L••• | Other Private Fund | $36.1M | 10 | Mar 31, 2021 |
| A•••• A••••••••• F••• I•• L••• | Private Equity Fund | $5.3M | 10 | Sep 19, 2016 |
| A•••• I••••••••• I•• L•••no longer reported | Private Equity Fund | $572,660 | 74 | Feb 13, 2012 |
| A•••• A••••••••• F••• I••• L••• | Private Equity Fund | $533,889 | 6 | Feb 13, 2012 |
| A•••• P•••••• I••••••••• C••••••• L•••no longer reported | Private Equity Fund | $340,782 | 95 | Feb 13, 2012 |
| A•••• I••••••••• I• Q•• L•••no longer reported | Private Equity Fund | $248,232 | 13 | Feb 13, 2012 |
| M••••••• B••••• I••••••••• L•••no longer reported | Private Equity Fund | $105,721 | 47 | Feb 13, 2012 |
| A•••• I••••••••• I• • A•• F••• Q•• L•••no longer reported | Private Equity Fund | $0 | 13 | Mar 31, 2021 |
| A•••• I••••••••• I• • A•• F•••• L•••no longer reported | Private Equity Fund | $0 | 74 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• C•••• S•••• · Presidentcontrolsince 04/2020 · owns less than 5%
- B••••• J••••• L•• · General Counsel, Partnercontrolsince 03/2013 · owns less than 5%
- F••••••• J••••• A•••• · Chief Financial Officer, Partnercontrolsince 01/2023 · owns less than 5%
- J•••••• J•••• A•••••• · Chief Operating Officercontrolsince 11/2023 · owns less than 5%
- P••••••• A•••••• J•••• · Chief Compliance Officer & Associate General Counselcontrolsince 12/2023 · owns less than 5%
- P••••••• G••••••• J••••• · Chief Executive Officer; Membercontrolsince 01/1999 · owns 75% or more
Related persons
Schedule D 7.A
- A•••• D••• O••••••••• F••• C•••••• I• L••pooled vehicle sponsorn
- A•••• D••• O••••••••• F••• C•••••• I• G•• L•••pooled vehicle sponsorn
- A•••• D••• O••••••••• F••• C•••••• I•• G•• L•••pooled vehicle sponsorn
- A•••• P•••••• I••••••••• C•••••• I••• L••pooled vehicle sponsorn
- A•••• P•••••• I••••••••• C•••••• I•• L••pooled vehicle sponsorn
- A•••• P•••••• I••••••••• C•••••• V• L•••pooled vehicle sponsorn
- A•••• P•••••• I••••••••• C•••••• V•• L•••pooled vehicle sponsorn
- J•••• L• B••••• P•••n
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL15 employees
- New York, NY3 employees
What changed
consecutive filings, newest first
- Advisory employees · 24 to 28Jul 2, 2025 to Mar 20, 2026
- Employees · 25 to 29Jul 2, 2025 to Mar 20, 2026
- Discretionary RAUM · $4.0B to $3.5BJul 2, 2025 to Mar 20, 2026
- HNW RAUM · 0.0 to unsetJul 2, 2025 to Mar 20, 2026
- Individual RAUM · 0.0 to unsetJul 2, 2025 to Mar 20, 2026
- Pension RAUM · 0.0 to unsetJul 2, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $4.0B to $3.5BJul 2, 2025 to Mar 20, 2026
- RAUM · $4.0B to $3.5BJul 2, 2025 to Mar 20, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 2, 2025
- Other offices · 2 to 1Mar 27, 2025 to Jul 2, 2025
- Accounts · 9 to 11Mar 21, 2024 to Mar 27, 2025
- Pooled vehicle clients · 9 to 11Mar 21, 2024 to Mar 27, 2025
- Private funds · 9 to 11Mar 21, 2024 to Mar 27, 2025
- Discretionary RAUM · $3.1B to $4.0BMar 21, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $3.1B to $4.0BMar 21, 2024 to Mar 27, 2025
- RAUM · $3.1B to $4.0BMar 21, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.6B to $3.1BDec 11, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $2.6B to $3.1BDec 11, 2023 to Mar 21, 2024
- RAUM · $2.6B to $3.1BDec 11, 2023 to Mar 21, 2024
- HQ city · CHICAGO to PALM BEACHJun 7, 2023 to Oct 26, 2023
- HQ state · IL to FLJun 7, 2023 to Oct 26, 2023
- Other offices · 1 to 2Mar 29, 2023 to Jun 7, 2023
- Advisory employees · 23 to 24Jan 6, 2023 to Mar 29, 2023
- Employees · 24 to 25Jan 6, 2023 to Mar 29, 2023
- Discretionary RAUM · $2.7B to $2.6BJan 6, 2023 to Mar 29, 2023
- Pooled vehicle RAUM · $2.7B to $2.6BJan 6, 2023 to Mar 29, 2023
- RAUM · $2.7B to $2.6BJan 6, 2023 to Mar 29, 2023
- Accounts · 13 to 9Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 14 to 23Mar 31, 2021 to Mar 30, 2022
- Advisory activities · 1 to 2Mar 31, 2021 to Mar 30, 2022
- Pooled vehicle clients · 13 to 9Mar 31, 2021 to Mar 30, 2022
- Assets in custody · $2.9B to $0Mar 31, 2021 to Mar 30, 2022
- Private funds · 13 to 9Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $2.9B to $2.7BMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $2.9B to $2.7BMar 31, 2021 to Mar 30, 2022
- RAUM · $2.9B to $2.7BMar 31, 2021 to Mar 30, 2022
- Accounts · 7 to 13Oct 9, 2020 to Mar 31, 2021
- Advisory employees · 8 to 14Oct 9, 2020 to Mar 31, 2021
- Pooled vehicle clients · 7 to 13Oct 9, 2020 to Mar 31, 2021
- Assets in custody · $1.4B to $2.9BOct 9, 2020 to Mar 31, 2021
Signals
8 dated events
- A•••• I••••••••• M••••••••• L•• reported RAUM $4.0B, up 30% from $3.1B (2024-03-21 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Anthony John Jordan (Chief Operating Officer) appeared on Schedule A of A•••• I••••••••• M••••••••• L••Mar 21, 2024 · Control person joined · fact
- Jacob Andrew Perlman (Chief Compliance Officer & Associate General Counsel) appeared on Schedule A of A•••• I••••••••• M••••••••• L••Dec 11, 2023 · Control person joined · fact
- Armin James Freeman (Chief Financial Officer, Partner) appeared on Schedule A of A•••• I••••••••• M••••••••• L••Jan 6, 2023 · Control person joined · fact
- David John Foster (Chief Financial Officer, Partner) no longer on Schedule A of A•••• I••••••••• M••••••••• L•• (listed 2022-03-30, absent 2023-01-06)Jan 6, 2023 · Control person left · inference
- Scott Carl Allegretti (President) appeared on Schedule A of A•••• I••••••••• M••••••••• L••Mar 30, 2022 · Control person joined · fact
- P. Joseph Campolo (Owner) no longer on Schedule A of A•••• I••••••••• M••••••••• L•• (listed 2020-10-09, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- A•••• I••••••••• M••••••••• L•• reported RAUM $2.9B, up 136% from $1.2B (2020-10-09 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•••• I••••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•••• I••••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- arborpic.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 312-981-3770reportedpublic record, Form ADV, May 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026