DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• P••••••• H••• K••• L••••••
Latest filing Mar 17, 2026
First filing on the tape Mar 30, 2012 · 35 filings
SEC status approved since Aug 9, 2011
RAUM
$5.2B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
104
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$5.2B as of Mar 17, 2026
Mar 30, 2012$486M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 27, 20130 then
Employees (5.A)104 as of Mar 17, 2026
Mar 27, 2013106 then
Private funds2 as of Mar 17, 2026
Mar 30, 20122 then
RAUM +11% over the last fiscal year+0.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $187MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.1B97%
- Corporations and businesses$150M2.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 28reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•••• P••••••• H••••••••• S••••• F•••no longer reported | Hedge Fund | $3.5B | 849 | Mar 28, 2014 |
| V•••• P••••••• C•••• A•••••• S••••• F•••no longer reported | Hedge Fund | $57.9M | 41 | Mar 26, 2015 |
| V•••• P••••••• T••••• F••• | Hedge Fund | $55.6M | 29 | Mar 30, 2012 |
| V•••• P••••••• F••• S••••• • V•••• P••••••• C•••• A•••••• S••••• F••• | Hedge Fund | $33.2M | 58 | Mar 29, 2018 |
| V•••• P••••••• B•• D••• F•••no longer reported | Hedge Fund | $12.6M | 3 | Dec 13, 2016 |
| V•••• P••••••• G••••• C••••••••• F•••no longer reported | Hedge Fund | $2.5M | 16 | May 18, 2015 |
| V•••• P••••••• C••••• F•••no longer reported | Hedge Fund | $221,464 | 22 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••• C•••• H••• N•• · Director, Co-Chief Investment Officercontrolsince 07/2010 · owns less than 5%
- H•• M•• K••• N•• · Director And Senior Investment Directorcontrolsince 07/2014 · owns less than 5%
- L••• W•••••• M••••••• · Managing Director, Coo Officecontrolsince 07/2021 · owns less than 5%
- N•• N•••••• C••• F• · Chief Financial Offficercontrolsince 02/2023 · owns less than 5%
- S•• L••••• C••• K• · Director And Co-Chief Investment Officercontrolsince 07/2010 · owns less than 5%
- C•••••• W•••••• W•• M•• · Head Of Legalsince 01/2010 · owns less than 5%
- L••• V•••••••• N•• · Chief Compliance Officersince 05/2012 · owns less than 5%
Entity owners
- V•••• P••••••• G•••• L•••••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- S••••••• A•••• M••••••••• H••• K••• L••••••investment advisern
- S••••••• A•••• M••••••••• L••••••investment advisern
- V•••• P••••••• ••• L••••••investment advisern
- V•••• P••••••• A•••• M••••••••• M••••••• S•••••••investment advisern
- V•••• P••••••• A•••• M••••••••• S•••••••• P••• L•••investment advisern
- V•••• P••••••• C••••• G• I• L••••••bankpooled vehicle sponsorn
- V•••• P••••••• I••••••••• A••••••• •••• L•••••• • W••••••••• F•••••• E•••••••••investment advisern
- V•••• P••••••• I••••••••• M••••••••• ••••••••• L••••••investment advisern
- V•••• P••••••• I••••••••• M••••••••• ••••••••• L••••••investment advisern
- V•••• P••••••• L••••••investment adviserbankyRAUM $395M
- V•••• P••••••• P•••••• E••••• L••••••investment advisern
Advisers that list V•••• P••••••• H••• K••• L•••••• as a related person
- 143177 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 26 to 28Feb 24, 2026 to Mar 17, 2026
- Advisory employees · 24 to 25Feb 24, 2026 to Mar 17, 2026
- Pooled vehicle clients · 25 to 28Feb 24, 2026 to Mar 17, 2026
- Employees · 111 to 104Feb 24, 2026 to Mar 17, 2026
- Discretionary RAUM · $3.8B to $5.1BFeb 24, 2026 to Mar 17, 2026
- Non-discretionary RAUM · $254M to $178MFeb 24, 2026 to Mar 17, 2026
- Pooled vehicle RAUM · $3.9B to $5.1BFeb 24, 2026 to Mar 17, 2026
- RAUM · $4.1B to $5.2BFeb 24, 2026 to Mar 17, 2026
- Financial planning clients · unset to May 19, 2025 to Jul 7, 2025
- Accounts · 33 to 26Jan 27, 2025 to May 19, 2025
- Advisory employees · 30 to 24Jan 27, 2025 to May 19, 2025
- Pooled vehicle clients · 31 to 25Jan 27, 2025 to May 19, 2025
- Employees · 116 to 111Jan 27, 2025 to May 19, 2025
- Discretionary RAUM · $4.7B to $3.8BJan 27, 2025 to May 19, 2025
- Non-discretionary RAUM · $68.2M to $254MJan 27, 2025 to May 19, 2025
- Pooled vehicle RAUM · $4.7B to $3.9BJan 27, 2025 to May 19, 2025
- RAUM · $4.7B to $4.1BJan 27, 2025 to May 19, 2025
- HQ state · unset to May 1, 2024 to Jan 27, 2025
- Other offices · 1 to 0Mar 27, 2024 to May 1, 2024
- Accounts · 37 to 33Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 31 to 30Mar 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 34 to 31Mar 29, 2023 to Mar 27, 2024
- Employees · 134 to 116Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $5.2B to $4.7BMar 29, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $76.7M to $68.2MMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $5.1B to $4.7BMar 29, 2023 to Mar 27, 2024
- RAUM · $5.2B to $4.7BMar 29, 2023 to Mar 27, 2024
- Accounts · 43 to 37Mar 30, 2022 to Mar 29, 2023
- Advisory employees · 45 to 31Mar 30, 2022 to Mar 29, 2023
- Pooled vehicle clients · 39 to 34Mar 30, 2022 to Mar 29, 2023
- Employees · 172 to 134Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $8.4B to $5.2BMar 30, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $160M to $76.7MMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $8.3B to $5.1BMar 30, 2022 to Mar 29, 2023
- RAUM · $8.6B to $5.2BMar 30, 2022 to Mar 29, 2023
- Accounts · 40 to 43Jan 6, 2022 to Mar 30, 2022
- Advisory employees · 42 to 45Jan 6, 2022 to Mar 30, 2022
- Pooled vehicle clients · 34 to 39Jan 6, 2022 to Mar 30, 2022
- Employees · 165 to 172Jan 6, 2022 to Mar 30, 2022
- Other offices · 0 to 1Jan 6, 2022 to Mar 30, 2022
Signals
11 dated events
- V•••• P••••••• H••• K••• L•••••• reported RAUM $5.2B, up 29% from $4.1B (2026-02-24 to 2026-03-17)Mar 17, 2026 · RAUM change · derived
- V•••• P••••••• H••• K••• L•••••• reported RAUM $5.2B, down 39% from $8.6B (2022-03-30 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Ngai Sze Icy Wong (Chief Financial Officer & Chief Administrative Officer) no longer on Schedule A of V•••• P••••••• H••• K••• L•••••• (listed 2021-03-29, absent 2021-09-08)Sep 8, 2021 · Control person left · inference
- Mei-Kuen Winnie Lam (Managing Director, Coo Office) appeared on Schedule A of V•••• P••••••• H••• K••• L••••••Sep 8, 2021 · Control person joined · fact
- C••• Fa N••••• Ng (Finance Director) appeared on Schedule A of V•••• P••••••• H••• K••• L••••••Sep 8, 2021 · Control person joined · fact
- Anthony Roger Hepper (Co Chief Operating Officer) no longer on Schedule A of V•••• P••••••• H••• K••• L•••••• (listed 2020-03-30, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Nmn King Lun Au (Chief Executive Officer) no longer on Schedule A of V•••• P••••••• H••• K••• L•••••• (listed 2020-03-30, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- H Patricia Cheung (Co Chief Operating Officer) no longer on Schedule A of V•••• P••••••• H••• K••• L•••••• (listed 2020-03-30, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Chun Wah Jonathan Mo (Chief Administrative Officer) no longer on Schedule A of V•••• P••••••• H••• K••• L•••••• (listed 2018-08-20, absent 2019-03-25)Mar 25, 2019 · Control person left · inference
- H Patricia Cheung (Chief Administrative Officer) appeared on Schedule A of V•••• P••••••• H••• K••• L••••••Mar 25, 2019 · Control person joined · fact
- V•••• P••••••• H••• K••• L•••••• reported RAUM $11.4B, up 36% from $8.4B (2017-09-27 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/V••••-PARTNERS-L••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- xiaohongshu.com/user/profile/5e15b29d0000000001005350reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 852 28809263reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026