DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••••• C•••••• M••••••••• L••
Latest filing May 7, 2026
First filing on the tape Feb 10, 2012 · 33 filings
SEC status approved since Feb 27, 2012
RAUM
$19B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
58
29 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
12
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$19B as of May 7, 2026
Mar 21, 2013$4.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 7, 2026
Mar 21, 20130 then
Employees (5.A)58 as of May 7, 2026
Mar 21, 201320 then
Private funds12 as of May 7, 2026
Mar 21, 20131 then
RAUM +20% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $380MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $15B, 40 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B74%
- Insurance companies$4.9B26%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 50reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15B for 40 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.74 institutional_share=0.26 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••••••• H•••••••• L•• | Private Equity Fund | $5.3B | 50 | Dec 4, 2014 |
| C• O••••••••• F••• I• L• | Private Equity Fund | $1.6B | 977 | Feb 24, 2021 |
| C• A••••••• L• | Private Equity Fund | $1.2B | 15 | Mar 29, 2022 |
| K••••••••• M••••• F•••• L••• | Hedge Fund | $966M | 78 | Feb 10, 2012 |
| K••••••••• I•••••••• H•••••••• L•• | Private Equity Fund | $355M | 20 | Mar 29, 2022 |
| K••••••••• D••••••••• O••••••••• F•••• L• | Private Equity Fund | $340M | 46 | Mar 13, 2020 |
| K••••••••• ••• F•••• L• | Hedge Fund | $335M | 1 | Mar 14, 2014 |
| K••••••••• M•••••• O••••••••• L• | Private Equity Fund | $125M | 1 | Mar 29, 2023 |
| K••••••••• S•••••• S••••••••• R••• E••••• F••• I•• L• | Real Estate Fund | $9.0M | 38 | Jul 28, 2016 |
| K••••••••• S•••••• S••••••••• R••• E••••• F•••• L•no longer reported | Real Estate Fund | $4.2M | 28 | Aug 1, 2013 |
| C• O••••••••• F••• I•• L• | Private Equity Fund | $3.1M | 977 | Feb 24, 2021 |
Owners and control persons
Schedule A and B, latest filing
- C••••• A••• D•••• · Managing Membercontrolsince 05/2008 · owns 25% to 50%
- F••••••••• M••••••• L••••••• · Chief Financial Officercontrolsince 01/2013 · owns less than 5%
- H••••••• K••••••• L• · Trusteecontrolsince 08/2016 · owns less than 5%
- T••••••• L••••• L••• · General Counsel/Chief Compliance Officercontrolsince 06/2008 · owns less than 5%
- W•••••• C••••••• A•• · Trusteecontrolsince 08/2016 · owns less than 5%
- W•••••• T•••••• A•••• · Managing Membercontrolsince 05/2008 · owns 25% to 50%
- C••••• A••• D•••• · Membercontrolsince 06/2••• · owns 25% to 50% of A•• C•••• F••••• L••
- C••••• N•••••• L• · Trusteecontrolsince 12/2018 · owns F of A•• C•••• 2••• F••••• T••••
- S••••••••• A•••••• D•••• · Membersince 01/2018 · owns 10% to 25%
Entity owners
- A•• C•••• 2••• F••••• T•••• · Ownerindirect · owns 50% to 75% of A•• C•••• F••••• L••
- P••••••••• P••••••• P•• · Shareholderindirect · owns 75% or more of P••••••••• P•••••••• I•••
- P••••••••• P•••••••• I••• · Partnerindirect · owns 75% or more of P•• D• 1• L•
- A•• C•••• F••••• L•• · Memberdirect · owns 5% to 10%
- P•• D• 1• L• · Memberdirect · owns 10% to 25%
- T•• T••••• A• W••••• I•• C••••••••• T•••• I•• · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
- C• A••••••• G•• L••bankpooled vehicle sponsory
- C• O••••••••• G•• L••bankpooled vehicle sponsory
- K••••••••• ••• G•• L••bankpooled vehicle sponsorn
- K••••••••• A•••••• • L••• A•••••••• C••••••real estaten
- K••••••••• C• A••••••• G•• L••pooled vehicle sponsory
- K••••••••• C• O••••••••• G•• L••pooled vehicle sponsory
- K••••••••• D•• G•• L••pooled vehicle sponsory
- K••••••••• G••••• L••pooled vehicle sponsorn
- K••••••••• G•• L••bankpooled vehicle sponsorn
- K••••••••• H•••••••• L•••real estaten
- K••••••••• M•••••• O••••••••• G•• L••pooled vehicle sponsory
- K••••••••• S•••• G••••• L••pooled vehicle sponsorn
- K•••••• W•••• C• G•• L••pooled vehicle sponsory
- K•••••• W•••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Greenwich, CT6 employees
- West Palm Beach, FL2 employees
What changed
consecutive filings, newest first
- Accounts · 46 to 50Nov 7, 2025 to Mar 31, 2026
- Advisory employees · 22 to 29Nov 7, 2025 to Mar 31, 2026
- Pooled vehicle clients · 26 to 30Nov 7, 2025 to Mar 31, 2026
- Assets in custody · $12B to $15BNov 7, 2025 to Mar 31, 2026
- Employees · 50 to 58Nov 7, 2025 to Mar 31, 2026
- Private funds · 11 to 12Nov 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $16B to $19BNov 7, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $104M to $94.9MNov 7, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $12B to $14BNov 7, 2025 to Mar 31, 2026
- RAUM · $16B to $19BNov 7, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 8, 2025
- Accounts · 42 to 46May 2, 2024 to Mar 31, 2025
- Advisory employees · 23 to 22May 2, 2024 to Mar 31, 2025
- Pooled vehicle clients · 24 to 26May 2, 2024 to Mar 31, 2025
- Assets in custody · $7.1B to $12BMay 2, 2024 to Mar 31, 2025
- Employees · 49 to 50May 2, 2024 to Mar 31, 2025
- Private funds · 10 to 11May 2, 2024 to Mar 31, 2025
- Discretionary RAUM · $16B to $16BMay 2, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $341M to $104MMay 2, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $12B to $12BMay 2, 2024 to Mar 31, 2025
- RAUM · $16B to $16BMay 2, 2024 to Mar 31, 2025
- Employees · 42 to 49Mar 28, 2024 to May 2, 2024
- Accounts · 41 to 42Apr 28, 2023 to Mar 28, 2024
- Advisory employees · 20 to 23Apr 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 25 to 24Apr 28, 2023 to Mar 28, 2024
- Assets in custody · $6.6B to $7.1BApr 28, 2023 to Mar 28, 2024
- Employees · 36 to 42Apr 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $13B to $16BApr 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $328M to $341MApr 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $10B to $12BApr 28, 2023 to Mar 28, 2024
- RAUM · $13B to $16BApr 28, 2023 to Mar 28, 2024
- Accounts · 37 to 41May 2, 2022 to Mar 29, 2023
- Advisory employees · 17 to 20May 2, 2022 to Mar 29, 2023
- Pooled vehicle clients · 24 to 25May 2, 2022 to Mar 29, 2023
- Assets in custody · $9.1B to $6.6BMay 2, 2022 to Mar 29, 2023
- Employees · 32 to 36May 2, 2022 to Mar 29, 2023
- Private funds · 9 to 10May 2, 2022 to Mar 29, 2023
- Discretionary RAUM · $15B to $13BMay 2, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $505M to $328MMay 2, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $13B to $10BMay 2, 2022 to Mar 29, 2023
Signals
17 dated events
- Patrick Edward Massaro (Chief Operating Officer) no longer on Schedule A of K••••••••• C•••••• M••••••••• L•• (listed 2022-05-02, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Krispen Hopkins (Trustee) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••Mar 29, 2023 · Control person joined · fact
- Ann Cynthia Wagner (Trustee) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••Mar 29, 2023 · Control person joined · fact
- K••••••••• C•••••• M••••••••• L•• reported RAUM $14.5B, up 100% from $7.3B (2021-03-22 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Daniel James Andrew Galloway (Owner) no longer on Schedule A of K••••••••• C•••••• M••••••••• L•• (listed 2021-03-22, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- R•••• W••••••• (Owner) no longer on Schedule A of K••••••••• C•••••• M••••••••• L•• (listed 2021-03-22, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- James Gregory Link (Owner) no longer on Schedule A of K••••••••• C•••••• M••••••••• L•• (listed 2021-03-22, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- S•••• B•••• (Owner) no longer on Schedule A of K••••••••• C•••••• M••••••••• L•• (listed 2021-03-22, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- K••••••••• C•••••• M••••••••• L•• reported RAUM $5.8B, up 43% from $4.1B (2019-03-27 to 2020-03-13)Mar 13, 2020 · RAUM change · derived
- Calman C•••• (Trustee) no longer on Schedule A of K••••••••• C•••••• M••••••••• L•• (listed 2018-03-22, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- Ann Cynthia Wagner (Trustee) no longer on Schedule A of K••••••••• C•••••• M••••••••• L•• (listed 2018-03-22, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- Krispen Hopkins (Trustee) no longer on Schedule A of K••••••••• C•••••• M••••••••• L•• (listed 2018-03-22, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- N••••• C•••• (Trustee) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••Mar 27, 2019 · Control person joined · fact
- Daniel James Andrew Galloway (Owner) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••Mar 27, 2019 · Control person joined · fact
- R•••• W••••••• (Owner) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••Mar 27, 2019 · Control person joined · fact
- James Gregory Link (Owner) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••Mar 27, 2019 · Control person joined · fact
- S•••• B•••• (Owner) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••Mar 27, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- K••••••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- K••••••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/knighthead-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- K•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-356-2900reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
K••••••••• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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