DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

W••••••• C•••••• P••••••• L••

Asset manager (funds and pooled vehicles)Darien, ConnecticutCRD 157493SEC 801-72750websiteIAPD
Latest filing Aug 25, 2026
First filing on the tape Mar 30, 2012 · 53 filings
SEC status approved since Oct 19, 2011
RAUM
$8.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
33
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$8.9B as of Aug 25, 2026
Jun 28, 2012$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 25, 2026
Jun 28, 20120 then
Employees (5.A)34 as of Aug 25, 2026
Apr 1, 201324 then
Private funds33 as of Aug 25, 2026
Jun 28, 201216 then
RAUM +16% over the last fiscal year+17% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$241MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$8.8B, 34 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$8.6B97%
  • Sovereign wealth funds$291M3.3%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
37reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$8.8B for 34 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.96 institutional_share=0.03 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      42 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      W•• N•••••• I•• L•••Hedge Fund$2.5B59Feb 26, 2021
      W•• N•••••• I•••• L•••Hedge Fund$653M30Nov 26, 2024
      W•• N•••••• I••• L•••Hedge Fund$563M101Aug 23, 2024
      W•• S•••••• C••• P••• F••• I•• L•••Hedge Fund$437M14Feb 27, 2018
      W•• N•••••• I••• L•Hedge Fund$420M43Feb 26, 2021
      W•• H••••••••• I•••••••• S••••••••• L•••Hedge Fund$304M32Mar 31, 2021
      W•• S•••••• C••• P••• F•••• L•••Hedge Fund$292M20Aug 13, 2015
      W•• S•• I••• L•Hedge Fund$280M14Mar 31, 2023
      W•• F••• O••• C•Hedge Fund$268M2Feb 26, 2021
      W•• F••• O••• L•••Hedge Fund$248M2Aug 26, 2022
      W•• R••• E••••• F••• V• L•••Hedge Fund$213M24Mar 31, 2021
      W•• F••• S• L•••Hedge Fund$185M3Feb 26, 2021
      W•• S•• F•••• L•••Hedge Fund$157M4Dec 6, 2021
      W•• R••• E••••• F••• I••• L•••Hedge Fund$131M92Mar 30, 2012
      W•• N•••••• I••• L•••Hedge Fund$111M30Nov 26, 2024
      W•• R••• E••••• F••• I•• L•••Hedge Fund$102M61Feb 27, 2014
      W•• F••• S••• L••Hedge Fund$98.9M3Mar 29, 2024
      W•• B• S••••••••• L•••Hedge Fund$87.9M2Feb 16, 2022
      W•• E••••••••• L•••Hedge Fund$83.1M5Nov 21, 2019
      W•• M• H•••••••• L••Hedge Fund$60.6M6Aug 26, 2021
      W•• R••• E••••• F••• I• ••••••• L•••Hedge Fund$51.3M9Feb 27, 2014
      W•• F••• J• L•••Hedge Fund$33.5M2Mar 31, 2023
      P•••••••• R••• E••••• I• •••••••• L•••no longer reportedHedge Fund$32.7M2Mar 30, 2012
      W•• R••• E••••• F••• I•• L•••Hedge Fund$30.8M46Mar 30, 2012
      P•••••••• R••• E••••• I•• L•••no longer reportedHedge Fund$30.4M1Mar 30, 2012
      W•• R••• E••••• F••• I•••••• L•••Hedge Fund$29.4M2Mar 30, 2012
      W•• R••• E••••• F••• I• ••• L•••Hedge Fund$11.9M19Mar 30, 2012
      P•••••••• R••• E••••• •••••••• L•••Hedge Fund$9.2M13Mar 30, 2012
      P•••••••• R••• E•••••• L•••Hedge Fund$8.3M6Mar 30, 2012
      W•• R••• E••••• F••• I•••••• L•••Hedge Fund$8.1M3Feb 14, 2013
      W•• R••• E••••• F••• I•••••• L•••Hedge Fund$5.1M3Feb 14, 2013
      W•• R••• E••••• F••• I••••• L•••Hedge Fund$4.4M4Mar 30, 2012
      W•• R• F•••••• L••Hedge Fund$1.5M6Aug 26, 2021
      W•• R••• E••••• S••••••••• F•••• L•••no longer reportedHedge Fund$463,16822Mar 30, 2012
      W•• R••• E••••• S••••••••• F••• •••••••• L•••no longer reportedHedge Fund$379,45724Mar 30, 2012
      W•• R••• E••••• S••••••••• F•••• L•••no longer reportedHedge Fund$303,01928Mar 30, 2012
      P•••••••• R••• E••••• F•••• L•••Hedge Fund$99,4682Mar 30, 2012
      F••••••• R•••• G••••• F•••• L•••no longer reportedHedge Fund$80,8005Mar 30, 2012
      F••••••• R•••• G••••• F•••• L•no longer reportedHedge Fund$17,6006Mar 30, 2012
      W•• R••• E••••• F••• I• L•••no longer reportedHedge Fund$062Mar 30, 2012
      All funds of W••••••• C•••••• P••••••• L••
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••••• S•••• F•••••••• · Managing Principalcontrol
        since 04/2006 · owns less than 5%
      • A••••••• P•••• · Principalcontrol
        since 04/2006 · owns less than 5%
      • F•••• H•••••• B••••••• · Principal And Head Tradercontrol
        since 07/2006 · owns less than 5%
      • G•••••• W••••••• G•••••• · Principalcontrol
        since 04/2006 · owns less than 5%
      • P•••••••• M•••• J•••••• · Principal And General Counselcontrol
        since 04/2006 · owns less than 5%
      • R••••••• S•••••• A••• · Principal And Chief Administrative Officercontrol
        since 01/2011 · owns less than 5%
      • S••••••••• J•••••• S••• · Principalcontrol
        since 04/2006 · owns less than 5%
      • S•••••• V••••••• L••• · Chief Compliance Officercontrol
        since 02/2024 · owns less than 5%
      Entity owners
      • W•• H•••••• C••••••• L•• · Sole Member (W••••••• C•••••• P••••••• L••)
        direct · owns 75% or more
      • W•• G•• L•• · General Partner
        indirect · owns F of W••••••• C•••••• P•••••••• L•
      • W••••••• C•••••• P•••••••• L• · Sole Member
        indirect · owns 75% or more of W•• H•••••• C••••••• L••
      Related persons
      Schedule D 7.A
      • P•••••••• G•• L••
        investment adviserbankpooled vehicle sponsory
      • W•• E•••••••• G•• L••
        investment adviserbankpooled vehicle sponsorn
      • W•• F• G•• L••
        investment adviserbankpooled vehicle sponsorn
      • W•• F••• O•• G•• L••
        investment adviserbankpooled vehicle sponsorn
      • W•• F••• S• G•• L•
        investment adviserbankpooled vehicle sponsorn
      • W•• H••••••••• I•••••••• S•••••••• G•• L••
        investment adviserbankpooled vehicle sponsorn
      • W•• M• H••••••• I••• L••
        investment adviserbankpooled vehicle sponsorn
      • W•• N•••••• I•• G•• L••
        investment adviserbankpooled vehicle sponsory
      • W•• N•••••• I• G•• L•
        investment adviserbankpooled vehicle sponsorn
      • W•• N•••••• I•• G•• L•••
        investment adviserbankpooled vehicle sponsorn
      • W•• R• M•• L••
        investment adviserbankpooled vehicle sponsorn
      • W•• R••• E••••• F••• I• G•• L••
        investment adviserbankpooled vehicle sponsorn
      • W•• R••• E••••• F••• I•••• G•• L••
        investment adviserbankpooled vehicle sponsorn
      • W•• R••• E••••• F••• I•• G•• L••
        investment adviserbankpooled vehicle sponsory
      • W•• R••• E••••• F••• I••••• G•• L••
        investment adviserbankpooled vehicle sponsory
      • W•• R••• E••••• F••• I• G•• L••
        investment adviserbankpooled vehicle sponsory
      • W•• R••• E••••• F••• V• G•• L•••
        investment adviserbankpooled vehicle sponsorn
      • W•• S•• I•• G•• L••
        investment adviserbankpooled vehicle sponsorn
      • W•• S•• F••• G•• L••
        investment adviserbankpooled vehicle sponsorn
      • W•• S•••••• C••• P••• F••• G•• L••
        investment adviserbankpooled vehicle sponsory
      • W•• S•••••• C••• P••• F••• I• G•• L••
        investment adviserbankpooled vehicle sponsory
      Advisers that list W••••••• C•••••• P••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • El Segundo, CA5 employees
      What changed
      consecutive filings, newest first
      • Private funds · 32 to 33
        Mar 31, 2026 to Aug 25, 2026
      • Accounts · 36 to 37
        Nov 24, 2025 to Mar 31, 2026
      • Advisory employees · 14 to 12
        Nov 24, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 32 to 33
        Nov 24, 2025 to Mar 31, 2026
      • Assets in custody · $7.7B to $8.8B
        Nov 24, 2025 to Mar 31, 2026
      • Other offices · 1 to 2
        Nov 24, 2025 to Mar 31, 2026
      • Private funds · 34 to 32
        Nov 24, 2025 to Mar 31, 2026
      • Discretionary RAUM · $7.7B to $8.9B
        Nov 24, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $7.4B to $8.6B
        Nov 24, 2025 to Mar 31, 2026
      • RAUM · $7.7B to $8.9B
        Nov 24, 2025 to Mar 31, 2026
      • Financial planning clients · 0 to 0
        Aug 28, 2025 to Nov 24, 2025
      • Private funds · 33 to 34
        Aug 28, 2025 to Nov 24, 2025
      • Private funds · 32 to 33
        May 28, 2025 to Aug 28, 2025
      • Private funds · 31 to 32
        Mar 31, 2025 to May 28, 2025
      • Accounts · 34 to 36
        Nov 26, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 30 to 32
        Nov 26, 2024 to Mar 31, 2025
      • Assets in custody · $6.5B to $7.7B
        Nov 26, 2024 to Mar 31, 2025
      • Employees · 35 to 34
        Nov 26, 2024 to Mar 31, 2025
      • Private funds · 32 to 31
        Nov 26, 2024 to Mar 31, 2025
      • Discretionary RAUM · $6.5B to $7.7B
        Nov 26, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $6.1B to $7.4B
        Nov 26, 2024 to Mar 31, 2025
      • RAUM · $6.5B to $7.7B
        Nov 26, 2024 to Mar 31, 2025
      • Private funds · 30 to 32
        Aug 23, 2024 to Nov 26, 2024
      • Private funds · 29 to 30
        Jul 16, 2024 to Aug 23, 2024
      • HQ city · STAMFORD to DARIEN
        Mar 29, 2024 to Jul 16, 2024
      • Accounts · 33 to 34
        Mar 5, 2024 to Mar 29, 2024
      • Advisory employees · 15 to 14
        Mar 5, 2024 to Mar 29, 2024
      • Pooled vehicle clients · 29 to 30
        Mar 5, 2024 to Mar 29, 2024
      • Assets in custody · $5.5B to $6.5B
        Mar 5, 2024 to Mar 29, 2024
      • Employees · 36 to 35
        Mar 5, 2024 to Mar 29, 2024
      • Private funds · 28 to 29
        Mar 5, 2024 to Mar 29, 2024
      • Discretionary RAUM · $5.6B to $6.5B
        Mar 5, 2024 to Mar 29, 2024
      • Pooled vehicle RAUM · $5.2B to $6.1B
        Mar 5, 2024 to Mar 29, 2024
      • RAUM · $5.6B to $6.5B
        Mar 5, 2024 to Mar 29, 2024
      • Accounts · 31 to 33
        Dec 21, 2022 to Mar 31, 2023
      • Advisory employees · 14 to 15
        Dec 21, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 28 to 29
        Dec 21, 2022 to Mar 31, 2023
      • Assets in custody · $3.4B to $5.5B
        Dec 21, 2022 to Mar 31, 2023
      • Employees · 37 to 36
        Dec 21, 2022 to Mar 31, 2023
      • Discretionary RAUM · $4.7B to $5.6B
        Dec 21, 2022 to Mar 31, 2023
      Signals
      6 dated events
      • Verna Pisella (Chief Compliance Officer) no longer on Schedule A of W••••••• C•••••• P••••••• L•• (listed 2023-07-28, absent 2024-03-05)
        Mar 5, 2024 · Control person left · inference
      • Lynn Valerie Speare (Chief Compliance Officer) appeared on Schedule A of W••••••• C•••••• P••••••• L••
        Mar 5, 2024 · Control person joined · fact
      • Verna Pisella (Chief Compliance Officer) appeared on Schedule A of W••••••• C•••••• P••••••• L••
        Jul 28, 2023 · Control person joined · fact
      • W••••••• C•••••• P••••••• L•• reported RAUM $4.7B, up 26% from $3.7B (2022-02-16 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Samuel Russel Bernard (Managing Principal) no longer on Schedule A of W••••••• C•••••• P••••••• L•• (listed 2019-08-29, absent 2020-01-09)
        Jan 9, 2020 · Control person left · inference
      • Ira Bruce Nuzie (Principal) no longer on Schedule A of W••••••• C•••••• P••••••• L•• (listed 2019-08-29, absent 2020-01-09)
        Jan 9, 2020 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      H•••S://WWW.LINKEDIN.COM/COMPANY/W•••••••-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      203-429-8600reportedpublic record, Form ADV, Aug 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026