DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pccp, LLC
Latest filing Sep 16, 2026
First filing on the tape Feb 13, 2012 · 40 filings
SEC status approved since Feb 24, 2012
RAUM
$20B
reported, Item 5.F
Discretionary
63%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
175
83 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$20B as of Mar 31, 2026
Mar 27, 2013$342M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20130 then
Employees (5.A)175 as of Mar 31, 2026
Mar 27, 201354 then
Private funds40 as of Mar 31, 2026
Mar 31, 20151 then
RAUM +23% over the last fiscal year+9.6% a year over threeIARs 0 to 0offices 4 to 5
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $419MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 63%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $8.9B, 50 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$20B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 48reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.9B for 50 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
28 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Pccp Credit X (Pf), LP | Real Estate Fund | $2.4B | 21 | Mar 29, 2024 |
| Pccp Credit X, LP | Real Estate Fund | $1.5B | 27 | Mar 30, 2021 |
| Pccp Credit Ix, LP | Real Estate Fund | $1.0B | 39 | Mar 24, 2017 |
| Pccp Equity Ix (Pf), LP | Real Estate Fund | $536M | 8 | Mar 31, 2022 |
| Pc Workforce Housing, LP | Real Estate Fund | $381M | 2 | Mar 31, 2023 |
| Pg Workforce Housing, LP | Real Estate Fund | $381M | 2 | Mar 31, 2023 |
| Pccp Equity Ix (Qf), LP | Real Estate Fund | $328M | 3 | Mar 31, 2022 |
| Safari II Lion, LP | Real Estate Fund | $305M | 2 | Mar 31, 2023 |
| Safari II Gazelle, LP | Real Estate Fund | $305M | 2 | Mar 31, 2023 |
| Pcal Debt III Pf, LLCno longer reported | Real Estate Fund | $299M | 1 | Mar 30, 2020 |
| Pcal Debt V Pf, LLCno longer reported | Real Estate Fund | $299M | 1 | Mar 31, 2023 |
| Pccp Credit Ix (Pf), LP | Real Estate Fund | $268M | 16 | Mar 29, 2024 |
| Gorelux II Scsp, Sicav-Raif - Pccp | Real Estate Fund | $257M | 2 | Mar 29, 2024 |
| Pccp Industrial Development Feeder Reit, LLCno longer reported | Real Estate Fund | $249M | 1 | Mar 31, 2023 |
| Safari Lion, LP | Real Estate Fund | $223M | 2 | Mar 31, 2022 |
| Safari Gazelle, LP | Real Estate Fund | $223M | 2 | Mar 31, 2022 |
| Pcal Debt IV Pf, LLCno longer reported | Real Estate Fund | $153M | 1 | Mar 31, 2023 |
| Peix Broadstone Co-Invest, LP | Real Estate Fund | $138M | 3 | Mar 31, 2022 |
| Pccp Equity Viii (Pf), LP | Real Estate Fund | $113M | 2 | Mar 30, 2020 |
| Pccp Credit Vi, LPno longer reported | Real Estate Fund | $112M | 39 | Mar 31, 2015 |
| Pccp Equity Viii Feeder A, LP | Real Estate Fund | $87.5M | 112 | Mar 30, 2021 |
| Pccp Equity Viii (Qf), LP | Real Estate Fund | $84.7M | 2 | Mar 30, 2020 |
| Pcal Debt I Pf, LLCno longer reported | Real Estate Fund | $80.2M | 1 | Mar 30, 2020 |
| Pccp Falcon II, LP | Real Estate Fund | $76.4M | 2 | Mar 31, 2022 |
| Pccp Equity Viii (Pf-2), LP | Real Estate Fund | $45.3M | 2 | Mar 30, 2020 |
| Tysons Co-Invest, LP | Real Estate Fund | $39.9M | 42 | Mar 30, 2020 |
| Pccp Falcon, LP | Real Estate Fund | $38.4M | 2 | Mar 30, 2021 |
| Prose Co-Invest, LP | Real Estate Fund | $27.8M | 2 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Arthur Aaron Giovara · Partnercontrolsince 05/1998 · owns 10% to 25%
- Henry Donald Kuemmeler · Senior Managing Partnercontrolsince 05/1998 · owns 10% to 25%
- Rufus William Lindsay · Senior Managing Partnercontrolsince 05/1998 · owns 10% to 25%
- Shelby Bryan Thornton · Managing Partnercontrolsince 06/2020 · owns less than 5%
- Henry Donald Kuemmeler · Membercontrolsince 11/2008 · owns 75% or more of Dclj, LLC
- Rufus William Lindsay · Managercontrolsince 05/1998 · owns 25% to 50% of Cgkl I, LLC
- Shelby Bryan Thornton · Trusteecontrolsince 01/2014 · owns 50% to 75% of Ulhorn-Thornton Family Trust
- Rosal Jennifer Diaz · Partnersince 10/2021 · owns less than 5%
- Francis Ryan Dodge · Partnersince 10/2024 · owns less than 5%
- Alan Greg Eberhardt · Partnersince 12/2007 · owns less than 5%
- Radigan Erik Flynn · Partnersince 06/2018 · owns less than 5%
- Brian James Galovan · Partnersince 07/2015 · owns less than 5%
- Jospeh Brian Heafey · Partnersince 12/2007 · owns less than 5%
- Boback Karen Kriegel · Partnersince 10/2024 · owns less than 5%
- William Jed Lassere · Partnersince 01/2015 · owns less than 5%
- Eng Young Lauren Ngongang · Partner, Chief Risk Officer & Chief Compliance Officersince 05/2016 · owns less than 5%
- Winslow John Randall · Partnersince 01/2018 · owns less than 5%
- Joseph Peter Spaziani · Senior Vice President, General Counselsince 06/2022 · owns less than 5%
- Paul Stephen Towle · Partner, Chief Financial Officersince 08/2013 · owns less than 5%
- Irene Kristin Emily Ulhorn · Trusteesince 04/2013 · owns 50% to 75% of Ulhorn-Thornton Family Trust
Entity owners
- Cgkl I, LLC · Memberdirect · owns 25% to 50%
- Reef Manager, LLC · Elected Managerdirect · owns less than 5%
- Cgkl I, LLC · Memberindirect · owns 75% or more of Reef Manager, LLC
- Amp Capital Investors US Real Estate, LLC · Memberdirect · owns 10% to 25%
- Esc-Pccp Holdings, LLC · Memberdirect · owns 10% to 25%
- Pccp Class D, LLC · Memberdirect · owns 5% to 10%
- Amp Capital Investors International Holdings Limited · Memberindirect · owns 75% or more of Amp Capital Investors US Real Estate, LLC
- Amp Group Holdings Limited · Shareholderindirect · owns 75% or more of Amp Holdings Proprietary Limited
- Amp Holdings Proprietary Limited · Shareholderindirect · owns 75% or more of Collimate Capital Limited
- Amp Limited · Shareholderindirect · owns 75% or more of Amp Group Holdings Limited
- California State Teachers Retirement System · Memberindirect · owns 75% or more of Esc-Pccp Holdings, LLC
- Collimate Capital Limited · Shareholderindirect · owns 75% or more of Amp Capital Investors International Holdings Limited
- Dclj, LLC · Memberindirect · owns 25% to 50% of Cgkl I, LLC
- Ulhorn-Thornton Family Trust · Memberindirect · owns 25% to 50% of Pccp Class D, LLC
Related persons
Schedule D 7.A
- Cred Gp LLCpooled vehicle sponsory
- Pccp Clipper Venture I Gp, LLCpooled vehicle sponsory
- Pccp Clipper Venture II Gp, LLCpooled vehicle sponsory
- Pccp Credit Ix Gp, LLCpooled vehicle sponsory
- Pccp Credit X Gp, LLCpooled vehicle sponsory
- Pccp Credit Xi (Lux) Gp, S.A R.L.pooled vehicle sponsory
- Pccp Credit Xi Gp, LLCpooled vehicle sponsory
- Pccp Cs Holdings Debt I, LLCpooled vehicle sponsory
- Pccp Cs Holdings Debt II, LLCpooled vehicle sponsory
- Pccp Cs Holdings Debt III, LLCpooled vehicle sponsory
- Pccp Cs Holdings Debt IV, LLCpooled vehicle sponsory
- Pccp Cs Holdings Debt V, LLCpooled vehicle sponsory
- Pccp Cs Holdings II, LLCpooled vehicle sponsory
- Pccp Cs Holdings Pc Core, LLCpooled vehicle sponsory
- Pccp Cs Holdings V, LLCpooled vehicle sponsory
- Pccp Cs Holdings Vi, LLCpooled vehicle sponsory
- Pccp Cs Holdings Vii, LLCpooled vehicle sponsory
- Pccp Cs Holdings, LLCpooled vehicle sponsory
- Pccp Csgf IV Gp, LLCpooled vehicle sponsory
- Pccp Equity Ix Gp, LLCpooled vehicle sponsory
- Pccp Equity Vi Gp, LLCpooled vehicle sponsory
- Pccp Equity Vii Gp, LLCpooled vehicle sponsory
- Pccp Equity Viii Co-Invest Gp, LLCpooled vehicle sponsory
- Pccp Equity Viii Feeder A Gp, LLCpooled vehicle sponsory
- Pccp Equity Viii Gp, LLCpooled vehicle sponsory
- Pccp Equity X Gp, LLCpooled vehicle sponsory
- Pccp Falcon Gp, LLCpooled vehicle sponsory
- Pccp Falcon II Gp, LLCpooled vehicle sponsory
- Pccp Industrial Development Gp, LLCpooled vehicle sponsory
- Pccp New Horizons Gp, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA19 employees
- San Francisco, CA19 employees
- New York, NY15 employees
- El Segundo, CA4 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 24.0 to 40.0 (+67.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +5.0% (319 comparable advisers, 96.0th percentile of changes)peers: asset managers, $20B and over (319) · 96% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 31, 2026 to Sep 16, 2026
- Private funds · 40 to unsetMar 31, 2026 to Sep 16, 2026
- Succession · false to unsetMar 31, 2026 to Sep 16, 2026
- Accounts · 32 to 48Aug 5, 2025 to Mar 31, 2026
- Advisory employees · 79 to 83Aug 5, 2025 to Mar 31, 2026
- Pooled vehicle clients · 34 to 50Aug 5, 2025 to Mar 31, 2026
- Assets in custody · $8.1B to $8.9BAug 5, 2025 to Mar 31, 2026
- Employees · 154 to 175Aug 5, 2025 to Mar 31, 2026
- Other offices · 4 to 5Aug 5, 2025 to Mar 31, 2026
- Private funds · 24 to 40Aug 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $9.5B to $13BAug 5, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $6.9B to $7.4BAug 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $16B to $20BAug 5, 2025 to Mar 31, 2026
- RAUM · $16B to $20BAug 5, 2025 to Mar 31, 2026
- Accounts · 29 to 32Oct 17, 2024 to Apr 30, 2025
- Advisory employees · 77 to 79Oct 17, 2024 to Apr 30, 2025
- Pooled vehicle clients · 31 to 34Oct 17, 2024 to Apr 30, 2025
- Assets in custody · $7.6B to $8.1BOct 17, 2024 to Apr 30, 2025
- Employees · 147 to 154Oct 17, 2024 to Apr 30, 2025
- Financial planning clients · unset to Oct 17, 2024 to Apr 30, 2025
- Private funds · 22 to 24Oct 17, 2024 to Apr 30, 2025
- Discretionary RAUM · $8.8B to $9.5BOct 17, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $6.5B to $6.9BOct 17, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $15B to $16BOct 17, 2024 to Apr 30, 2025
- RAUM · $15B to $16BOct 17, 2024 to Apr 30, 2025
- Accounts · 25 to 29Aug 23, 2023 to Mar 29, 2024
- Advisory employees · 71 to 77Aug 23, 2023 to Mar 29, 2024
- Pooled vehicle clients · 25 to 31Aug 23, 2023 to Mar 29, 2024
- Assets in custody · $6.5B to $7.6BAug 23, 2023 to Mar 29, 2024
- Employees · 139 to 147Aug 23, 2023 to Mar 29, 2024
- Insurance-licensed employees · 1 to 0Aug 23, 2023 to Mar 29, 2024
- Private funds · 23 to 22Aug 23, 2023 to Mar 29, 2024
- Discretionary RAUM · $9.2B to $8.8BAug 23, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $6.1B to $6.5BAug 23, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $15B to $15BAug 23, 2023 to Mar 29, 2024
- RAUM · $15B to $15BAug 23, 2023 to Mar 29, 2024
- Accounts · 27 to 25Dec 14, 2022 to Mar 31, 2023
- Advisory employees · 65 to 71Dec 14, 2022 to Mar 31, 2023
- Pooled vehicle clients · 24 to 25Dec 14, 2022 to Mar 31, 2023
- Assets in custody · $5.6B to $6.5BDec 14, 2022 to Mar 31, 2023
Signals
4 dated events
- Pccp, Llc reported RAUM $12.8B, up 54% from $8.3B (2021-11-05 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Pccp, Llc reported RAUM $7.9B, up 26% from $6.3B (2019-09-09 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Radigan Erik Flynn (Partner) appeared on Schedule A of Pccp, LlcMar 30, 2020 · Control person joined · fact
- Ku Yon Cho (Partner) no longer on Schedule A of Pccp, Llc (listed 2019-09-09, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pccpllcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- pccpllc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-414-7870reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Pccp, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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