DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
K•••••• C•••••• M••••••••• L•••••
Latest filing Mar 30, 2026
First filing on the tape Feb 13, 2012 · 27 filings
SEC status approved since Mar 30, 2012
RAUM
$960M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$960M as of Mar 30, 2026
Apr 1, 2013$3.5B then
HNW client RAUM$110M as of Mar 30, 2022
Mar 28, 2019$101M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)19 as of Mar 30, 2026
Apr 1, 201365 then
Private funds8 as of Mar 30, 2026
Apr 1, 20134 then
RAUM +11% over the last fiscal year+5.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $120MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $721M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$960M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $721M for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M• K•••••• O••••••• M••••• F••• L••• | Hedge Fund | $800M | 52 | Feb 13, 2012 |
| K•••••• A••••••••• | Hedge Fund | $404M | 30 | Feb 13, 2012 |
| M• K•••••• O••••••• L••• | Hedge Fund | $186M | 14 | Mar 29, 2018 |
| K•••••• C••••• M••••• F••• L•••no longer reported | Hedge Fund | $133M | 100 | Feb 13, 2012 |
| K•••••• C••••• P••••••• L•••no longer reported | Hedge Fund | $104M | 82 | Mar 29, 2018 |
| K•••••• F••••• P••••••••• L••• | Hedge Fund | $36.4M | 13 | Feb 13, 2012 |
| K•••••• H••••••••• M••••• F••• L••• | Hedge Fund | $23.6M | 10 | Mar 30, 2021 |
| K•••••• C••••• L•••no longer reported | Hedge Fund | $22.4M | 22 | Mar 29, 2018 |
| K•••••• H••••••••• F•••• L••• | Hedge Fund | $15.5M | 7 | Mar 30, 2021 |
| K•••••• H••••••••• F••• L••• | Hedge Fund | $5.1M | 3 | Mar 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- K••••••• M•••• E••••• · Managing Member/Chief Executive Officercontrolsince 05/1998 · owns 75% or more
- W••••• W••••••• J••••• · Chief Financial Officercontrolsince 12/2004 · owns less than 5%
- W••••••••• R••••••• H••••• · Chief Operating Officer/General Counsel /Chief Compliance Officercontrolsince 06/2016 · owns less than 5%
- K••••••• M•••• E••••• · Shareholdercontrolsince 05/1998 · owns 75% or more of K•••••• C•••••• M••••••••• C••••
Entity owners
- K•••••• C•••••• M••••••••• C•••• · Ownerdirect · owns less than 5%
Related persons
Schedule D 7.A
- K•••••• G• I•• L••bankpooled vehicle sponsory
- K•••••• G•• L••bankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 8Mar 24, 2025 to Mar 30, 2026
- Advisory employees · 9 to 10Mar 24, 2025 to Mar 30, 2026
- Pooled vehicle clients · 7 to 8Mar 24, 2025 to Mar 30, 2026
- Assets in custody · $687M to $721MMar 24, 2025 to Mar 30, 2026
- Private funds · 7 to 8Mar 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $862M to $960MMar 24, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $862M to $960MMar 24, 2025 to Mar 30, 2026
- RAUM · $862M to $960MMar 24, 2025 to Mar 30, 2026
- Assets in custody · $631M to $687MSep 13, 2024 to Mar 24, 2025
- Financial planning clients · unset to Sep 13, 2024 to Mar 24, 2025
- Discretionary RAUM · $823M to $862MSep 13, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $823M to $862MSep 13, 2024 to Mar 24, 2025
- RAUM · $823M to $862MSep 13, 2024 to Mar 24, 2025
- Assets in custody · $620M to $631MMar 24, 2023 to Mar 28, 2024
- Employees · 21 to 19Mar 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $816M to $823MMar 24, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $816M to $823MMar 24, 2023 to Mar 28, 2024
- RAUM · $816M to $823MMar 24, 2023 to Mar 28, 2024
- Accounts · 15 to 7Mar 30, 2022 to Mar 24, 2023
- Advisory employees · 12 to 9Mar 30, 2022 to Mar 24, 2023
- HNW clients · 6.0 to unsetMar 30, 2022 to Mar 24, 2023
- Pooled vehicle clients · 8 to 7Mar 30, 2022 to Mar 24, 2023
- Assets in custody · $742M to $620MMar 30, 2022 to Mar 24, 2023
- Employees · 23 to 21Mar 30, 2022 to Mar 24, 2023
- Discretionary RAUM · $926M to $816MMar 30, 2022 to Mar 24, 2023
- HNW RAUM · 109693079.0 to unsetMar 30, 2022 to Mar 24, 2023
- Non-discretionary RAUM · $219M to $0Mar 30, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $931M to $816MMar 30, 2022 to Mar 24, 2023
- RAUM · $1.1B to $816MMar 30, 2022 to Mar 24, 2023
- Accounts · 13 to 15Mar 30, 2021 to Mar 30, 2022
- Advisory employees · 11 to 12Mar 30, 2021 to Mar 30, 2022
- HNW clients · unset to 6.0Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $745M to $742MMar 30, 2021 to Mar 30, 2022
- Employees · 25 to 23Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $868M to $926MMar 30, 2021 to Mar 30, 2022
- HNW RAUM · $107M to $110MMar 30, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $212M to $219MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $874M to $931MMar 30, 2021 to Mar 30, 2022
- RAUM · $1.1B to $1.1BMar 30, 2021 to Mar 30, 2022
- Accounts · 10 to 13Jun 30, 2020 to Mar 30, 2021
Signals
4 dated events
- K•••••• C•••••• M••••••••• L••••• reported RAUM $815.7M, down 29% from $1.1B (2022-03-30 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- Paul Vickram David (President) no longer on Schedule A of K•••••• C•••••• M••••••••• L••••• (listed 2019-03-28, absent 2020-03-25)Mar 25, 2020 · Control person left · inference
- K•••••• C•••••• M••••••••• L••••• reported RAUM $1.4B, down 43% from $2.5B (2019-01-11 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Jay Michael Mackey (Chief Investment Officer) no longer on Schedule A of K•••••• C•••••• M••••••••• L••••• (listed 2018-10-10, absent 2019-01-11)Jan 11, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- K••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-333-0100reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026