DFX Intelligence

RIA Intelligence

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SEC-registered adviser

L••••••• M••••••••• L••

Other adviserNew York, New YorkCRD 157511SEC 801-73439website IAPD

Latest filing Mar 30, 2026

First filing on the tape Feb 13, 2012 · 25 filings

SEC status approved since Feb 29, 2012

RAUM

$6.3B

reported, Item 5.F

Discretionary

0.0%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

11 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

25 filings and snapshots on the tape

RAUM$6.3B as of Mar 30, 2026

Mar 18, 2013$1.9B then

HNW client RAUM$0 as of Mar 30, 2026

Mar 27, 2018$2.5B then

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 18, 20130 then

Employees (5.A)30 as of Mar 30, 2026

Mar 18, 20132 then

Private funds2 as of Mar 30, 2026

Mar 18, 20132 then

RAUM +7.9% over the last fiscal year+11% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $629MderivedRAUM over accounts (5.F.2.f)
Discretionary: 0.0%derivedof RAUM
Institutional: 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +7.9%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
Custody: $2.3B, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Charitable organizations$136M98%
Pooled investment vehicles$3.1M2.2%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: n/areported
Accounts: 10reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $2.3B for 2 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
L•• P••••••• L••	Other Private Fund	$1.8B	12	Feb 13, 2012
L•• F••• O• F••••no longer reported	Hedge Fund	$250,452	4	Feb 13, 2012

Owners and control persons

Schedule A and B, latest filing

G•••••• J••••••• D••••• · Board Membercontrol
since 06/2023 · owns less than 5%
S•••••• A•••••• D••• · Vice President And Board Membercontrol
since 01/1999 · owns less than 5%
S•••••• I••• E••• A••••••• · President And Board Membercontrol
since 01/1999 · owns less than 5%
T•••••••• K••••• E•••••••• · Chief Compliance Officercontrol
since 10/2024 · owns less than 5%
S•••••• A•••••• D••• · Ownercontrol
since 06/2023 · owns 25% to 50% of L••••••• M••••••••• H•••••••• I•••

Entity owners

L••••••• M••••••••• H•••••••• I••• · Member
direct · owns 50% to 75%
M••••• G•••• · Owner
indirect · owns 75% or more of M••••• V•••••••• I••• · public reporting company
R••••••• I••••••••• G••••• L•• · Member And Board Member
direct · owns 25% to 50%
M••••• V•••••••• I••• · Owner
indirect · owns 75% or more of R••••••• I••••••••• G••••• L••

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

low discretionary shareStatic outlier · filing Mar 30, 2026
discretionary share of RAUM of 0% against a peer median of 100% (134 comparable advisers, 0.0th percentile, 33.7 robust deviations)
peers: other advisers, $5B to $20B (134) · 0.0% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 10 to 11
Apr 24, 2025 to Mar 30, 2026
Assets in custody · $1.9B to $2.3B
Apr 24, 2025 to Mar 30, 2026
Employees · 33 to 30
Apr 24, 2025 to Mar 30, 2026
Non-discretionary RAUM · $5.8B to $6.3B
Apr 24, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $2.7M to $3.1M
Apr 24, 2025 to Mar 30, 2026
RAUM · $5.8B to $6.3B
Apr 24, 2025 to Mar 30, 2026
Pooled vehicle clients · 1 to 2
Oct 1, 2024 to Apr 24, 2025
Assets in custody · $1.8B to $1.9B
Oct 1, 2024 to Apr 24, 2025
Employees · 32 to 33
Oct 1, 2024 to Apr 24, 2025
Financial planning clients · 0 to 0
Oct 1, 2024 to Apr 24, 2025
Private funds · 1 to 2
Oct 1, 2024 to Apr 24, 2025
Non-discretionary RAUM · $5.2B to $5.8B
Oct 1, 2024 to Apr 24, 2025
Pooled vehicle RAUM · $2.7M to $2.7M
Oct 1, 2024 to Apr 24, 2025
RAUM · $5.2B to $5.8B
Oct 1, 2024 to Apr 24, 2025
Advisory employees · 8 to 10
Dec 5, 2023 to Mar 28, 2024
Assets in custody · $1.6B to $1.8B
Dec 5, 2023 to Mar 28, 2024
Employees · 31 to 32
Dec 5, 2023 to Mar 28, 2024
Non-discretionary RAUM · $4.6B to $5.2B
Dec 5, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $3.1M to $2.7M
Dec 5, 2023 to Mar 28, 2024
RAUM · $4.6B to $5.2B
Dec 5, 2023 to Mar 28, 2024
Advisory activities · 4 to 3
Jul 18, 2023 to Dec 5, 2023
Business name · L••••••• M••••••••• I••• to L••••••• M••••••••• L••
Jul 18, 2023 to Dec 5, 2023
HNW clients · 9 to 0
Jul 18, 2023 to Dec 5, 2023
Legal name · L••••••• M••••••••• I••• to L••••••• M••••••••• L••
Jul 18, 2023 to Dec 5, 2023
HNW RAUM · $4.5B to $0
Jul 18, 2023 to Dec 5, 2023
Succession · true to false
Jul 18, 2023 to Dec 5, 2023
Organization form · Corporation to Limited Liability Company
Mar 30, 2023 to Jul 18, 2023
Succession · false to true
Mar 30, 2023 to Jul 18, 2023
Accounts · 9 to 10
Mar 23, 2022 to Mar 30, 2023
Assets in custody · $1.4B to $1.6B
Mar 23, 2022 to Mar 30, 2023
Employees · 23 to 31
Mar 23, 2022 to Mar 30, 2023
HNW RAUM · $5.0B to $4.5B
Mar 23, 2022 to Mar 30, 2023
Non-discretionary RAUM · $5.0B to $4.6B
Mar 23, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $2.7M to $3.1M
Mar 23, 2022 to Mar 30, 2023
RAUM · $5.0B to $4.6B
Mar 23, 2022 to Mar 30, 2023
HNW clients · 8 to 9
Mar 22, 2021 to Mar 23, 2022
Assets in custody · unset to 1436513774.0
Mar 22, 2021 to Mar 23, 2022
Custody of client assets · false to true
Mar 22, 2021 to Mar 23, 2022
Employees · 22 to 23
Mar 22, 2021 to Mar 23, 2022
HNW RAUM · $3.6B to $5.0B
Mar 22, 2021 to Mar 23, 2022

Signals

3 dated events

Elizabeth Katie Torjusen (Chief Compliance Officer) appeared on Schedule A of L••••••• M••••••••• L••
Oct 1, 2024 · Control person joined · fact
L••••••• M••••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Jul 18, 2023 · Succession (Item 4) · fact
L••••••• M••••••••• L•• reported RAUM $5.0B, up 37% from $3.7B (2021-03-22 to 2022-03-23)
Mar 23, 2022 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

L••••••• M••••••••• L•• · Family Offices
shared crd · office
L••••••• M••••••••• L•• · Independent Sponsors
shared crd · capital_provider

How to reach

public business contact points only, each with its source

Website: l•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-794-6060reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026