DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 32 filings
SEC status approved since May 18, 2011
RAUM
$443M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$443M as of Mar 30, 2026
Mar 29, 2012$2.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20120 then
Employees (5.A)8 as of Mar 30, 2026
Feb 15, 201325 then
Private funds9 as of Mar 30, 2026
Mar 29, 20126 then
RAUM -26% over the last fiscal year-27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $44.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$443M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••••• E••••• P••••••• M••••• F•••• L••• | Hedge Fund | $499M | 2 | Mar 29, 2012 |
| L•••••• E••••• I•••••••• L••• | Hedge Fund | $276M | 2 | Mar 31, 2015 |
| L•••••• S•••••• O••••••••• I• M••••• F•••• L••• | Hedge Fund | $270M | 1 | Feb 13, 2020 |
| L•••••• S•••••• O••••••••• I•• L••• | Hedge Fund | $270M | 2 | Apr 1, 2020 |
| L•••••• E••••• P•••••••• L••• | Hedge Fund | $268M | 28 | Mar 29, 2012 |
| L•••••• E••••• P••••••• Q•• L••• | Hedge Fund | $223M | 29 | Mar 29, 2012 |
| L•••••• C•••••• P••••••• M••••• F•••• L• | Hedge Fund | $99.3M | 2 | Jun 25, 2020 |
| L•••••• C•••••• P••••••• O••••••• L• | Hedge Fund | $91.9M | 21 | Jun 25, 2020 |
| L•••••• E•• L•••no longer reported | Hedge Fund | $64.2M | 3 | Aug 16, 2017 |
| P• C••••• O••••••• L••no longer reported | Other Private Fund | $41.6M | 6 | Apr 1, 2020 |
| L•••••• I••••••••• P••••••• Q•• L•••no longer reported | Hedge Fund | $29.2M | 2 | Mar 29, 2012 |
| L•••••• I••••••••• P••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $29.2M | 2 | Mar 29, 2012 |
| L•••••• C•••••• P••••••• O•••••••• L••• | Hedge Fund | $7.5M | 6 | Jun 25, 2020 |
| L•••••• S•••••• O••••••••• I• P•• M•••••• L•••no longer reported | Hedge Fund | $6.3M | 12 | Feb 15, 2013 |
| L•••••• S•••••• O••••••••• I• P••• L•••no longer reported | Hedge Fund | $4.4M | 11 | Feb 15, 2013 |
| L•••••• S•••••• O••••••••• I• M••••• F•••• L•••no longer reported | Hedge Fund | $2.1M | 28 | Feb 15, 2013 |
| L•••••• S•••••• O••••••••• I• O••••••• L•••no longer reported | Hedge Fund | $1.6M | 16 | Feb 15, 2013 |
| L•••••• S•••••• O••••••••• F••• I• L••no longer reported | Hedge Fund | $0 | 0 | Apr 1, 2020 |
| L•••••• I••••••••• P•••••••• L•••no longer reported | Hedge Fund | $0 | 0 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• J•••••••• D•• · Chief Executive Officer, Chief Investment Officercontrolsince 08/2011 · owns 75% or more
- T••••••••• C••••• · Chief Compliance Officer And General Counselcontrolsince 10/2023 · owns less than 5%
- B••••••• J•••••••• D•• · Managing Member Of General Partnercontrolsince 07/2017 · owns 75% or more of L•••••• M••••••••• G•• L••
Entity owners
- L•••••• P•••••••• L• · Sole Memberdirect · owns 75% or more
- L•••••• M••••••••• G•• L•• · General Partner Of Sole Memberindirect · owns F of L•••••• P•••••••• L•
Related persons
Schedule D 7.A
- 9•• H••••••• G• I•• L••n
- I••• C•••••• G•••• L••investment adviserbankn
- L•••••• C•••••• P••••••• G• L••pooled vehicle sponsorn
- N••• S•••••• O••••••••• G•• L••pooled vehicle sponsorn
- P•••••• E••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $596M to $443MMar 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $596M to $443MMar 26, 2025 to Mar 30, 2026
- RAUM · $596M to $443MMar 26, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 25, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.0B to $596MMar 25, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $1.0B to $596MMar 25, 2024 to Mar 26, 2025
- RAUM · $1.0B to $596MMar 25, 2024 to Mar 26, 2025
- Employees · 6 to 8Oct 3, 2023 to Mar 25, 2024
- Other offices · 1 to 0Oct 3, 2023 to Mar 25, 2024
- Private funds · 10 to 9Oct 3, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.1B to $1.0BOct 3, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $1.1B to $1.0BOct 3, 2023 to Mar 25, 2024
- RAUM · $1.1B to $1.0BOct 3, 2023 to Mar 25, 2024
- Accounts · 9 to 10Mar 24, 2022 to Mar 29, 2023
- Pooled vehicle clients · 9 to 10Mar 24, 2022 to Mar 29, 2023
- Private funds · 9 to 10Mar 24, 2022 to Mar 29, 2023
- Discretionary RAUM · $2.4B to $1.1BMar 24, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $2.4B to $1.1BMar 24, 2022 to Mar 29, 2023
- RAUM · $2.4B to $1.1BMar 24, 2022 to Mar 29, 2023
- Related adviser · false to trueMar 24, 2022 to Mar 29, 2023
- Related bank · false to trueMar 24, 2022 to Mar 29, 2023
- Advisory employees · 4 to 2Nov 11, 2021 to Mar 24, 2022
- Employees · 4 to 6Nov 11, 2021 to Mar 24, 2022
- Discretionary RAUM · $2.1B to $2.4BNov 11, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $2.1B to $2.4BNov 11, 2021 to Mar 24, 2022
- RAUM · $2.1B to $2.4BNov 11, 2021 to Mar 24, 2022
- Accounts · 14 to 9Mar 30, 2021 to Oct 4, 2021
- Advisory employees · 5 to 4Mar 30, 2021 to Oct 4, 2021
- Advisory activities · 2 to 1Mar 30, 2021 to Oct 4, 2021
- Pooled vehicle clients · 13 to 9Mar 30, 2021 to Oct 4, 2021
- Employees · 15 to 4Mar 30, 2021 to Oct 4, 2021
- HQ city · NEW YORK to HOUSTONMar 30, 2021 to Oct 4, 2021
- HQ state · NY to TXMar 30, 2021 to Oct 4, 2021
- Private funds · 14 to 9Mar 30, 2021 to Oct 4, 2021
- Discretionary RAUM · $2.8B to $2.1BMar 30, 2021 to Oct 4, 2021
- Pooled vehicle RAUM · $2.5B to $2.1BMar 30, 2021 to Oct 4, 2021
- RAUM · $2.8B to $2.1BMar 30, 2021 to Oct 4, 2021
- Accounts · 13 to 14Oct 23, 2020 to Mar 30, 2021
- Advisory employees · 17 to 5Oct 23, 2020 to Mar 30, 2021
- Advisory activities · 1 to 2Oct 23, 2020 to Mar 30, 2021
Signals
11 dated events
- L•••••• M••••••••• L•• reported RAUM $442.8M, down 26% from $595.5M (2025-03-26 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- L•••••• M••••••••• L•• reported RAUM $595.5M, down 41% from $1.0B (2024-03-25 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Jungmin Joanne Park (Chief Compliance Officer) no longer on Schedule A of L•••••• M••••••••• L•• (listed 2023-03-29, absent 2023-10-03)Oct 3, 2023 · Control person left · inference
- L•••••• M••••••••• L•• reported RAUM $1.1B, down 53% from $2.4B (2022-03-24 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Jungmin Joanne Park (Chief Compliance Officer) appeared on Schedule A of L•••••• M••••••••• L••Oct 4, 2021 · Control person joined · fact
- Carlos Treistman (General Counsel) appeared on Schedule A of L•••••• M••••••••• L••Oct 4, 2021 · Control person joined · fact
- Raju Shawn Singh (General Counsel) no longer on Schedule A of L•••••• M••••••••• L•• (listed 2021-03-30, absent 2021-10-04)Oct 4, 2021 · Control person left · inference
- Ankur Sood (Chief Financial Officer, Chief Compliance Officer) no longer on Schedule A of L•••••• M••••••••• L•• (listed 2021-03-30, absent 2021-10-04)Oct 4, 2021 · Control person left · inference
- L•••••• M••••••••• L•• reported RAUM $2.8B, down 39% from $4.5B (2020-10-23 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Andrew Thomas Levy (Managing Director, Non-Investment Activities) no longer on Schedule A of L•••••• M••••••••• L•• (listed 2020-06-25, absent 2020-08-07)Aug 7, 2020 · Control person left · inference
- L•••••• M••••••••• L•• reported RAUM $4.5B, down 33% from $6.7B (2020-04-01 to 2020-06-25)Jun 25, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- L••••••MGMT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-424-2868reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026