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Former SEC-registered adviser

H••••••••• C•••••• M••••••••• L•

Former SEC-registered adviserBoston, MassachusettsCRD 157548SEC 801-74034IAPD
Latest filing Mar 31, 2021
First filing on the tape Feb 14, 2012 · 13 filings
RAUM
$246M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
$450M gross assets
History
13 filings and snapshots on the tape
RAUM$246M as of Mar 31, 2021
Mar 27, 2013$19B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2021
Mar 27, 20130 then
Employees (5.A)10 as of Mar 31, 2021
Mar 27, 201382 then
Private funds6 as of Mar 31, 2021
Mar 27, 20135 then
RAUM -41% over the last fiscal year-76% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$40.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-41%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$244M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$246M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$244M for 6 clientsreported
Compensation
performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      7 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      H••••••••• C•••••• I•• L•••Hedge Fund$155M3Feb 14, 2012
      H••• P••••••• L•no longer reportedHedge Fund$139M2Mar 29, 2016
      H••••••••• C•••••• I• L•Hedge Fund$104M165Feb 14, 2012
      H••••••••• C•••••• I• L•Hedge Fund$67.8M205Feb 14, 2012
      H••••••••• C•••••• V• L•••Hedge Fund$50.2M2Mar 29, 2018
      H••••••••• C•••••• L•••Hedge Fund$50.0M120Feb 14, 2012
      H••••••••• C•••••• I• L•Hedge Fund$21.9M81Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• S••••• M•••••• · Chief Financial Officercontrol
        since 01/2019 · owns less than 5%
      • J•••••••• J•••••••• S•••• · Founder, Ceo And Chief Investment Officercontrol
        since 07/1998 · owns 75% or more
      • S••••• J•••••• L•••• · Chief Compliance Officercontrol
        since 12/2019 · owns less than 5%
      • S••••• J•••••••• L••• · Managing Director And Chief Operating Officercontrol
        since 11/2004 · owns less than 5%
      • J•••••••• J•••••••• S•••• · Managing Membercontrol
        since 05/1998 · owns 75% or more of H••••••••• G• L••
      Entity owners
      • H••••••••• G• L•• · General Partner
        direct · owns less than 5%
      • A•• S• · Parent
        indirect · owns 75% or more of X• G•••• L••
      • E••• H••••••• L•••••• · Parent
        indirect · owns 75% or more of X• B•••••• L••
      • X••• A••••••• I••• · Parent
        indirect · owns 75% or more of X• G•••••• I•••
      • X• B•••••• L•• · Parent
        indirect · owns 75% or more of X• F•••••••• H••••••• •••••••• L••••••
      • X• F•••••••• H••••••• •••••••• L•••••• · Parent
        indirect · owns 75% or more of X••• A••••••• I•••
      • X• G•••• L•• · Parent
        indirect · owns 75% or more of X••• L•••
      • X••• L••• · Parent
        indirect · owns 75% or more of E••• H••••••• L••••••
      • X• G•••••• I••• · L•••••• Partner
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • H••••••••• A••••••••• L••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $410M to $244M
        Mar 30, 2020 to Mar 31, 2021
      • Employees · 7 to 10
        Mar 30, 2020 to Mar 31, 2021
      • Discretionary RAUM · $414M to $246M
        Mar 30, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $414M to $246M
        Mar 30, 2020 to Mar 31, 2021
      • RAUM · $414M to $246M
        Mar 30, 2020 to Mar 31, 2021
      • Related bank · true to false
        Mar 30, 2020 to Mar 31, 2021
      • Assets in custody · $547M to $410M
        Dec 23, 2019 to Mar 30, 2020
      • Employees · 12 to 7
        Dec 23, 2019 to Mar 30, 2020
      • Discretionary RAUM · $551M to $414M
        Dec 23, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $551M to $414M
        Dec 23, 2019 to Mar 30, 2020
      • RAUM · $551M to $414M
        Dec 23, 2019 to Mar 30, 2020
      • Advisory employees · 5 to 3
        Mar 28, 2019 to Dec 23, 2019
      • Assets in custody · $4.1B to $547M
        Mar 28, 2019 to Dec 23, 2019
      • Employees · 35 to 12
        Mar 28, 2019 to Dec 23, 2019
      • Discretionary RAUM · $4.7B to $551M
        Mar 28, 2019 to Dec 23, 2019
      • Pooled vehicle RAUM · $4.7B to $551M
        Mar 28, 2019 to Dec 23, 2019
      • RAUM · $4.7B to $551M
        Mar 28, 2019 to Dec 23, 2019
      • Accounts · 7 to 6
        Mar 29, 2018 to Mar 28, 2019
      • Advisory employees · 25 to 5
        Mar 29, 2018 to Mar 28, 2019
      • Pooled vehicle clients · 7 to 6
        Mar 29, 2018 to Mar 28, 2019
      • Assets in custody · $11B to $4.1B
        Mar 29, 2018 to Mar 28, 2019
      • Employees · 89 to 35
        Mar 29, 2018 to Mar 28, 2019
      • Private funds · 7 to 6
        Mar 29, 2018 to Mar 28, 2019
      • Discretionary RAUM · $19B to $4.7B
        Mar 29, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $19B to $4.7B
        Mar 29, 2018 to Mar 28, 2019
      • RAUM · $19B to $4.7B
        Mar 29, 2018 to Mar 28, 2019
      • Accounts · 6 to 7
        Mar 30, 2017 to Mar 29, 2018
      • Advisory employees · 26 to 25
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 7.0
        Mar 30, 2017 to Mar 29, 2018
      • Assets in custody · $12B to $11B
        Mar 30, 2017 to Mar 29, 2018
      • Employees · 95 to 89
        Mar 30, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Private funds · 6 to 7
        Mar 30, 2017 to Mar 29, 2018
      • Discretionary RAUM · $19B to $19B
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 18698562822.0
        Mar 30, 2017 to Mar 29, 2018
      • RAUM · $19B to $19B
        Mar 30, 2017 to Mar 29, 2018
      • Advisory employees · 22 to 26
        Mar 29, 2016 to Mar 30, 2017
      • Assets in custody · $12B to $12B
        Mar 29, 2016 to Mar 30, 2017
      • Employees · 85 to 95
        Mar 29, 2016 to Mar 30, 2017
      • Discretionary RAUM · $18B to $19B
        Mar 29, 2016 to Mar 30, 2017
      Signals
      6 dated events
      • H••••••••• C•••••• M••••••••• L• reported RAUM $245.6M, down 41% from $413.7M (2020-03-30 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • H••••••••• C•••••• M••••••••• L• reported RAUM $551.3M, down 88% from $4.7B (2019-03-28 to 2019-12-23)
        Dec 23, 2019 · RAUM change · derived
      • Jeanne Kristin Marcus (Managing Director) no longer on Schedule A of H••••••••• C•••••• M••••••••• L• (listed 2019-03-28, absent 2019-12-23)
        Dec 23, 2019 · Control person left · inference
      • L•••• J••••• S•••• (Chief Compliance Officer) appeared on Schedule A of H••••••••• C•••••• M••••••••• L•
        Dec 23, 2019 · Control person joined · fact
      • H••••••••• C•••••• M••••••••• L• reported RAUM $4.7B, down 75% from $18.7B (2018-03-29 to 2019-03-28)
        Mar 28, 2019 · RAUM change · derived
      • Michael Shawn Campbell (Chief Financial Officer) appeared on Schedule A of H••••••••• C•••••• M••••••••• L•
        Mar 28, 2019 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026