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Z••• A•••• M••••••••• L••••••

Former SEC-registered adviserFormer SEC adviser1 private funds· Hong Kong

Former SEC-registered adviser, based in Hong Kong, reporting $1.2B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$1.2B
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-33%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 157568 · SEC 801-72510 · 26 filingsShow
CRD 157568SEC 801-72510First filing on the tape Mar 19, 2012, latest Mar 21, 2024IAPD
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$115M gross assets
History
26 filings and snapshots on the tape
RAUM$1.2B as of Mar 21, 2024
Mar 19, 2012$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 21, 2024
Mar 19, 20120 then
Employees (5.A)26 as of Mar 21, 2024
Feb 8, 201318 then
Private funds1 as of Mar 21, 2024
Mar 19, 20121 then
RAUM -33% over the last fiscal year-21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 21, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$203MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
75%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-33%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • State and municipal entities$916M75%
  • Pooled investment vehicles$300M25%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Z••• C•••• F••• L••••••Hedge Fund$115M17Mar 19, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C•••• N••• C•••• · Director & Chief Investment Officercontrol
        since 08/2009 · owns less than 5%
      • N•••• W••• W•• · Director & Chief Executive Officercontrol
        since 12/2009 · owns less than 5%
      • P•••• C••• P•••• D••••• · Managing Director & Deputy Chief Investment Officercontrol
        since 08/2009 · owns less than 5%
      • W••• L••• N•• · Chief Compliance Officercontrol
        since 01/2017 · owns less than 5%
      • W•• C•• K• H•••• · Chief Operating Officercontrol
        since 03/2017 · owns less than 5%
      • C•••• N••• C•••• · Shareholdercontrol
        since 08/2009 · owns 25% to 50% of Z••• C•••••• L••••••
      • N•••• W••• W•• · Shareholdercontrol
        since 12/2009 · owns 25% to 50% of Z••• C•••••• L••••••
      Entity owners
      • Z••• C•••••• L•••••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 9 to 6
        Mar 27, 2023 to Mar 21, 2024
      • Advisory employees · 18 to 17
        Mar 27, 2023 to Mar 21, 2024
      • Pooled vehicle clients · 7 to 5
        Mar 27, 2023 to Mar 21, 2024
      • Employees · 30 to 26
        Mar 27, 2023 to Mar 21, 2024
      • Discretionary RAUM · $1.8B to $1.2B
        Mar 27, 2023 to Mar 21, 2024
      • Pooled vehicle RAUM · $453M to $300M
        Mar 27, 2023 to Mar 21, 2024
      • RAUM · $1.8B to $1.2B
        Mar 27, 2023 to Mar 21, 2024
      • Advisory employees · 16 to 18
        Mar 23, 2022 to Mar 27, 2023
      • Employees · 31 to 30
        Mar 23, 2022 to Mar 27, 2023
      • Discretionary RAUM · $2.2B to $1.8B
        Mar 23, 2022 to Mar 27, 2023
      • Pooled vehicle RAUM · $669M to $453M
        Mar 23, 2022 to Mar 27, 2023
      • RAUM · $2.2B to $1.8B
        Mar 23, 2022 to Mar 27, 2023
      • Accounts · 5 to 9
        Mar 24, 2021 to Mar 23, 2022
      • Advisory employees · 18 to 16
        Mar 24, 2021 to Mar 23, 2022
      • Pooled vehicle clients · 4 to 7
        Mar 24, 2021 to Mar 23, 2022
      • Employees · 27 to 31
        Mar 24, 2021 to Mar 23, 2022
      • Discretionary RAUM · $2.5B to $2.2B
        Mar 24, 2021 to Mar 23, 2022
      • Pooled vehicle RAUM · $704M to $669M
        Mar 24, 2021 to Mar 23, 2022
      • RAUM · $2.5B to $2.2B
        Mar 24, 2021 to Mar 23, 2022
      • Advisory employees · 16 to 18
        Sep 28, 2020 to Mar 24, 2021
      • Employees · 25 to 27
        Sep 28, 2020 to Mar 24, 2021
      • Discretionary RAUM · $1.3B to $2.5B
        Sep 28, 2020 to Mar 24, 2021
      • Pooled vehicle RAUM · $516M to $704M
        Sep 28, 2020 to Mar 24, 2021
      • RAUM · $1.3B to $2.5B
        Sep 28, 2020 to Mar 24, 2021
      • Advisory employees · 17 to 16
        Apr 18, 2019 to Mar 16, 2020
      • Employees · 23 to 25
        Apr 18, 2019 to Mar 16, 2020
      • Discretionary RAUM · $1.0B to $1.3B
        Apr 18, 2019 to Mar 16, 2020
      • Pooled vehicle RAUM · $537M to $516M
        Apr 18, 2019 to Mar 16, 2020
      • RAUM · $1.0B to $1.3B
        Apr 18, 2019 to Mar 16, 2020
      • Discretionary RAUM · $1.4B to $1.0B
        Mar 27, 2018 to Mar 25, 2019
      • Pooled vehicle RAUM · $780M to $537M
        Mar 27, 2018 to Mar 25, 2019
      • RAUM · $1.4B to $1.0B
        Mar 27, 2018 to Mar 25, 2019
      • Advisory employees · 8 to 17
        Mar 13, 2017 to Mar 27, 2018
      • Pooled vehicle clients · unset to 4.0
        Mar 13, 2017 to Mar 27, 2018
      • Employees · 20 to 23
        Mar 13, 2017 to Mar 27, 2018
      • Financial planning clients · unset to 0
        Mar 13, 2017 to Mar 27, 2018
      • Other offices · unset to 0.0
        Mar 13, 2017 to Mar 27, 2018
      • Discretionary RAUM · $572M to $1.4B
        Mar 13, 2017 to Mar 27, 2018
      • Pooled vehicle RAUM · unset to 779858594.0
        Mar 13, 2017 to Mar 27, 2018
      • RAUM · $572M to $1.4B
        Mar 13, 2017 to Mar 27, 2018
      Signals
      5 dated events
      • ••• Locked
        Mar 21, 2024 · RAUM change · derived
      • ••• Locked
        Mar 24, 2021 · RAUM change · derived
      • ••• Locked
        Mar 16, 2020 · RAUM change · derived
      • ••• Locked
        Mar 25, 2019 · RAUM change · derived
      • ••• Locked
        Mar 27, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026