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SEC-registered adviser

O•• B•••••• P••••••• L•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 157569SEC 801-73297IAPD
Latest filing May 13, 2026
First filing on the tape Feb 10, 2012 · 37 filings
SEC status approved since Feb 16, 2012
RAUM
$30.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$30.0M as of May 13, 2026
Mar 28, 2013$356M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 13, 2026
Mar 28, 20130 then
Employees (5.A)12 as of May 13, 2026
Mar 28, 201321 then
Private funds2 as of May 13, 2026
Mar 28, 20132 then
RAUM -6.1% over the last fiscal year+2.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$7.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-6.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$30.0M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$30.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$30.0M for 4 clientsreported
Compensation
performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      12 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S• S•••••• S•••••••• M••••• F••• S••••••••• P•••••••• D••no longer reportedHedge Fund$190M12Mar 30, 2017
      S• S•••••• S•••••••• F••• L•••••••• D•no longer reportedHedge Fund$96.9M11Dec 19, 2014
      S• S•••••• S•••••••• F••• L•••••••• A•no longer reportedHedge Fund$74.7M6Mar 28, 2013
      S• S•••••• S•••••••• M••••• F••• S••••••••• P•••••••• D••no longer reportedHedge Fund$43.1M21Mar 29, 2019
      S•••••• W•••••••• F••• L••••••••• A•Hedge Fund$34.7M13Feb 10, 2012
      S• S•••••• S•••••••• F••• L•••••••• C•no longer reportedHedge Fund$24.8M6Mar 28, 2014
      S• S•••••• S•••••••• F••• L•••••••• B•no longer reportedHedge Fund$19.3M4Mar 28, 2014
      S• S•••••• S•••••••• M••••• F••• S••••••••• P•••••••• C•no longer reportedHedge Fund$9.4M4Mar 30, 2017
      S• S•••••• S•••••••• M••••• F••• S••••••••• P•••••••• F••no longer reportedHedge Fund$3.1M15Mar 30, 2017
      S• S•••••• S•••••••• M••••• F••• S••••••••• P•••••••• F••no longer reportedHedge Fund$2.5M15Mar 29, 2018
      S•••••• W•••••••• F••• L••• • C•••• X•Hedge Fund$1.5M10Mar 29, 2019
      S• S•••••• S•••••••• M••••• F••• S••••••••• P•••••••• B•no longer reportedHedge Fund$00Apr 26, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• A••••••• D•• · Limited Partnercontrol
        since 01/2007 · owns 25% to 50%
      • C•••••• A••••••• D•• · Managing Membercontrol
        since 11/2006 · owns 75% or more of O•• B••• A••••••••• L••
      • E•••••• C••••• W•••••• · Managing Membercontrol
        since 12/2015 · owns 50% to 75% of S•••••• G• L••
      • E•••••• C••••• W•••••• · Limited Partnercontrol
        since 12/2015 · owns 25% to 50% of S•••••• M••••••••• L•
      • S•••••••• C•••••• J••••• · Managing Membercontrol
        since 12/2015 · owns 50% to 75% of S•••••• G• L••
      • S•••••••• C•••••• J••••• · Limited Partnercontrol
        since 12/2015 · owns 25% to 50% of S•••••• M••••••••• L•
      • J••••••••• T•••• M•••••• · Chief Financial Officer, Chief Compliance Officer
        since 03/2009 · owns less than 5%
      Entity owners
      • O•• B••• A••••••••• L•• · General Partner
        direct · owns 10% to 25%
      • S•••••• M••••••••• L• · Limited Partner
        direct · owns 25% to 50%
      • S•••••• G• L•• · General Partner
        indirect · owns F of S•••••• M••••••••• L•
      Related persons
      Schedule D 7.A
      • O•• B•••••• A••••••• L••
        bankpooled vehicle sponsorn
      • S•••••• A••••••• L••
        bankpooled vehicle sponsorn
      • S•••••• M••••••••• L•
        investment adviserpooled vehicle sponsoryRAUM $464M
      Advisers that list O•• B•••••• P••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $31.9M to $30.0M
        Mar 28, 2025 to Mar 30, 2026
      • Discretionary RAUM · $31.9M to $30.0M
        Mar 28, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $31.9M to $30.0M
        Mar 28, 2025 to Mar 30, 2026
      • RAUM · $31.9M to $30.0M
        Mar 28, 2025 to Mar 30, 2026
      • Assets in custody · $36.2M to $31.9M
        May 15, 2024 to Mar 28, 2025
      • Employees · 13 to 12
        May 15, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        May 15, 2024 to Mar 28, 2025
      • Discretionary RAUM · $36.2M to $31.9M
        May 15, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $36.2M to $31.9M
        May 15, 2024 to Mar 28, 2025
      • RAUM · $36.2M to $31.9M
        May 15, 2024 to Mar 28, 2025
      • Assets in custody · $28.0M to $36.2M
        Jun 2, 2023 to Mar 28, 2024
      • Employees · 12 to 13
        Jun 2, 2023 to Mar 28, 2024
      • Discretionary RAUM · $28.0M to $36.2M
        Jun 2, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $28.0M to $36.2M
        Jun 2, 2023 to Mar 28, 2024
      • RAUM · $28.0M to $36.2M
        Jun 2, 2023 to Mar 28, 2024
      • Advisory employees · 6 to 5
        Sep 22, 2022 to Mar 30, 2023
      • Assets in custody · $30.8M to $28.0M
        Sep 22, 2022 to Mar 30, 2023
      • Employees · 14 to 12
        Sep 22, 2022 to Mar 30, 2023
      • Discretionary RAUM · $30.8M to $28.0M
        Sep 22, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $30.8M to $28.0M
        Sep 22, 2022 to Mar 30, 2023
      • RAUM · $30.8M to $28.0M
        Sep 22, 2022 to Mar 30, 2023
      • Assets in custody · $38.1M to $30.8M
        May 19, 2021 to Mar 30, 2022
      • Discretionary RAUM · $38.1M to $30.8M
        May 19, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $38.1M to $30.8M
        May 19, 2021 to Mar 30, 2022
      • RAUM · $38.1M to $30.8M
        May 19, 2021 to Mar 30, 2022
      • Accounts · 5 to 4
        May 18, 2020 to Mar 25, 2021
      • Advisory employees · 7 to 6
        May 18, 2020 to Mar 25, 2021
      • Pooled vehicle clients · 5 to 4
        May 18, 2020 to Mar 25, 2021
      • Assets in custody · $36.6M to $38.1M
        May 18, 2020 to Mar 25, 2021
      • Employees · 15 to 14
        May 18, 2020 to Mar 25, 2021
      • Private funds · 3 to 2
        May 18, 2020 to Mar 25, 2021
      • Discretionary RAUM · $36.6M to $38.1M
        May 18, 2020 to Mar 25, 2021
      • Pooled vehicle RAUM · $36.6M to $38.1M
        May 18, 2020 to Mar 25, 2021
      • RAUM · $36.6M to $38.1M
        May 18, 2020 to Mar 25, 2021
      • Accounts · 8 to 5
        May 8, 2019 to Mar 27, 2020
      • Advisory employees · 8 to 7
        May 8, 2019 to Mar 27, 2020
      • Pooled vehicle clients · 8 to 5
        May 8, 2019 to Mar 27, 2020
      • Assets in custody · $285M to $36.6M
        May 8, 2019 to Mar 27, 2020
      • Employees · 16 to 15
        May 8, 2019 to Mar 27, 2020
      • Private funds · 6 to 3
        May 8, 2019 to Mar 27, 2020
      Signals
      2 dated events
      • O•• B•••••• P••••••• L••• reported RAUM $36.6M, down 87% from $285.4M (2019-05-08 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      • O•• B•••••• P••••••• L••• reported RAUM $255.3M, down 36% from $399.3M (2018-01-06 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      212-355-5600reportedpublic record, Form ADV, May 13, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026