DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
G•••••• C•••••• P•••••••• L•••
Latest filing Feb 26, 2021
First filing on the tape Mar 20, 2012 · 27 filings
RAUM
$22.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$22.1M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$22.1M gross assets
History
27 filings and snapshots on the tape
RAUM$44.7M as of Mar 27, 2020
Mar 20, 2012$571M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2020
Mar 20, 20120 then
Employees (5.A)8 as of Mar 27, 2020
Mar 6, 201312 then
Private funds3 as of Mar 27, 2020
Mar 20, 20126 then
RAUM -91% over the last fiscal year-72% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 26, 2021; every figure names its basis
- RAUM per advisor
- $22.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $22.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -81%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$22.1M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• J••• A•••• | New York, Ny | Mar 10, 2021 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• O••••••••• F•••• L•••no longer reported | Hedge Fund | $143M | 1 | Mar 20, 2012 |
| G•••••• C••••• • S•••••• S••••••••• F•••• L•••no longer reported | Hedge Fund | $112M | 1 | Mar 20, 2012 |
| C•• P••••• P•••••• M••••••••• F•••• L••no longer reported | Private Equity Fund | $101M | 1 | Mar 20, 2012 |
| C•• P•••••• E••••• F•••••••• R••••••••• F••• I• L•••no longer reported | Private Equity Fund | $98.8M | 1 | Mar 20, 2012 |
| G•••••• R••• E••••• Y•••• F•••• L•••no longer reported | Real Estate Fund | $98.3M | 1 | Mar 20, 2012 |
| G•••••• C•••••••• F••••••••• F•••• L•no longer reported | Hedge Fund | $50.4M | 4 | Mar 6, 2013 |
| G•••••• O••••••••• M••••• F•••• L•no longer reported | Hedge Fund | $33.9M | 1 | Mar 6, 2013 |
| C•• P•••••• E••••• F•••••••• R••••••••• M••••• F••• I• L• | Private Equity Fund | $22.1M | 2 | Mar 6, 2013 |
| G•••••• F•••••••• G••••• C•••••• F••• I• L•no longer reported | Private Equity Fund | $20.1M | 1 | Mar 24, 2014 |
| G•••••• C•••••••• F••••••••• F•••• L•••no longer reported | Hedge Fund | $17.9M | 4 | Mar 20, 2012 |
| G•••••• C••••• • S•••••• S••••••••• M••••• F•••• L•no longer reported | Hedge Fund | $17.0M | 1 | Mar 6, 2013 |
| G•••••• S••••••••• C••••• M••••• F••• L• | Private Equity Fund | $900,000 | 1 | Mar 24, 2014 |
| C•• P••••• P•••••• M••••••••• M••••• F•••• L• | Private Equity Fund | $700,000 | 2 | Mar 6, 2013 |
| G•••••• R••• E••••• Y•••• M••••• F•••• L•no longer reported | Private Equity Fund | $29,871 | 1 | Mar 6, 2013 |
Owners and control persons
Schedule A and B, latest filing
- A••••• C••••••••• J••• · Chief Executive Officer, Chief Investment Officer, Chief Compliance Officercontrolsince 12/2010 · owns 75% or more
- H•••••• C••••••• M•••• · Chief Operating Officersince 05/2017 · owns less than 5%
Entity owners
- C••••••••• J• A•••• • A••••••••• L•• · General Partnerdirect · owns less than 5%
- C••••••••• J• A•••• · Memberindirect · owns 75% or more of C••••••••• J• A•••• • A••••••••• L••
Related persons
Schedule D 7.A
- C••••••••• J• A•••• • A••••••••• G• L••pooled vehicle sponsorn
- C•• P•••••• E••••• F•••••••• R••••••••• G• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $21.1M to $22.1MFeb 25, 2021 to Feb 26, 2021
- Pooled vehicle RAUM · $21.1M to $22.1MFeb 25, 2021 to Feb 26, 2021
- RAUM · $21.1M to $22.1MFeb 25, 2021 to Feb 26, 2021
- Advisory employees · 4 to 2Feb 23, 2021 to Feb 25, 2021
- Discretionary RAUM · $19.8M to $21.1MNov 30, 2020 to Feb 22, 2021
- Pooled vehicle RAUM · $19.8M to $21.1MNov 30, 2020 to Feb 22, 2021
- RAUM · $19.8M to $21.1MNov 30, 2020 to Feb 22, 2021
- Accounts · 3 to 1Mar 27, 2020 to Nov 24, 2020
- Advisory employees · 5 to 4Mar 27, 2020 to Nov 24, 2020
- Pooled vehicle clients · 3 to 1Mar 27, 2020 to Nov 24, 2020
- Employees · 8 to 5Mar 27, 2020 to Nov 24, 2020
- Private funds · 3 to 1Mar 27, 2020 to Nov 24, 2020
- Discretionary RAUM · $44.7M to $19.8MMar 27, 2020 to Nov 24, 2020
- Pooled vehicle RAUM · $44.7M to $19.8MMar 27, 2020 to Nov 24, 2020
- RAUM · $44.7M to $19.8MMar 27, 2020 to Nov 24, 2020
- Accounts · 8 to 3Dec 18, 2019 to Mar 27, 2020
- Pooled vehicle clients · 8 to 3Dec 18, 2019 to Mar 27, 2020
- Assets in custody · 135946107.0 to unsetDec 18, 2019 to Mar 27, 2020
- Custody of client assets · true to falseDec 18, 2019 to Mar 27, 2020
- Financial planning clients · unset to 0Dec 18, 2019 to Mar 27, 2020
- Private funds · 4 to 3Dec 18, 2019 to Mar 27, 2020
- Discretionary RAUM · $117M to $44.7MDec 18, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $117M to $44.7MDec 18, 2019 to Mar 27, 2020
- RAUM · $117M to $44.7MDec 18, 2019 to Mar 27, 2020
- Related adviser · true to falseDec 18, 2019 to Mar 27, 2020
- Discretionary RAUM · $136M to $117MOct 30, 2019 to Dec 18, 2019
- Pooled vehicle RAUM · $136M to $117MOct 30, 2019 to Dec 18, 2019
- RAUM · $136M to $117MOct 30, 2019 to Dec 18, 2019
- Accounts · 12 to 8Apr 3, 2019 to Oct 30, 2019
- Advisory employees · 6 to 5Apr 3, 2019 to Oct 30, 2019
- Pooled vehicle clients · 12 to 8Apr 3, 2019 to Oct 30, 2019
- Assets in custody · $0 to $136MApr 3, 2019 to Oct 30, 2019
- Employees · 9 to 8Apr 3, 2019 to Oct 30, 2019
- Private funds · 6 to 4Apr 3, 2019 to Oct 30, 2019
- Discretionary RAUM · $239M to $136MApr 3, 2019 to Oct 30, 2019
- Pooled vehicle RAUM · $239M to $136MApr 3, 2019 to Oct 30, 2019
- RAUM · $239M to $136MApr 3, 2019 to Oct 30, 2019
- Accounts · 14 to 12Mar 29, 2018 to Mar 27, 2019
- Advisory employees · 7 to 6Mar 29, 2018 to Mar 27, 2019
- Pooled vehicle clients · 14 to 12Mar 29, 2018 to Mar 27, 2019
Signals
2 dated events
- G•••••• C•••••• P•••••••• L••• reported RAUM $135.9M, down 43% from $239.2M (2019-04-03 to 2019-10-30)Oct 30, 2019 · RAUM change · derived
- G•••••• C•••••• P•••••••• L••• reported RAUM $239.2M, down 68% from $742.7M (2018-03-29 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- G•••••• C•••••• P•••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/G••••••-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- G••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
G•••••• C•••••• P•••••••• L••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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