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Former SEC-registered adviser

H•••••• C•••••• M••••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 157672SEC 801-112972IAPD

Latest filing Mar 27, 2018

First filing on the tape Feb 13, 2012 · 11 filings

RAUM

$174M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$348M gross assets

History

11 filings and snapshots on the tape

RAUM$188M as of Mar 31, 2017

Apr 1, 2013$340M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2017

Apr 1, 20130 then

Employees (5.A)8 as of Mar 31, 2017

Apr 1, 201312 then

Private funds4 as of Mar 31, 2017

Apr 1, 20133 then

RAUM +24% over the last fiscal year-18% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 27, 2018; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $43.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +35%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$174M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

7 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
H•••••• C•••••• F••• I•• L•••	Private Equity Fund	$119M	27	Feb 13, 2012
H•••••• C•••••• F•••• L•••no longer reported	Private Equity Fund	$43.6M	2	Feb 13, 2012
H•••••• C•••••• F••• I••• L•••	Private Equity Fund	$4.2M	13	Mar 24, 2016
H•••••• C•••••• F••• I• ••••••••• L•••	Private Equity Fund	$3.8M	11	Feb 13, 2012
H•••••• C•••••• F••• I••••••••• L•••no longer reported	Private Equity Fund	$1.4M	4	Feb 13, 2012
E••• H••••••• B• L•	Private Equity Fund	$1.1M	9	Mar 24, 2016
H•••••• C•••••• F••• I••••••••• L•••no longer reported	Private Equity Fund	$8,465	3	Mar 31, 2015

Owners and control persons

Schedule A and B, latest filing

E••••••• B••••• A••• · Partner And Chief Compliance Officercontrol
since 01/2006 · owns less than 5%
N••••• R•••••• B•••••• · Managing Partnercontrol
since 01/2006 · owns less than 5%
E••••••• B••••• A••• · Membercontrol
since 01/2006 · owns 25% to 50% of H•• C••••••• L•••••
N••••• R•••••• B•••••• · Special Managing Membercontrol
since 01/2006 · owns 50% to 75% of H•• C••••••• L•••••

Entity owners

H•• C••••••• L••••• · Managing Member
direct · owns 75% or more

Related persons

Schedule D 7.A

H•••••• C•••••• G••••• I•• L•••
pooled vehicle sponsorn
H•••••• C•••••• G••••• I••• L•••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Pooled vehicle clients · unset to 4.0
Mar 31, 2017 to Mar 27, 2018
Employees · 8 to 7
Mar 31, 2017 to Mar 27, 2018
Other offices · unset to 0.0
Mar 31, 2017 to Mar 27, 2018
Private funds · 4 to 8
Mar 31, 2017 to Mar 27, 2018
Discretionary RAUM · $188M to $174M
Mar 31, 2017 to Mar 27, 2018
Pooled vehicle RAUM · unset to 173756119.0
Mar 31, 2017 to Mar 27, 2018
RAUM · $188M to $174M
Mar 31, 2017 to Mar 27, 2018
Related adviser · true to false
Mar 31, 2017 to Mar 27, 2018
Accounts · 5 to 4
Mar 24, 2016 to Mar 31, 2017
Employees · 9 to 8
Mar 24, 2016 to Mar 31, 2017
Private funds · 5 to 4
Mar 24, 2016 to Mar 31, 2017
Discretionary RAUM · $140M to $188M
Mar 24, 2016 to Mar 31, 2017
Non-discretionary RAUM · $8,465 to $0
Mar 24, 2016 to Mar 31, 2017
RAUM · $140M to $188M
Mar 24, 2016 to Mar 31, 2017
Accounts · 4 to 5
Aug 6, 2015 to Mar 24, 2016
Advisory employees · 7 to 6
Aug 6, 2015 to Mar 24, 2016
Employees · 8 to 9
Aug 6, 2015 to Mar 24, 2016
Private funds · 4 to 5
Aug 6, 2015 to Mar 24, 2016
Discretionary RAUM · $256M to $140M
Aug 6, 2015 to Mar 24, 2016
Non-discretionary RAUM · $2.1M to $8,465
Aug 6, 2015 to Mar 24, 2016
RAUM · $259M to $140M
Aug 6, 2015 to Mar 24, 2016
Private funds · 3 to 4
Mar 20, 2015 to Mar 31, 2015
Discretionary RAUM · $317M to $256M
Mar 20, 2015 to Mar 31, 2015
Non-discretionary RAUM · $3.0M to $2.1M
Mar 20, 2015 to Mar 31, 2015
RAUM · $319M to $259M
Mar 20, 2015 to Mar 31, 2015
Related adviser · false to true
Mar 20, 2015 to Mar 31, 2015
Non-discretionary RAUM · $3.2M to $3.0M
Mar 28, 2014 to Apr 30, 2014
RAUM · $320M to $319M
Mar 28, 2014 to Apr 30, 2014
Advisory employees · 8 to 7
Apr 30, 2013 to Mar 28, 2014
Employees · 12 to 8
Apr 30, 2013 to Mar 28, 2014
Discretionary RAUM · $345M to $317M
Apr 30, 2013 to Mar 28, 2014
Non-discretionary RAUM · $3.7M to $3.2M
Apr 30, 2013 to Mar 28, 2014
RAUM · $348M to $320M
Apr 30, 2013 to Mar 28, 2014
Discretionary RAUM · $337M to $345M
Apr 1, 2013 to Apr 30, 2013
RAUM · $340M to $348M
Apr 1, 2013 to Apr 30, 2013
Advisory employees · unset to 8.0
Feb 13, 2012 to Apr 1, 2013
BD registered reps · unset to 0.0
Feb 13, 2012 to Apr 1, 2013
Employees · unset to 12.0
Feb 13, 2012 to Apr 1, 2013
State-registered IARs · unset to 0.0
Feb 13, 2012 to Apr 1, 2013
Private funds · 4 to 3
Feb 13, 2012 to Apr 1, 2013

Signals

1 dated events

H•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Mar 27, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

H•••••• C•••••• M••••••••• L•• · Independent Sponsors
shared crd · capital_provider
H•••••• C•••••• M••••••••• L•• · Private Equity
shared crd · organization
H•••••• C•••••• M••••••••• L•• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/halyard-capitalreportedpublic record, Form ADV, Sep 21, 2026
Website: H••••••.COMreportedpublic record, Form ADV, Sep 21, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026