DFX Intelligence
RIA Intelligence
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SEC-registered adviser
O•••• F••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Feb 15, 2012 · 29 filings
SEC status approved since Mar 30, 2012
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$1.7B as of Mar 26, 2026
Mar 28, 2013$213M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 28, 20130 then
Employees (5.A)21 as of Mar 26, 2026
Mar 28, 20134 then
Private funds5 as of Mar 26, 2026
Mar 28, 20135 then
RAUM -4.8% over the last fiscal year+7.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $343MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•••• F••• V••• L••• | Private Equity Fund | $324M | 87 | Mar 31, 2022 |
| O•••• F••• V•• L••• | Private Equity Fund | $268M | 45 | Mar 31, 2019 |
| O•••• F••• V• L••• | Private Equity Fund | $67.8M | 34 | May 8, 2015 |
| O•••• F••• I•• L••• | Private Equity Fund | $28.6M | 37 | Feb 15, 2012 |
| O•••• F••• I• L•no longer reported | Private Equity Fund | $3.4M | 3 | Feb 15, 2012 |
| N•• A••••• O• O•••• F••• I••• L••• | Private Equity Fund | $3.1M | 15 | Feb 15, 2012 |
| O•••• F••• I•• L• | Private Equity Fund | $1.7M | 6 | Feb 15, 2012 |
| L••• S••••••• H••••••• S•• I• F•••• L• | Private Equity Fund | $189,576 | 1 | Feb 15, 2012 |
| O•••• F••• V•••• L••• | Private Equity Fund | $0 | 42 | Mar 30, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• F••••••••• L•••• · M•••••• & Membercontrolsince 10/2023 · owns 10% to 25%
- N••••• C••••••• P••• A•••••• · M•••••• & Membercontrolsince 11/2016 · owns 10% to 25%
- P•••••••• A••••••••• R••••• · Chief Financial Officercontrolsince 07/2020 · owns less than 5%
- R••••••• M•••• E•••••• · Chief Compliance Officercontrolsince 03/2016 · owns less than 5%
- S••••••••• O•••••• •••• · M••••••controlsince 04/2015 · owns less than 5%
- S••••••••• O•••••• •••• · Member And M••••••controlsince 02/2015 · owns 75% or more of C••••••••• L••
Entity owners
- C••••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- L• H••••••• S•• I• G•••• L•••pooled vehicle sponsorn
- L• H••••••• S•• I• G•• L•••pooled vehicle sponsorn
- O•••• F••• I• G•••• L•••pooled vehicle sponsorn
- O•••• F••• I•• G•••• L•••pooled vehicle sponsorn
- O•••• F••• I•• G•• L•••pooled vehicle sponsorn
- O•••• F••• I• G• M••••••• L•••pooled vehicle sponsorn
- O•••• F••• I• G•• L•••pooled vehicle sponsorn
- O•••• F••• V• G• M••••••• L•••pooled vehicle sponsorn
- O•••• F••• V• G•• L•••pooled vehicle sponsorn
- O•••• F••• V• G• M••••••• L•••pooled vehicle sponsorn
- O•••• F••• V• G•• L•••pooled vehicle sponsorn
- O•••• F••• V•• G• M••••••• L•••pooled vehicle sponsorn
- O•••• F••• V•• G•• L•••pooled vehicle sponsorn
- O•••• F••• V••• G• M••••••• L•••pooled vehicle sponsorn
- O•••• F••• V••• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Geneva, Switzerland3 employees
What changed
consecutive filings, newest first
- Advisory employees · 11 to 8Jan 20, 2026 to Mar 26, 2026
- Employees · 23 to 21Jan 20, 2026 to Mar 26, 2026
- Discretionary RAUM · $1.8B to $1.7BJan 20, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $1.8B to $1.7BJan 20, 2026 to Mar 26, 2026
- RAUM · $1.8B to $1.7BJan 20, 2026 to Mar 26, 2026
- Accounts · 8 to 5Mar 30, 2024 to Mar 31, 2025
- Advisory employees · 12 to 11Mar 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 8 to 5Mar 30, 2024 to Mar 31, 2025
- Assets in custody · unset to 0.0Mar 30, 2024 to Mar 31, 2025
- Custody of client assets · false to trueMar 30, 2024 to Mar 31, 2025
- Employees · 24 to 23Mar 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 30, 2024 to Mar 31, 2025
- Private funds · 8 to 5Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.6B to $1.8BMar 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.6B to $1.8BMar 30, 2024 to Mar 31, 2025
- RAUM · $1.6B to $1.8BMar 30, 2024 to Mar 31, 2025
- Related adviser · false to trueMar 30, 2024 to Mar 31, 2025
- Accounts · 7 to 8Jun 12, 2023 to Mar 30, 2024
- Pooled vehicle clients · 7 to 8Jun 12, 2023 to Mar 30, 2024
- Employees · 23 to 24Jun 12, 2023 to Mar 30, 2024
- Private funds · 7 to 8Jun 12, 2023 to Mar 30, 2024
- Discretionary RAUM · $1.4B to $1.6BJun 12, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $1.4B to $1.6BJun 12, 2023 to Mar 30, 2024
- RAUM · $1.4B to $1.6BJun 12, 2023 to Mar 30, 2024
- Accounts · 8 to 7Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 10 to 12Mar 31, 2022 to Mar 31, 2023
- Advisory activities · 2 to 1Mar 31, 2022 to Mar 31, 2023
- Employees · 21 to 23Mar 31, 2022 to Mar 31, 2023
- Other offices · 0 to 1Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.9B to $1.4BMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $157,036 to $0Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.9B to $1.4BMar 31, 2022 to Mar 31, 2023
- RAUM · $1.9B to $1.4BMar 31, 2022 to Mar 31, 2023
- Accounts · 7 to 8Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 7 to 10Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 7Mar 31, 2021 to Mar 31, 2022
- Employees · 19 to 21Mar 31, 2021 to Mar 31, 2022
- Private funds · 6 to 7Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.3B to $1.9BMar 31, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $4.9M to $157,036Mar 31, 2021 to Mar 31, 2022
Signals
8 dated events
- Johanna Anne-Mari Paster (Manager) no longer on Schedule A of O•••• F••• M••••••••• L•• (listed 2023-06-12, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- Luigi Francesco Draetta (Manager & Member) appeared on Schedule A of O•••• F••• M••••••••• L••Mar 30, 2024 · Control person joined · fact
- O•••• F••• M••••••••• L•• reported RAUM $1.4B, down 27% from $1.9B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- O•••• F••• M••••••••• L•• reported RAUM $1.9B, up 47% from $1.3B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- R Alexandra Pearsall (Chief Financial Officer) appeared on Schedule A of O•••• F••• M••••••••• L••Aug 10, 2020 · Control person joined · fact
- Jinkyu Richard Lim (Manager & Member) no longer on Schedule A of O•••• F••• M••••••••• L•• (listed 2019-05-03, absent 2019-11-22)Nov 22, 2019 · Control person left · inference
- O•••• F••• M••••••••• L•• reported RAUM $1.0B, up 38% from $755.7M (2018-03-30 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- O•••• F••• M••••••••• ••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)May 8, 2015 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- O•••• F••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- O•••• F••• M••••••••• L•• · Private Equityshared crd · organization
- O•••• F••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/O••••FUNDSreportedpublic record, Form ADV, Sep 21, 2026
- Website
- o•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 617-502-6530reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026