DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Global Endowment Management, LP
Latest filing Aug 28, 2026
First filing on the tape Feb 10, 2012 · 82 filings
SEC status approved since Feb 24, 2012
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
82
23 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
148
reported on Schedule D
History
82 filings and snapshots on the tape
RAUM$13B as of Aug 28, 2026
Mar 1, 2013$4.6B then
HNW client RAUM$0 as of Aug 28, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Mar 1, 20130 then
Employees (5.A)82 as of Aug 28, 2026
Mar 1, 201334 then
Private funds148 as of Aug 28, 2026
Mar 1, 201335 then
RAUM +6.8% over the last fiscal year+6.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $280MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 38%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $13B, 46 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.0B62%
- Charitable organizations$4.9B38%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 14reported
- Accounts
- 46reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13B for 46 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.62 institutional_share=0.38 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
119 reported on Schedule D 7.B.(1)
All funds of Global Endowment Management, LP
Owners and control persons
Schedule A and B, latest filing
- S Richard Abraham · Chief Financial Officer And Chief Compliance Officercontrolsince 01/2010 · owns less than 5%
- Stephanie Lynch · Managing Partnercontrolsince 07/2023 · owns less than 5%
- Joaquin Dogan Perese · Chief Operating Officercontrolsince 09/2023 · owns less than 5%
- David Michael Smith · Partner, Chief Investment Officercontrolsince 03/2010 · owns less than 5%
- Porter Joseph Durham · Membercontrolsince 12/2019 · owns F of Gem Gp, LLC
- Stephanie Lynch · Membercontrolsince 12/2019 · owns F of Gem Gp, LLC
- David Michael Smith · Membercontrolsince 12/2019 · owns F of Gem Gp, LLC
Entity owners
- Gem Gp, LLC · General Partnerdirect · owns less than 5%
- Global Endowment Partners, LP · Limited Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Bright Star Partners, LLCpooled vehicle sponsorn
- Gem Gp, LLCpooled vehicle sponsory
Advisers that list Global Endowment Management, LP as a related person
- 175360 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Aug 28, 2026private funds per $1B of RAUM of 11.5 against a peer median of 2.0 (467 comparable advisers, 99.0th percentile, 5.6 robust deviations)peers: asset managers, $5B to $20B (467) · 99% percentile
- high institutional concentrationStatic outlier · filing Aug 28, 2026institutional share of RAUM of 38% against a peer median of 0% (684 comparable advisers, 99.0th percentile, 12.8 robust deviations)peers: asset managers, $5B to $20B (684) · 99% percentile
- private fund count surgeChange between filings · filing Mar 27, 2026private funds (Schedule D 7.B.1) moved from 92.0 to 139.0 (+51.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +3.0% (487 comparable advisers, 96.0th percentile of changes)peers: asset managers, $5B to $20B (487) · 96% percentile
What changed
consecutive filings, newest first
- Private funds · 145 to 148Jul 16, 2026 to Aug 28, 2026
- Private funds · 139 to 145Mar 27, 2026 to May 28, 2026
- Accounts · 38 to 46Feb 25, 2026 to Mar 27, 2026
- Advisory employees · 22 to 23Feb 25, 2026 to Mar 27, 2026
- Charity clients · 11 to 14Feb 25, 2026 to Mar 27, 2026
- Pooled vehicle clients · 26 to 27Feb 25, 2026 to Mar 27, 2026
- Assets in custody · $12B to $13BFeb 25, 2026 to Mar 27, 2026
- Discretionary RAUM · $12B to $13BFeb 25, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $7.7B to $8.0BFeb 25, 2026 to Mar 27, 2026
- RAUM · $12B to $13BFeb 25, 2026 to Mar 27, 2026
- Private funds · 137 to 139Nov 25, 2025 to Feb 25, 2026
- Financial planning clients · 0 to 0Aug 27, 2025 to Nov 25, 2025
- Private funds · 130 to 137Aug 27, 2025 to Nov 25, 2025
- Private funds · 127 to 130Jun 30, 2025 to Aug 27, 2025
- Private funds · 92 to 127Mar 31, 2025 to May 29, 2025
- Accounts · 33 to 38Feb 27, 2025 to Mar 31, 2025
- Advisory employees · 16 to 22Feb 27, 2025 to Mar 31, 2025
- Advisory activities · 1 to 2Feb 27, 2025 to Mar 31, 2025
- Charity clients · 14 to 11Feb 27, 2025 to Mar 31, 2025
- Pooled vehicle clients · 19 to 26Feb 27, 2025 to Mar 31, 2025
- Assets in custody · $12B to $12BFeb 27, 2025 to Mar 31, 2025
- Employees · 72 to 82Feb 27, 2025 to Mar 31, 2025
- Other offices · 0 to 1Feb 27, 2025 to Mar 31, 2025
- Discretionary RAUM · $12B to $12BFeb 27, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $6.7B to $7.7BFeb 27, 2025 to Mar 31, 2025
- RAUM · $12B to $12BFeb 27, 2025 to Mar 31, 2025
- Private funds · 90 to 92Nov 27, 2024 to Feb 27, 2025
- Private funds · 88 to 90Aug 28, 2024 to Nov 27, 2024
- Private funds · 84 to 88Jul 3, 2024 to Aug 28, 2024
- Private funds · 82 to 84Apr 30, 2024 to May 29, 2024
- Accounts · 30 to 33Feb 20, 2024 to Mar 28, 2024
- Advisory employees · 20 to 16Feb 20, 2024 to Mar 28, 2024
- Charity clients · 13 to 14Feb 20, 2024 to Mar 28, 2024
- Assets in custody · $11B to $12BFeb 20, 2024 to Mar 28, 2024
- Employees · 77 to 72Feb 20, 2024 to Mar 28, 2024
- Discretionary RAUM · $11B to $12BFeb 20, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $6.2B to $6.7BFeb 20, 2024 to Mar 28, 2024
- RAUM · $11B to $12BFeb 20, 2024 to Mar 28, 2024
- Private funds · 80 to 82Nov 29, 2023 to Feb 20, 2024
- Private funds · 78 to 80Oct 6, 2023 to Nov 29, 2023
Signals
3 dated events
- Joaquin Dogan Perese (Chief Operating Officer) appeared on Schedule A of Global Endowment Management, LpOct 6, 2023 · Control person joined · fact
- H Ryan Henderson (Partner, Chief Operating Officer) no longer on Schedule A of Global Endowment Management, Lp (listed 2022-08-24, absent 2023-02-14)Feb 14, 2023 · Control person left · inference
- Global Endowment Management, Lp reported RAUM $10.4B, up 26% from $8.3B (2020-02-27 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Global Endowment Management, LP · Independent Sponsorsshared crd · capital_provider
- Global Endowment Management, LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/GEMINVESTMENTSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GEMINVESTMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 704-333-8282reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Global Endowment Management, LP is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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