DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Two Oaks Investment Management, LLC

Former SEC-registered adviserCRD 157874SEC 801-72390IAPD
Latest filing Feb 17, 2021
First filing on the tape Feb 13, 2012 · 12 filings
RAUM
$29.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$29.1M as of Feb 17, 2021
Feb 13, 2012$16.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Feb 17, 2021
Feb 13, 20120 then
Employees (5.A)2 as of Feb 17, 2021
Feb 19, 20132 then
Private funds: no history
RAUM +2.5% over the last fiscal year+0.2% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 17, 2021; every figure names its basis
RAUM per advisor
$14.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$29.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+2.5%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$29.1M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • James Jarrett Perez · Owner, Elected Member, Chief Compliance Officercontrol
      since 08/2010 · owns 10% to 25%
    • Tramill Blake Todd · Owner, Elected Member, Chief Executive Officercontrol
      since 08/2010 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Advisers that list Two Oaks Investment Management, LLC as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Discretionary RAUM · $28.4M to $29.1M
      Feb 25, 2020 to Feb 17, 2021
    • RAUM · $28.4M to $29.1M
      Feb 25, 2020 to Feb 17, 2021
    • HQ city · FRESNO to unset
      Jan 15, 2019 to Feb 25, 2020
    • HQ state · CA to unset
      Jan 15, 2019 to Feb 25, 2020
    • Discretionary RAUM · $24.0M to $28.4M
      Jan 15, 2019 to Feb 25, 2020
    • RAUM · $24.0M to $28.4M
      Jan 15, 2019 to Feb 25, 2020
    • Discretionary RAUM · $28.9M to $24.0M
      Feb 9, 2018 to Jan 15, 2019
    • RAUM · $28.9M to $24.0M
      Feb 9, 2018 to Jan 15, 2019
    • Other offices · unset to 0.0
      Mar 20, 2017 to Feb 9, 2018
    • Discretionary RAUM · $27.2M to $28.9M
      Mar 20, 2017 to Feb 9, 2018
    • RAUM · $27.2M to $28.9M
      Mar 20, 2017 to Feb 9, 2018
    • Discretionary RAUM · $25.0M to $27.2M
      Feb 2, 2016 to Feb 7, 2017
    • RAUM · $25.0M to $27.2M
      Feb 2, 2016 to Feb 7, 2017
    • Discretionary RAUM · $25.1M to $25.0M
      Jan 30, 2015 to Feb 2, 2016
    • RAUM · $25.1M to $25.0M
      Jan 30, 2015 to Feb 2, 2016
    • Discretionary RAUM · $24.3M to $25.1M
      Feb 4, 2014 to Jan 30, 2015
    • RAUM · $24.3M to $25.1M
      Feb 4, 2014 to Jan 30, 2015
    • Discretionary RAUM · $19.4M to $24.3M
      Feb 19, 2013 to Feb 4, 2014
    • RAUM · $19.4M to $24.3M
      Feb 19, 2013 to Feb 4, 2014
    • Advisory employees · unset to 2.0
      Feb 13, 2012 to Feb 19, 2013
    • BD registered reps · unset to 2.0
      Feb 13, 2012 to Feb 19, 2013
    • Employees · unset to 2.0
      Feb 13, 2012 to Feb 19, 2013
    • State-registered IARs · 0 to 2
      Feb 13, 2012 to Feb 19, 2013
    • Discretionary RAUM · $16.0M to $19.4M
      Feb 13, 2012 to Feb 19, 2013
    • RAUM · $16.0M to $19.4M
      Feb 13, 2012 to Feb 19, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026