DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•• E••••• • M••••••• G••••

Former SEC-registered adviserHouston, TexasCRD 157915SEC 801-73630websiteIAPD
Legal name E•• F••• I• M••••••••• L•••
Latest filing Sep 29, 2025
First filing on the tape Feb 14, 2012 · 42 filings
SEC status approved since Mar 30, 2012
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
35
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$13B as of Sep 29, 2025
Apr 1, 2013$4.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Sep 29, 2025
Apr 1, 20130 then
Employees (5.A)23 as of Sep 29, 2025
Apr 1, 201323 then
Private funds35 as of Sep 29, 2025
Apr 1, 20139 then
RAUM +8.2% over the last fiscal year+2.2% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Sep 29, 2025; every figure names its basis
RAUM per advisor
$6.5BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$222MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
11.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+8.2%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$13B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
59reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      54 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•• E••••• • M••••••• G•••• F••• I•• L•Private Equity Fund$2.6B148Jun 19, 2015
      T•• E••••• • M••••••• G•••• F••• I•• L•Private Equity Fund$2.0B186Feb 14, 2012
      T•• E••••• • M••••••• G•••• F••• I••• L•Private Equity Fund$1.9B223Jan 6, 2014
      T•• E••••• • M••••••• G•••• F••• V• L•Private Equity Fund$1.2B56Mar 31, 2019
      N•• M•••••••• • R•••••••• O••••••• F•••• L•••no longer reportedPrivate Equity Fund$739M9Feb 14, 2012
      E•• A• U•••• C••••••••• L•••no longer reportedPrivate Equity Fund$627M82Nov 27, 2013
      E•• A••••• 2••• E••••• H•••••••• L••Private Equity Fund$609M199Mar 30, 2016
      E•• U•••• L••Private Equity Fund$522M96Nov 27, 2013
      E•• F••• I• D•••• O••••••• H•••••••• L•Private Equity Fund$359M1Jul 16, 2014
      E•• F••• I• O••••••• H•••••••• L•Private Equity Fund$349M14Jul 16, 2014
      E•• T••••••• H•••••••• L••Private Equity Fund$310M57Sep 22, 2015
      E•• F••• I•• O••••••• H•••••••• L•Private Equity Fund$309M27Jul 16, 2014
      E•• F••• I• D•••• O•••••••• L•••no longer reportedPrivate Equity Fund$297M1Feb 14, 2012
      E•• F••• I• O•••••••• L•••no longer reportedPrivate Equity Fund$289M14Feb 14, 2012
      E•• F••• I• O••••••• H•••••••• L•Private Equity Fund$240M18Jun 19, 2015
      E•• F••• I• A••••• H•••••••• L••Private Equity Fund$212M87Nov 27, 2013
      E•• F••• I• P•• H•••••••• L••Private Equity Fund$204M34Mar 30, 2016
      E•• F••• V• A•••••••• O••••••• H•••••••• L•Private Equity Fund$169M2Mar 31, 2019
      E•• U•••• I• C••••••••• L•no longer reportedPrivate Equity Fund$166M71Nov 27, 2013
      T•• E••••• • M••••••• G•••• F••• V• A••••••••• L•Private Equity Fund$161M27Mar 31, 2019
      E•• U•••• I• C••••••••• L•no longer reportedPrivate Equity Fund$158M23Nov 27, 2013
      E•• I••• O•• P•••• 3• A••••••••• L•Private Equity Fund$157M32Jul 23, 2019
      E•• I••• O•• P•••• 3• •• 1•• C••••••••• L•Private Equity Fund$157M1Nov 27, 2019
      E•• I••• O•• P•••• 2• C••••••••• L•Private Equity Fund$135M3Mar 31, 2017
      E•• I••• O•• H•••••• L•Private Equity Fund$124M35Jul 23, 2019
      E•• F••• V• I••• O•• A••••••••• L••Private Equity Fund$103M21Jul 23, 2019
      E•• A• U•••• O••••••• C••••••••• L•no longer reportedPrivate Equity Fund$85.5M5Nov 27, 2013
      E•• C••••••• S••••••••• L•Private Equity Fund$80.9M10Mar 30, 2018
      E•••••• L•Private Equity Fund$73.4M2Jul 23, 2019
      E•• A••• H•••••••• L••Private Equity Fund$57.4M54Jul 16, 2014
      E•• F••• V• O••••••• H•••••••• L•Private Equity Fund$46.7M8Mar 31, 2019
      E•• F••• V• S••• H•••••••• L••Private Equity Fund$43.8M7Nov 27, 2019
      T•••••••• H••••••• L••no longer reportedPrivate Equity Fund$26.0M62Mar 31, 2014
      N•• M•••••••• • R••••••••• L•••Private Equity Fund$25.3M107Feb 14, 2012
      E•• F••• I•• A••••• H•••••••• L••no longer reportedPrivate Equity Fund$22.4M36Sep 22, 2015
      E•• U•••• I• O••••••• C••••••••• L•no longer reportedPrivate Equity Fund$17.5M2Nov 27, 2013
      M•••••••• • R•••••••• F•••••••• F•••• L•••Private Equity Fund$15.4M18Feb 14, 2012
      E•• F••• I• S••• H•••••••• L••Private Equity Fund$14.7M18Nov 27, 2019
      N•• M•• O••••••• H•••••••• L•••Private Equity Fund$14.4M9Jun 19, 2015
      E•• A••••• S•••••••• F•••• L•Private Equity Fund$14.4M27Sep 11, 2017
      All funds of T•• E••••• • M••••••• G••••
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• J•••• G•••••• · Limited Partnercontrol
        since 06/2011 · owns 5% to 10%
      • C••••••• R••••• · Chief Tax Officercontrol
        since 12/2022 · owns less than 5%
      • D••••••• B••••• M•••••• · Chief Compliance Officercontrol
        since 06/2018 · owns less than 5%
      • R••••••• J•••• T••••• · Chief Executive Officercontrol
        since 02/2007 · owns less than 5%
      • R••••••• L••• R•• · Limited Partner
        since 06/2011 · owns 5% to 10%
      • T••••• L••••• L•••• · Chief Operating Officer, General Counsel & Managing Director
        since 02/2014 · owns less than 5%
      Entity owners
      • E•• F••• I• M••••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      Advisers that list T•• E••••• • M••••••• G•••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 55 to 59
        Mar 31, 2025 to May 29, 2025
      • Pooled vehicle clients · 55 to 59
        Mar 31, 2025 to May 29, 2025
      • Financial planning clients · unset to
        Mar 31, 2025 to May 29, 2025
      • Private funds · 32 to 35
        Mar 31, 2025 to May 29, 2025
      • Accounts · 54 to 55
        Jun 4, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 54 to 55
        Jun 4, 2024 to Mar 31, 2025
      • Employees · 21 to 23
        Jun 4, 2024 to Mar 31, 2025
      • Private funds · 31 to 32
        Jun 4, 2024 to Mar 31, 2025
      • Discretionary RAUM · $12B to $13B
        Jun 4, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $12B to $13B
        Jun 4, 2024 to Mar 31, 2025
      • RAUM · $12B to $13B
        Jun 4, 2024 to Mar 31, 2025
      • Advisory employees · 14 to 13
        Mar 31, 2023 to Mar 30, 2024
      • Employees · 22 to 21
        Mar 31, 2023 to Mar 30, 2024
      • Discretionary RAUM · $13B to $12B
        Mar 31, 2023 to Mar 30, 2024
      • Pooled vehicle RAUM · $13B to $12B
        Mar 31, 2023 to Mar 30, 2024
      • RAUM · $13B to $12B
        Mar 31, 2023 to Mar 30, 2024
      • Related bank · true to false
        Mar 31, 2023 to Mar 30, 2024
      • Advisory employees · 12 to 14
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $12B to $13B
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $12B to $13B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $12B to $13B
        Mar 31, 2022 to Mar 31, 2023
      • Related bank · false to true
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 64 to 54
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 64 to 54
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 23 to 22
        Mar 31, 2021 to Mar 31, 2022
      • Private funds · 36 to 31
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $12B to $12B
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $12B to $12B
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $12B to $12B
        Mar 31, 2021 to Mar 31, 2022
      • Accounts · 73 to 64
        Jan 4, 2021 to Mar 31, 2021
      • Advisory employees · 13 to 12
        Jan 4, 2021 to Mar 31, 2021
      • Pooled vehicle clients · 63 to 64
        Jan 4, 2021 to Mar 31, 2021
      • Employees · 24 to 23
        Jan 4, 2021 to Mar 31, 2021
      • Private funds · 40 to 36
        Jan 4, 2021 to Mar 31, 2021
      • Discretionary RAUM · $12B to $12B
        Jan 4, 2021 to Mar 31, 2021
      • Pooled vehicle RAUM · $12B to $12B
        Jan 4, 2021 to Mar 31, 2021
      • RAUM · $12B to $12B
        Jan 4, 2021 to Mar 31, 2021
      • HQ city · DALLAS to HOUSTON
        Mar 30, 2020 to Jan 4, 2021
      • Other offices · 1 to 0
        Mar 30, 2020 to Jan 4, 2021
      • Pooled vehicle clients · 72 to 63
        Nov 27, 2019 to Mar 30, 2020
      Signals
      3 dated events
      • T•• E••••• • M••••••• G•••• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $13.1B)
        Apr 1, 2026 · Left the SEC roster · derived
      • R••••• C•••••• (Chief Tax Officer) appeared on Schedule A of T•• E••••• • M••••••• G••••
        Mar 31, 2023 · Control person joined · fact
      • Edward Christopher Bajec (Tax Director) no longer on Schedule A of T•• E••••• • M••••••• G•••• (listed 2022-03-31, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026