DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•• W•••• G•••• O• C•••••••• I••• L••

Former SEC-registered adviserNew York, New YorkCRD 157918SEC 801-74189IAPD
Latest filing Mar 31, 2022
First filing on the tape Feb 15, 2012 · 13 filings
RAUM
$178M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
$178M gross assets
History
13 filings and snapshots on the tape
RAUM$178M as of Mar 31, 2022
Apr 30, 2013$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2022
Apr 30, 20130 then
Employees (5.A)0 as of Mar 31, 2022
Apr 30, 201313 then
Private funds4 as of Mar 31, 2022
Apr 30, 20136 then
RAUM -58% over the last fiscal year-32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$44.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-58%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$132M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$178M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$132M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      W•••• C•••••• P••••••• I•• L•••Private Equity Fund$135M43Feb 15, 2012
      W•••• C••••••••• • M•••• P•••••••• L•••no longer reportedPrivate Equity Fund$30.3M62Feb 15, 2012
      W•••• P••••••• •••••••• P••••••••• I• L•••no longer reportedPrivate Equity Fund$801,48913Feb 15, 2012
      W•••• C••••••••• • M•••• P••••••• I••• L•••Private Equity Fund$574,40680Feb 15, 2012
      W•••• C••••••••• • M•••• P••••••• I•• ••••••••• L•••••Private Equity Fund$68,3808Feb 15, 2012
      W•••• C••••••••• • M•••• P••••••• I•• ••••••••• L•••Private Equity Fund$5,2597Feb 15, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• D•••••• L••••• · Managing Membercontrol
        since 06/2003 · owns 25% to 50%
      • K••••• C••••• B•••• · Managing Membercontrol
        since 01/1989 · owns 25% to 50%
      • K••••••• D•••••• M••• · Managing Member, Chief Compliance Officercontrol
        since 11/2005 · owns 25% to 50%
      • V•••••••• M••• M•••••• · Managing Membercontrol
        since 07/2004 · owns less than 5%
      Related persons
      Schedule D 7.A
      • W•••• C•••••• M••••••••• I••• L•••
        investment adviserpooled vehicle sponsorn
      • W•••• C•••••• M••••••••• I•• L•
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 5 to 0
        Apr 7, 2021 to Mar 31, 2022
      • Assets in custody · $301M to $132M
        Apr 7, 2021 to Mar 31, 2022
      • Employees · 5 to 0
        Apr 7, 2021 to Mar 31, 2022
      • Discretionary RAUM · $424M to $178M
        Apr 7, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $424M to $178M
        Apr 7, 2021 to Mar 31, 2022
      • RAUM · $424M to $178M
        Apr 7, 2021 to Mar 31, 2022
      • Advisory employees · 7 to 5
        Apr 29, 2020 to Apr 7, 2021
      • Assets in custody · $384M to $301M
        Apr 29, 2020 to Apr 7, 2021
      • Employees · 9 to 5
        Apr 29, 2020 to Apr 7, 2021
      • Discretionary RAUM · $510M to $424M
        Apr 29, 2020 to Apr 7, 2021
      • Pooled vehicle RAUM · $510M to $424M
        Apr 29, 2020 to Apr 7, 2021
      • RAUM · $510M to $424M
        Apr 29, 2020 to Apr 7, 2021
      • Assets in custody · $366M to $384M
        Mar 30, 2020 to Apr 29, 2020
      • Discretionary RAUM · $492M to $510M
        Mar 30, 2020 to Apr 29, 2020
      • Pooled vehicle RAUM · $492M to $510M
        Mar 30, 2020 to Apr 29, 2020
      • RAUM · $492M to $510M
        Mar 30, 2020 to Apr 29, 2020
      • Assets in custody · unset to 365828830.0
        Mar 26, 2019 to Mar 30, 2020
      • Custody of client assets · false to true
        Mar 26, 2019 to Mar 30, 2020
      • Discretionary RAUM · $577M to $492M
        Mar 26, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $577M to $492M
        Mar 26, 2019 to Mar 30, 2020
      • RAUM · $577M to $492M
        Mar 26, 2019 to Mar 30, 2020
      • Accounts · 6 to 4
        Mar 30, 2018 to Mar 26, 2019
      • Advisory employees · 9 to 7
        Mar 30, 2018 to Mar 26, 2019
      • Pooled vehicle clients · 6 to 4
        Mar 30, 2018 to Mar 26, 2019
      • Employees · 11 to 9
        Mar 30, 2018 to Mar 26, 2019
      • Private funds · 6 to 4
        Mar 30, 2018 to Mar 26, 2019
      • Discretionary RAUM · $671M to $577M
        Mar 30, 2018 to Mar 26, 2019
      • Pooled vehicle RAUM · $671M to $577M
        Mar 30, 2018 to Mar 26, 2019
      • RAUM · $671M to $577M
        Mar 30, 2018 to Mar 26, 2019
      • Pooled vehicle clients · unset to 6.0
        Apr 3, 2017 to Mar 30, 2018
      • Assets in custody · 462685803.0 to unset
        Apr 3, 2017 to Mar 30, 2018
      • Other offices · unset to 0.0
        Apr 3, 2017 to Mar 30, 2018
      • Discretionary RAUM · $655M to $671M
        Apr 3, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 670920978.0
        Apr 3, 2017 to Mar 30, 2018
      • RAUM · $655M to $671M
        Apr 3, 2017 to Mar 30, 2018
      • Advisory employees · 10 to 9
        Mar 25, 2016 to Apr 3, 2017
      • Assets in custody · unset to 462685803.0
        Mar 25, 2016 to Apr 3, 2017
      • Employees · 12 to 11
        Mar 25, 2016 to Apr 3, 2017
      • Discretionary RAUM · $767M to $655M
        Mar 25, 2016 to Apr 3, 2017
      • RAUM · $767M to $655M
        Mar 25, 2016 to Apr 3, 2017
      Signals
      1 dated events
      • T•• W•••• G•••• O• C•••••••• I••• L•• reported RAUM $177.7M, down 58% from $423.9M (2021-04-07 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/THE-W••••-GROUP/ABOUTreportedpublic record, Form ADV, Sep 18, 2026
      Website
      W••••GROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026