DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••• R•• C••••••• L•
Latest filing Jul 7, 2026
First filing on the tape Feb 15, 2012 · 14 filings
SEC status approved since Jul 23, 2026
RAUM
$335M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
4
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$335M as of Jul 7, 2026
Apr 1, 2013$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 7, 2026
Apr 1, 20130 then
Employees (5.A)4 as of Jul 7, 2026
Apr 1, 201315 then
Private funds4 as of Jul 7, 2026
Apr 1, 20131 then
RAUM +33% over the last fiscal year-17% a year over threeIARs 0 to 0offices 0 to 3
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $83.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $34.7M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$335M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $34.7M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•••• R•• M••••• F•••• L• | Hedge Fund | $204M | 27 | Feb 15, 2012 |
| N•••• R•• • D•• N•••• P•••••••• L• | Hedge Fund | $86.2M | 4 | Apr 6, 2022 |
| N•••• R•• G••••••••• L• | Private Equity Fund | $31.0M | 18 | Mar 21, 2024 |
Owners and control persons
Schedule A and B, latest filing
- E••••• T•••••• B•••••• · Portfolio Manager & Limited Partnercontrolsince 08/2002 · owns 25% to 50%
- F•••••• M••••••• G•••••• · Coo, Cfo, Ccocontrolsince 09/2015 · owns less than 5%
- H•••••• T•••• B••••••• · Portfolio Manager & Limited Partnercontrolsince 08/2002 · owns 25% to 50%
- E••••• T•••••• B•••••• · Membercontrolsince 08/2002 · owns 50% to 75% of N•••• R•• A•••••••• L••
- H•••••• T•••• B••••••• · Membercontrolsince 08/2002 · owns 50% to 75% of N•••• R•• A•••••••• L••
Entity owners
- N•••• R•• A•••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- N•••• R•• G•• L•bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Jul 7, 2026bank affiliate (Item 7.A.6): yes on the filing of 2021-03-11, no on the filing of 2026-07-07peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Assets in custody · $153M to $34.7MMar 11, 2021 to Jul 7, 2026
- Employees · 6 to 4Mar 11, 2021 to Jul 7, 2026
- Financial planning clients · unset to Mar 11, 2021 to Jul 7, 2026
- HQ city · WELLESLEY to BOSTONMar 11, 2021 to Jul 7, 2026
- Other offices · 0 to 3Mar 11, 2021 to Jul 7, 2026
- Private funds · 1 to 4Mar 11, 2021 to Jul 7, 2026
- Discretionary RAUM · $204M to $335MMar 11, 2021 to Jul 7, 2026
- Pooled vehicle RAUM · $204M to $335MMar 11, 2021 to Jul 7, 2026
- RAUM · $204M to $335MMar 11, 2021 to Jul 7, 2026
- Related bank · true to falseMar 11, 2021 to Jul 7, 2026
- Accounts · 1 to 4Mar 11, 2021 to Jul 7, 2026
- Advisory employees · 4 to 3Mar 11, 2021 to Jul 7, 2026
- Pooled vehicle clients · 1 to 4Mar 11, 2021 to Jul 7, 2026
- Assets in custody · $156M to $153MMar 22, 2020 to Mar 11, 2021
- Employees · 7 to 6Mar 22, 2020 to Mar 11, 2021
- Discretionary RAUM · $252M to $204MMar 22, 2020 to Mar 11, 2021
- Pooled vehicle RAUM · $252M to $204MMar 22, 2020 to Mar 11, 2021
- RAUM · $252M to $204MMar 22, 2020 to Mar 11, 2021
- Assets in custody · $185M to $156MDec 5, 2019 to Mar 22, 2020
- Discretionary RAUM · $272M to $252MDec 5, 2019 to Mar 22, 2020
- Pooled vehicle RAUM · $272M to $252MDec 5, 2019 to Mar 22, 2020
- RAUM · $272M to $252MDec 5, 2019 to Mar 22, 2020
- HQ city · BOSTON to WELLESLEYMar 26, 2019 to Dec 5, 2019
- Advisory employees · 5 to 4Mar 29, 2018 to Mar 26, 2019
- Assets in custody · $289M to $185MMar 29, 2018 to Mar 26, 2019
- Employees · 8 to 7Mar 29, 2018 to Mar 26, 2019
- Discretionary RAUM · $582M to $272MMar 29, 2018 to Mar 26, 2019
- Pooled vehicle RAUM · $582M to $272MMar 29, 2018 to Mar 26, 2019
- RAUM · $582M to $272MMar 29, 2018 to Mar 26, 2019
- Advisory employees · 8 to 5Aug 1, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 1.0Aug 1, 2017 to Mar 29, 2018
- Assets in custody · $673M to $289MAug 1, 2017 to Mar 29, 2018
- Employees · 13 to 8Aug 1, 2017 to Mar 29, 2018
- Other offices · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Discretionary RAUM · $1.2B to $582MAug 1, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 582290541.0Aug 1, 2017 to Mar 29, 2018
- RAUM · $1.2B to $582MAug 1, 2017 to Mar 29, 2018
- Advisory employees · 11 to 8Mar 30, 2016 to Mar 31, 2017
- Assets in custody · $1.0B to $673MMar 30, 2016 to Mar 31, 2017
- Employees · 16 to 13Mar 30, 2016 to Mar 31, 2017
Signals
3 dated events
- N•••• R•• C••••••• L• reported RAUM $334.5M, up 64% from $204.1M (2021-03-11 to 2026-07-07)Jul 7, 2026 · RAUM change · derived
- N•••• R•• C••••••• L• reported RAUM $271.5M, down 53% from $582.3M (2018-03-29 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- N•••• R•• C••••••• L• reported RAUM $582.3M, down 51% from $1.2B (2017-08-01 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- N•••• R•• C••••••• L• · Independent Sponsorsshared crd · capital_provider
- N•••• R•• C••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- N••••RUNCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-310-6130reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026