DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lighthouse Wealth Management, Inc.
Latest filing Jan 26, 2026
First filing on the tape Nov 19, 2019 · 13 filings
SEC status approved since Dec 20, 2019
RAUM
$238M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$215M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$47.5M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$238M as of Jan 26, 2026
Jan 21, 2020$110M then
HNW client RAUM$105M as of Jan 26, 2026
Jan 25, 2022$72.5M then
State-registered IARs (5.B.3)4 as of Jan 26, 2026
Jan 21, 20204 then
Employees (5.A)5 as of Jan 26, 2026
Jan 21, 20205 then
Private funds: no history
RAUM +19% over the last fiscal year+16% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jan 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $47.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $296,952derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.9%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $767,549, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$111M47%
- High-net-worth individuals$105M44%
- Charitable organizations$20.5M8.6%
- Corporations and businesses$1.7M0.7%
- Individual clients
- 323reported
- HNW clients
- 50reported
- Pension plan clients
- 0reported
- Charitable clients
- 6reported
- Accounts
- 800reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $767,549 for 1 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy James Rowsey | Ashland, Oh | Jun 2, 2011 | 26 y | 1 |
| Gregory David EmmonsCertified Financial Planner | Ashland, Oh | Mar 27, 2015 | 14 y | 1 |
| Aaron Timothy Rowsey | Ashland, Oh | Sep 17, 2018 | 13 y | 0 |
| Christopher Wayne BevingtonCertified Financial Planner | Ashland, Oh | Sep 23, 2018 | 28 y | 2 |
| Katherine Elizabeth Brown | Ashland, Oh | Dec 4, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Christopher Wayne Bevington from Whitcomb & Hess, Inc.Sep 23, 2018 · RIA to RIA
- Gregory David Emmons from Equitable Advisors, LLCMar 27, 2015 · Affiliated broker-dealer or bank to independent RIA
- Timothy James Rowsey from Whitcomb & Hess, Inc.Jun 2, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wayne Christopher Bevington · Partner/Treasurercontrolsince 01/2020 · owns 10% to 25%
- David Gregory Emmons · Presidentcontrolsince 12/2020 · owns 25% to 50%
- Timothy Aaron Rowsey · Vice Presidentcontrolsince 01/2015 · owns 10% to 25%
- James Timothy Rowsey · Founder, Ceo, Cco, Cpacontrolsince 05/2011 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ashland, Oh · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Jan 26, 2026accounts (Item 5.F.2.f) moved from 373.0 to 800.0 (+114.0%) between the annual amendments of 2025-02-03 and 2026-01-26; the peer median change was +5.0% (3688 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 373 to 800Feb 3, 2025 to Jan 26, 2026
- Advisory employees · 4 to 5Feb 3, 2025 to Jan 26, 2026
- HNW clients · 51 to 50Feb 3, 2025 to Jan 26, 2026
- Individual clients · 308 to 323Feb 3, 2025 to Jan 26, 2026
- Assets in custody · $774,158 to $767,549Feb 3, 2025 to Jan 26, 2026
- Discretionary RAUM · $200M to $238MFeb 3, 2025 to Jan 26, 2026
- HNW RAUM · $91.5M to $105MFeb 3, 2025 to Jan 26, 2026
- Individual RAUM · $88.1M to $111MFeb 3, 2025 to Jan 26, 2026
- RAUM · $200M to $238MFeb 3, 2025 to Jan 26, 2026
- Accounts · 799 to 373Feb 12, 2024 to Feb 3, 2025
- Corporate clients · 7 to 5Feb 12, 2024 to Feb 3, 2025
- Individual clients · 357 to 308Feb 12, 2024 to Feb 3, 2025
- Assets in custody · $787,091 to $774,158Feb 12, 2024 to Feb 3, 2025
- Financial planning clients · 26-50 to 26-50Feb 12, 2024 to Feb 3, 2025
- Discretionary RAUM · $170M to $200MFeb 12, 2024 to Feb 3, 2025
- HNW RAUM · $82.1M to $91.5MFeb 12, 2024 to Feb 3, 2025
- Individual RAUM · $70.9M to $88.1MFeb 12, 2024 to Feb 3, 2025
- RAUM · $170M to $200MFeb 12, 2024 to Feb 3, 2025
- Accounts · 783 to 799Feb 6, 2023 to Feb 12, 2024
- Corporate clients · 4 to 7Feb 6, 2023 to Feb 12, 2024
- HNW clients · 50 to 51Feb 6, 2023 to Feb 12, 2024
- Individual clients · 296 to 357Feb 6, 2023 to Feb 12, 2024
- Assets in custody · $774,852 to $787,091Feb 6, 2023 to Feb 12, 2024
- Discretionary RAUM · $153M to $170MFeb 6, 2023 to Feb 12, 2024
- HNW RAUM · $74.8M to $82.1MFeb 6, 2023 to Feb 12, 2024
- Individual RAUM · $62.6M to $70.9MFeb 6, 2023 to Feb 12, 2024
- RAUM · $153M to $170MFeb 6, 2023 to Feb 12, 2024
- Accounts · 775 to 783Aug 18, 2022 to Feb 6, 2023
- Charity clients · 8 to 6Aug 18, 2022 to Feb 6, 2023
- Corporate clients · 9 to 4Aug 18, 2022 to Feb 6, 2023
- HNW clients · 30 to 50Aug 18, 2022 to Feb 6, 2023
- Individual clients · 297 to 296Aug 18, 2022 to Feb 6, 2023
- Assets in custody · $1.1M to $774,852Aug 18, 2022 to Feb 6, 2023
- Discretionary RAUM · $175M to $153MAug 18, 2022 to Feb 6, 2023
- HNW RAUM · $72.5M to $74.8MAug 18, 2022 to Feb 6, 2023
- Individual RAUM · $78.6M to $62.6MAug 18, 2022 to Feb 6, 2023
- RAUM · $175M to $153MAug 18, 2022 to Feb 6, 2023
- Accounts · 727 to 775Feb 3, 2021 to Jan 25, 2022
- Corporate clients · 4 to 9Feb 3, 2021 to Jan 25, 2022
- HNW clients · 0 to 30Feb 3, 2021 to Jan 25, 2022
Signals
2 dated events
- Wayne Christopher Bevington (Partner) appeared on Schedule A of Lighthouse Wealth Management, Inc.Jan 21, 2020 · Control person joined · fact
- Lighthouse Wealth Management, Inc. filed its initial SEC registration (Form ADV)Nov 19, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@lightwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 419-496-0016reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- LIGHTWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 419-496-0016reportedpublic record, Form ADV, Jan 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026