DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••• C•••••• M••••••••• C••••
Latest filing Mar 26, 2026
First filing on the tape Feb 13, 2012 · 21 filings
SEC status approved since Mar 30, 2012
RAUM
$7.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$7.9B as of Mar 26, 2026
Apr 1, 2013$5.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 1, 20130 then
Employees (5.A)25 as of Mar 26, 2026
Apr 1, 201324 then
Private funds2 as of Mar 26, 2026
Apr 1, 20135 then
RAUM +31% over the last fiscal year+31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.6BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.9B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.9B for 3 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•••••• A••••••••• L• | Hedge Fund | $2.8B | 139 | Feb 13, 2012 |
| K•••••• O••••••• F••• I• M•••••• L•••no longer reported | Hedge Fund | $2.1B | 93 | Feb 13, 2012 |
| K•••••• P•••••••• L•no longer reported | Hedge Fund | $1.6B | 117 | Feb 13, 2012 |
| K•••••• O••••••• F••• M•••••• L••• | Hedge Fund | $909M | 64 | Feb 13, 2012 |
| M•• O••••••••• I• L•no longer reported | Hedge Fund | $20.6M | 14 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• T•••••• J•••• · Presidentcontrolsince 01/2000 · owns 25% to 50%
- C•••••• J••••• A•••••• · Cfocontrolsince 01/2018 · owns less than 5%
- L•••••••• G••• · Coocontrolsince 01/2017 · owns less than 5%
- L••••••••• M••••••• B•••••• · Presidentcontrolsince 01/2000 · owns 50% to 75%
- O•••••••• T•••••••• J•••• · General Counsel And Ccocontrolsince 11/2021 · owns less than 5%
Related persons
Schedule D 7.A
- K•••••• C•••••• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $6.0B to $7.9BJun 18, 2025 to Mar 26, 2026
- Discretionary RAUM · $6.0B to $7.9BJun 18, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $6.0B to $7.9BJun 18, 2025 to Mar 26, 2026
- RAUM · $6.0B to $7.9BJun 18, 2025 to Mar 26, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jun 18, 2025
- Advisory employees · 9 to 11Mar 29, 2024 to Mar 27, 2025
- Assets in custody · $3.7B to $6.0BMar 29, 2024 to Mar 27, 2025
- Employees · 22 to 25Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $3.7B to $6.0BMar 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $3.7B to $6.0BMar 29, 2024 to Mar 27, 2025
- RAUM · $3.7B to $6.0BMar 29, 2024 to Mar 27, 2025
- Related adviser · true to falseMar 29, 2024 to Mar 27, 2025
- Assets in custody · $3.5B to $3.7BMar 30, 2023 to Mar 29, 2024
- Employees · 23 to 22Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.5B to $3.7BMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $3.5B to $3.7BMar 30, 2023 to Mar 29, 2024
- RAUM · $3.5B to $3.7BMar 30, 2023 to Mar 29, 2024
- Advisory employees · 10 to 9Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $4.5B to $3.5BMar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $4.5B to $3.5BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $4.5B to $3.5BMar 30, 2022 to Mar 30, 2023
- RAUM · $4.5B to $3.5BMar 30, 2022 to Mar 30, 2023
- Assets in custody · $6.2B to $4.5BDec 7, 2021 to Mar 30, 2022
- Employees · 24 to 23Dec 7, 2021 to Mar 30, 2022
- Discretionary RAUM · $6.2B to $4.5BDec 7, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $6.2B to $4.5BDec 7, 2021 to Mar 30, 2022
- RAUM · $6.2B to $4.5BDec 7, 2021 to Mar 30, 2022
- Accounts · 6 to 3Mar 30, 2020 to Mar 30, 2021
- Advisory employees · 15 to 10Mar 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 6 to 3Mar 30, 2020 to Mar 30, 2021
- Assets in custody · $8.9B to $6.2BMar 30, 2020 to Mar 30, 2021
- Employees · 30 to 24Mar 30, 2020 to Mar 30, 2021
- Private funds · 4 to 2Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $8.9B to $6.2BMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $8.9B to $6.2BMar 30, 2020 to Mar 30, 2021
- RAUM · $8.9B to $6.2BMar 30, 2020 to Mar 30, 2021
- Advisory employees · 16 to 15Mar 29, 2019 to Mar 30, 2020
- Assets in custody · $8.2B to $8.9BMar 29, 2019 to Mar 30, 2020
- Employees · 31 to 30Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $8.2B to $8.9BMar 29, 2019 to Mar 30, 2020
Signals
8 dated events
- K•••••• C•••••• M••••••••• C•••• reported RAUM $7.9B, up 31% from $6.0B (2025-06-18 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- K•••••• C•••••• M••••••••• C•••• reported RAUM $6.0B, up 62% from $3.7B (2024-03-29 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- K•••••• C•••••• M••••••••• C•••• reported RAUM $4.5B, down 27% from $6.2B (2021-12-07 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- B••• S•••• C••••••••• (Interim Cco) no longer on Schedule A of K•••••• C•••••• M••••••••• C•••• (listed 2021-10-08, absent 2021-12-07)Dec 7, 2021 · Control person left · inference
- James Terrance O'Malley (General Counsel And Cco) appeared on Schedule A of K•••••• C•••••• M••••••••• C••••Dec 7, 2021 · Control person joined · fact
- B••• S•••• C••••••••• (Interim Cco) appeared on Schedule A of K•••••• C•••••• M••••••••• C••••Oct 8, 2021 · Control person joined · fact
- Israel Friedman (General Counsel/Cco) no longer on Schedule A of K•••••• C•••••• M••••••••• C•••• (listed 2021-03-30, absent 2021-10-08)Oct 8, 2021 · Control person left · inference
- K•••••• C•••••• M••••••••• C•••• reported RAUM $6.2B, down 31% from $8.9B (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- K••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-862-5800reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026