DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
N•••••••• C••••••
Legal name N•••••••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 13, 2012 · 32 filings
SEC status approved since Mar 12, 2012
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$1.0B as of Mar 30, 2026
Mar 18, 2013$701M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 18, 20130 then
Employees (5.A)17 as of Mar 30, 2026
Mar 18, 201316 then
Private funds6 as of Mar 30, 2026
Mar 18, 20134 then
RAUM -7.8% over the last fiscal year+8.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $170MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.0B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•••••••• M•••••••• P••••••• V••• L••• | Private Equity Fund | $346M | 22 | Mar 29, 2019 |
| N•••••••• M•••••••• P••••••• S•••• L••• | Private Equity Fund | $111M | 49 | Mar 30, 2020 |
| N•••••••• M•••••••• P••••••• V•••• L••• | Private Equity Fund | $93.9M | 17 | Mar 31, 2023 |
| N•••••••• M•••••••• P••••••• V•• L••• | Private Equity Fund | $68.5M | 23 | Mar 21, 2014 |
| N•••••••• S•••••• M•••••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $11.4M | 38 | Feb 13, 2012 |
| N•••••••• M•••••••• P••••••• V• L••• | Private Equity Fund | $6.8M | 49 | Feb 13, 2012 |
| I••••••••• I••••••••• L•• | Private Equity Fund | $1.6M | 7 | Mar 30, 2020 |
| N•••••••• M•••••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $934,963 | 55 | Feb 13, 2012 |
| N•••••••• M•••••••• P••••••• I••• L•••no longer reported | Private Equity Fund | $315,189 | 29 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••• T••••••• S•••• · Chief Financial Officer, Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- K•••••••• C••••••••• J••• · Managing Partner, Member, Class Ccontrolsince 01/2020 · owns 25% to 50%
- M•••• D••••••• E•••• · Managing Partner; Member, Class Ccontrolsince 07/2004 · owns 25% to 50%
- S••••••••• B••••• J•••• · Managing Partner; Member, Class Ccontrolsince 01/2015 · owns 25% to 50%
Related persons
Schedule D 7.A
- N•••••••• C••••••• L••pooled vehicle sponsorn
- N•••••••• S••• G•• L••pooled vehicle sponsorn
- N•••••••• V• G•• L••pooled vehicle sponsorn
- N•••••••• V•• G•• L••pooled vehicle sponsorn
- N•••••••• V••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Fargo, ND2 employees
What changed
consecutive filings, newest first
- Accounts · 7 to 6Jun 20, 2025 to Mar 30, 2026
- Business name · NORTHSTAR CAPITAL, LLC to NORTHSTAR CAPITALJun 20, 2025 to Mar 30, 2026
- Pooled vehicle clients · 7 to 6Jun 20, 2025 to Mar 30, 2026
- Assets in custody · $1.1B to $1.0BJun 20, 2025 to Mar 30, 2026
- Employees · 16 to 17Jun 20, 2025 to Mar 30, 2026
- Private funds · 7 to 6Jun 20, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.0BJun 20, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.0M to $387,514Jun 20, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.1B to $1.0BJun 20, 2025 to Mar 30, 2026
- RAUM · $1.1B to $1.0BJun 20, 2025 to Mar 30, 2026
- Financial planning clients · unset to Apr 29, 2025 to Jun 20, 2025
- Accounts · 6 to 7Apr 4, 2024 to Apr 29, 2025
- Pooled vehicle clients · 6 to 7Apr 4, 2024 to Apr 29, 2025
- Assets in custody · $917M to $1.1BApr 4, 2024 to Apr 29, 2025
- Private funds · 6 to 7Apr 4, 2024 to Apr 29, 2025
- Discretionary RAUM · $916M to $1.1BApr 4, 2024 to Apr 29, 2025
- Non-discretionary RAUM · $1.2M to $1.0MApr 4, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $917M to $1.1BApr 4, 2024 to Apr 29, 2025
- RAUM · $917M to $1.1BApr 4, 2024 to Apr 29, 2025
- Advisory employees · 10 to 12Apr 27, 2023 to Mar 29, 2024
- Assets in custody · $804M to $917MApr 27, 2023 to Mar 29, 2024
- Employees · 15 to 16Apr 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $768M to $916MApr 27, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $35.6M to $1.2MApr 27, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $804M to $917MApr 27, 2023 to Mar 29, 2024
- RAUM · $804M to $917MApr 27, 2023 to Mar 29, 2024
- Accounts · 5 to 6Apr 28, 2022 to Mar 31, 2023
- Advisory employees · 9 to 10Apr 28, 2022 to Mar 31, 2023
- Pooled vehicle clients · 5 to 6Apr 28, 2022 to Mar 31, 2023
- Assets in custody · $837M to $804MApr 28, 2022 to Mar 31, 2023
- Employees · 14 to 15Apr 28, 2022 to Mar 31, 2023
- Private funds · 5 to 6Apr 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $812M to $768MApr 28, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $25.4M to $35.6MApr 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $837M to $804MApr 28, 2022 to Mar 31, 2023
- RAUM · $837M to $804MApr 28, 2022 to Mar 31, 2023
- Accounts · 7 to 5Apr 21, 2021 to Mar 30, 2022
- Pooled vehicle clients · 7 to 5Apr 21, 2021 to Mar 30, 2022
- Assets in custody · $939M to $837MApr 21, 2021 to Mar 30, 2022
- Private funds · 7 to 5Apr 21, 2021 to Mar 30, 2022
Signals
2 dated events
- John Christopher Kocourek (Managing Partner, Member, Class C) appeared on Schedule A of Northstar CapitalMar 30, 2020 · Control person joined · fact
- Northstar Capital reported RAUM $734.7M, up 27% from $576.8M (2018-11-06 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Northstar Capital · Independent Sponsorsshared crd · capital_provider
- Northstar Capital, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/130656reportedpublic record, Form ADV, Sep 18, 2026
- Website
- NORTHSTARCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 612-371-5700reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026