DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• D•••••• C••••••• L•••••
Latest filing Mar 27, 2026
First filing on the tape Oct 21, 2016 · 19 filings
SEC status approved since Nov 29, 2016
RAUM
$911M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$182M
derived; firm RAUM over IAPD count
Employees
22
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
10
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$911M as of Mar 27, 2026
Apr 17, 2017$165M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 19, 2018$0 then
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Apr 17, 20170 then
Employees (5.A)22 as of Mar 27, 2026
Apr 17, 20177 then
Private funds10 as of Mar 27, 2026
Apr 17, 20176 then
RAUM +7.5% over the last fiscal year+8.3% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- $182MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $75.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $911M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$911M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 12reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $911M for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••• R•• D•••••• | Salt Lake City, Ut | Jan 18, 2018 | 15 y | 1 |
| T•••• S•••••• R••••••• | Salt Lake City, Ut | Jan 27, 2021 | 10 y | 0 |
| B••••••• J••••• W•••••Chartered Financial Analyst | Salt Lake City, Ut | Oct 15, 2024 | 13 y | 1 |
| A••••• J•••••• M•••••• | Salt Lake City, Ut | Oct 15, 2024 | 11 y | 0 |
| N••••••• C• E••••••••• | Salt Lake City, Ut | Jan 21, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B••••••• J••••• W••••• from K••• C•••••• A•••••••• L••Oct 15, 2024 · Other
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• W••• D••• F•••• L•no longer reported | Real Estate Fund | $85.0M | 118 | Oct 21, 2016 |
| M••••••• W••• N•••• Q•• L•• | Other Private Fund | $47.0M | 31 | Mar 27, 2020 |
| T• E••••• F••• 7• L• | Real Estate Fund | $40.4M | 83 | Mar 25, 2022 |
| M••• 3• N••• L• | Real Estate Fund | $36.7M | 26 | Mar 19, 2018 |
| T••• 8• M•• L• | Real Estate Fund | $35.9M | 93 | Mar 25, 2022 |
| T••• 5• M•••• L• | Real Estate Fund | $21.4M | 80 | Mar 28, 2019 |
| T••• P•••• R••••• L• | Real Estate Fund | $21.3M | 17 | Mar 30, 2024 |
| M••• M••••••• K••• L••no longer reported | Real Estate Fund | $11.8M | 70 | Oct 21, 2016 |
| M••••••• W••• N••••• L•• | Other Private Fund | $10.3M | 41 | Oct 21, 2016 |
| M• E••••• F••• I• L• | Real Estate Fund | $5.2M | 47 | Oct 21, 2016 |
| T••• 9• A•• L• | Real Estate Fund | $5.1M | 11 | Mar 25, 2022 |
| T••• 8• M•••• L•no longer reported | Real Estate Fund | $4.3M | 12 | Mar 25, 2022 |
| T••• 6• M••••••••• L• | Real Estate Fund | $3.6M | 14 | Mar 26, 2021 |
| T••••• H•••• A•••• L•• | Real Estate Fund | $3.4M | 7 | Mar 27, 2020 |
| M••• 4• C••• L•no longer reported | Real Estate Fund | $2.7M | 22 | Mar 28, 2019 |
| T• T••••• L••• L•• | Real Estate Fund | $1.4M | 6 | Mar 27, 2020 |
| M••• S••••••••• L••no longer reported | Real Estate Fund | $313,531 | 97 | Apr 17, 2017 |
| M••• 2• C••• L•no longer reported | Real Estate Fund | $65,202 | 27 | Apr 17, 2017 |
Owners and control persons
Schedule A and B, latest filing
- A•••• C•••••••• S••••••• · Chief Compliance Officercontrolsince 03/2020 · owns less than 5%
- D••••••• R••••• R•• · Managing Partnercontrolsince 03/2020 · owns less than 5%
- E••••••••• N•••••••• C• · Partner - Underwriting & Originationcontrolsince 03/2020 · owns less than 5%
- M•••••• C•••••••• I•••••• · Partner - Investor Relationscontrolsince 03/2020 · owns less than 5%
- M••••••• A•••••• J•••••• · Partner - Operationscontrolsince 03/2020 · owns less than 5%
- R•••••••• T••••• S•••••• · Partner - Financecontrolsince 07/2021 · owns less than 5%
- D••••••• R••••• R•• · Shareholdercontrolsince 03/2011 · owns 75% or more of D•••••• D••••••••• I•••
Entity owners
- D•••••• D••••••••• I••• · Managerdirect · owns less than 5%
- T•• H••••••• L•• · Memberdirect · owns 75% or more
- D•••••• D••••••••• I••• · Memberindirect · owns 50% to 75% of T•• H••••••• L••
Related persons
Schedule D 7.A
- M••• G•• L••pooled vehicle sponsory
- M•• M••••••••• L••pooled vehicle sponsory
- M•• Q• M••••••••• L••pooled vehicle sponsory
- T••• 1•• L••pooled vehicle sponsory
- T••• 3• L••pooled vehicle sponsory
- T••• 5• L••pooled vehicle sponsory
- T••• 6• L••pooled vehicle sponsory
- T••• 7• L••pooled vehicle sponsory
- T••• 8• L••pooled vehicle sponsory
- T••• 9• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Henderson, NV2 employees
What changed
consecutive filings, newest first
- Accounts · 14 to 12Mar 30, 2025 to Mar 27, 2026
- Advisory employees · 10 to 12Mar 30, 2025 to Mar 27, 2026
- Pooled vehicle clients · 14 to 12Mar 30, 2025 to Mar 27, 2026
- Assets in custody · $847M to $911MMar 30, 2025 to Mar 27, 2026
- Employees · 20 to 22Mar 30, 2025 to Mar 27, 2026
- Private funds · 12 to 10Mar 30, 2025 to Mar 27, 2026
- Discretionary RAUM · $847M to $911MMar 30, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $847M to $911MMar 30, 2025 to Mar 27, 2026
- RAUM · $847M to $911MMar 30, 2025 to Mar 27, 2026
- Advisory employees · 8 to 10Jan 15, 2025 to Mar 30, 2025
- Assets in custody · $770M to $847MJan 15, 2025 to Mar 30, 2025
- Employees · 18 to 20Jan 15, 2025 to Mar 30, 2025
- Financial planning clients · 0 to 0Jan 15, 2025 to Mar 30, 2025
- State-registered IARs · 2 to 5Jan 15, 2025 to Mar 30, 2025
- Discretionary RAUM · $770M to $847MJan 15, 2025 to Mar 30, 2025
- Pooled vehicle RAUM · $770M to $847MJan 15, 2025 to Mar 30, 2025
- RAUM · $770M to $847MJan 15, 2025 to Mar 30, 2025
- Accounts · 13 to 14Jun 16, 2023 to Mar 30, 2024
- Pooled vehicle clients · 13 to 14Jun 16, 2023 to Mar 30, 2024
- Assets in custody · $717M to $770MJun 16, 2023 to Mar 30, 2024
- Private funds · 11 to 12Jun 16, 2023 to Mar 30, 2024
- Discretionary RAUM · $717M to $770MJun 16, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $717M to $770MJun 16, 2023 to Mar 30, 2024
- RAUM · $717M to $770MJun 16, 2023 to Mar 30, 2024
- Accounts · 14 to 13Mar 25, 2022 to Mar 30, 2023
- Pooled vehicle clients · 14 to 13Mar 25, 2022 to Mar 30, 2023
- Assets in custody · $635M to $717MMar 25, 2022 to Mar 30, 2023
- Employees · 17 to 18Mar 25, 2022 to Mar 30, 2023
- Private funds · 12 to 11Mar 25, 2022 to Mar 30, 2023
- Discretionary RAUM · $635M to $717MMar 25, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $635M to $717MMar 25, 2022 to Mar 30, 2023
- RAUM · $635M to $717MMar 25, 2022 to Mar 30, 2023
- Accounts · 13 to 14Mar 26, 2021 to Mar 25, 2022
- Advisory employees · 5 to 8Mar 26, 2021 to Mar 25, 2022
- Pooled vehicle clients · 13 to 14Mar 26, 2021 to Mar 25, 2022
- Assets in custody · $536M to $635MMar 26, 2021 to Mar 25, 2022
- Employees · 13 to 17Mar 26, 2021 to Mar 25, 2022
- Private funds · 11 to 12Mar 26, 2021 to Mar 25, 2022
- Discretionary RAUM · $536M to $635MMar 26, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $536M to $635MMar 26, 2021 to Mar 25, 2022
Signals
7 dated events
- T•••• R••••••• (Partner - Finance) appeared on Schedule A of T••••• D•••••• C••••••• L•••••Mar 25, 2022 · Control person joined · fact
- T••••• D•••••• C••••••• L••••• reported RAUM $449.3M, up 44% from $311.3M (2019-03-28 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- S••••••• C••••••• A••• (Chief Compliance Officer) appeared on Schedule A of T••••• D•••••• C••••••• L•••••Mar 27, 2020 · Control person joined · fact
- C N••••••• E••••••••• (Partner - Underwriting & Origination) appeared on Schedule A of T••••• D•••••• C••••••• L•••••Mar 27, 2020 · Control person joined · fact
- I•••••• C••••••• Mcneil (Partner - Investor Relations) appeared on Schedule A of T••••• D•••••• C••••••• L•••••Mar 27, 2020 · Control person joined · fact
- T••••• D•••••• C••••••• L••••• reported RAUM $311.3M, up 48% from $209.9M (2018-03-19 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- T••••• D•••••• C••••••• L••••• filed its initial SEC registration (Form ADV)Oct 21, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/taylor-derrick-capital-llc/posts/?feedVreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••••D••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-996-7470reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $182Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T••••• D•••••• C••••••• L••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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