DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• W•••• C•••••• L••
Latest filing Apr 27, 2026
First filing on the tape Dec 2, 2011 · 22 filings
SEC status approved since Jun 30, 2011
RAUM
$919M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$919M as of Apr 27, 2026
Mar 21, 2012$837M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Mar 21, 20120 then
Employees (5.A)24 as of Apr 27, 2026
Feb 28, 201326 then
Private funds4 as of Apr 27, 2026
Mar 21, 20122 then
RAUM -12% over the last fiscal year+2.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $230MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $17.0M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$919M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $17.0M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••• W•••• R••• E••••• P••••••• V•• L••• | Real Estate Fund | $370M | 27 | Mar 29, 2019 |
| L••• W•••• R••• E••••• P••••••• V••• L••• | Real Estate Fund | $351M | 16 | Mar 30, 2023 |
| L••• W•••• R••• E••••• P••••••• V• L••• | Real Estate Fund | $253M | 37 | Mar 30, 2016 |
| F••••••• R••• E••••• G••••• F••• I••• L•••no longer reported | Real Estate Fund | $177M | 45 | Mar 21, 2012 |
| F••••••• R••• E••••• G••••• F••• I•• L•••no longer reported | Real Estate Fund | $11.7M | 36 | Mar 21, 2012 |
| L••• W•••• R••• E••••• P••••••• I•• L••• | Real Estate Fund | $6.2M | 21 | Feb 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- E•••••••• M••••••• L•• · Manager And Managing Partnercontrolsince 06/2011 · owns less than 5%
- G•••••• J••••••• S• · Manager And Managing Partnercontrolsince 06/2011 · owns less than 5%
- P••••••• T••••• L••• · Chief Compliance Officercontrolsince 10/2015 · owns less than 5%
- E•••••••• M••••••• L•• · Manager And Managing Partnercontrolsince 06/2011 · owns 50% to 75% of L••• W•••• C•••••• H••••••• L••
- G•••••• J••••••• S• · Manager And Managing Partnercontrolsince 06/2011 · owns 25% to 50% of L••• W•••• C•••••• H••••••• L••
Entity owners
- L••• W•••• C•••••• H••••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- L••• I• L••pooled vehicle sponsorn
- L••• V• L••pooled vehicle sponsorn
- L••• V• L••pooled vehicle sponsorn
- L••• V•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 4Mar 27, 2025 to Mar 25, 2026
- Pooled vehicle clients · 3 to 4Mar 27, 2025 to Mar 25, 2026
- Assets in custody · $18.5M to $17.0MMar 27, 2025 to Mar 25, 2026
- Private funds · 3 to 4Mar 27, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.0B to $919MMar 27, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $1.0B to $919MMar 27, 2025 to Mar 25, 2026
- RAUM · $1.0B to $919MMar 27, 2025 to Mar 25, 2026
- Accounts · 4 to 3Mar 28, 2024 to Mar 27, 2025
- Pooled vehicle clients · 4 to 3Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $42.4M to $18.5MMar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Private funds · 4 to 3Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $980M to $1.0BMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $980M to $1.0BMar 28, 2024 to Mar 27, 2025
- RAUM · $980M to $1.0BMar 28, 2024 to Mar 27, 2025
- Advisory employees · 6 to 5May 22, 2023 to Mar 28, 2024
- Assets in custody · $22.2M to $42.4MMay 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $867M to $980MMay 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $867M to $980MMay 22, 2023 to Mar 28, 2024
- RAUM · $867M to $980MMay 22, 2023 to Mar 28, 2024
- Accounts · 3 to 4Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 3 to 4Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $42.8M to $22.2MMar 31, 2022 to Mar 30, 2023
- Employees · 23 to 24Mar 31, 2022 to Mar 30, 2023
- Private funds · 3 to 4Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $891M to $867MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $891M to $867MMar 31, 2022 to Mar 30, 2023
- RAUM · $891M to $867MMar 31, 2022 to Mar 30, 2023
- Assets in custody · $78.4M to $42.8MMar 29, 2021 to Mar 31, 2022
- Employees · 24 to 23Mar 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $878M to $891MMar 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $878M to $891MMar 29, 2021 to Mar 31, 2022
- RAUM · $878M to $891MMar 29, 2021 to Mar 31, 2022
- Assets in custody · $7.4M to $78.4MMar 23, 2020 to Mar 29, 2021
- Employees · 22 to 24Mar 23, 2020 to Mar 29, 2021
- Discretionary RAUM · $880M to $878MMar 23, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $880M to $878MMar 23, 2020 to Mar 29, 2021
- RAUM · $880M to $878MMar 23, 2020 to Mar 29, 2021
- Assets in custody · $30.3M to $7.4MMar 29, 2019 to Mar 23, 2020
- Discretionary RAUM · $714M to $880MMar 29, 2019 to Mar 23, 2020
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- L•••W••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-250-7260reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
L••• W•••• C•••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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