DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Nov 20, 2013 · 21 filings
SEC status approved since Dec 10, 2013
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.1B as of Mar 30, 2026
Mar 31, 2014$217M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20140 then
Employees (5.A)18 as of Mar 30, 2026
Mar 31, 201410 then
Private funds4 as of Mar 30, 2026
Mar 31, 20145 then
RAUM +2.9% over the last fiscal year-2.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $108MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $731M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$747M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $731M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.69 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••••• O••••••••• F••• L•• | Hedge Fund | $778M | 115 | Nov 20, 2013 |
| U•••••••• P•••••• F••• I••no longer reported | Other Private Fund | $211M | 15 | Nov 20, 2013 |
| F•••••••• O••••••••• F••• L••no longer reported | Hedge Fund | $112M | 22 | Nov 20, 2013 |
| F•••••••• H••••• O••••••••• S•• I• | Private Equity Fund | $81.7M | 2 | Mar 29, 2019 |
| F•••••••• H••••• O••••••••• F••• L•• | Private Equity Fund | $55.2M | 32 | Mar 29, 2018 |
| F•••••••• O••••••••• L••••••••• F••• L•• | Hedge Fund | $41.0M | 36 | Mar 30, 2016 |
| U•••••••• P•••••• F••• X•no longer reported | Other Private Fund | $34.5M | 16 | Mar 30, 2017 |
| U•••••••• P•••••• F••• V•••no longer reported | Other Private Fund | $16.3M | 16 | Mar 31, 2015 |
| U•••••••• P•••••• F••• I•no longer reported | Other Private Fund | $13.0M | 16 | Mar 30, 2016 |
| U•••••••• P•••••• F••• X•no longer reported | Other Private Fund | $11.5M | 16 | Mar 30, 2016 |
| U•••••••• P•••••• F••• I•no longer reported | Other Private Fund | $1.8M | 14 | Nov 20, 2013 |
| F•••••••• O••••••••• L••••••••• F••• L•• S••••• 2• • F•••••• | Hedge Fund | $1.8M | 3 | Mar 29, 2023 |
| F•••••••• O••••••••• L••••••••• F••• L•••no longer reported | Hedge Fund | $981,000 | 2 | Mar 29, 2018 |
| U•••••••• P•••••• F••• V•no longer reported | Other Private Fund | $4,000 | 0 | Mar 31, 2015 |
| U•••••••• P•••••• F••• I•no longer reported | Other Private Fund | $0 | 25 | Nov 20, 2013 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• M•••••• S••• · Co-Founder, Chief Investment Officer & Managing Membercontrolsince 12/2007 · owns 75% or more
- J•••• A•••••• F•••• · Co-Founder, Chief Compliance Officer & Managing Partnercontrolsince 12/2007 · owns 10% to 25%
- K••••••• J••••••• A••• · Chief Financial Officer And Chief Operating Officersince 12/2013 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 12 to 13Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $819M to $731MMar 28, 2025 to Mar 30, 2026
- Employees · 17 to 18Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $1.1BMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $31.7M to $0Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $838M to $747MMar 28, 2025 to Mar 30, 2026
- RAUM · $1.0B to $1.1BMar 28, 2025 to Mar 30, 2026
- Accounts · 17 to 10Mar 26, 2024 to Mar 28, 2025
- Advisory employees · 13 to 12Mar 26, 2024 to Mar 28, 2025
- Pooled vehicle clients · 7 to 6Mar 26, 2024 to Mar 28, 2025
- Assets in custody · $941M to $819MMar 26, 2024 to Mar 28, 2025
- Employees · 18 to 17Mar 26, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 26, 2024 to Mar 28, 2025
- Private funds · 5 to 4Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.0B to $1.0BMar 26, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $112M to $31.7MMar 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $958M to $838MMar 26, 2024 to Mar 28, 2025
- RAUM · $1.2B to $1.0BMar 26, 2024 to Mar 28, 2025
- Accounts · 16 to 17Mar 29, 2023 to Mar 26, 2024
- Assets in custody · $980M to $941MMar 29, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.0B to $1.0BMar 29, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $121M to $112MMar 29, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $999M to $958MMar 29, 2023 to Mar 26, 2024
- RAUM · $1.2B to $1.2BMar 29, 2023 to Mar 26, 2024
- Accounts · 15 to 16Mar 22, 2022 to Mar 29, 2023
- Pooled vehicle clients · 6 to 7Mar 22, 2022 to Mar 29, 2023
- Assets in custody · $1.1B to $980MMar 22, 2022 to Mar 29, 2023
- Employees · 16 to 18Mar 22, 2022 to Mar 29, 2023
- Private funds · 4 to 5Mar 22, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.3B to $1.0BMar 22, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $136M to $121MMar 22, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $1.2B to $999MMar 22, 2022 to Mar 29, 2023
- RAUM · $1.4B to $1.2BMar 22, 2022 to Mar 29, 2023
- Business name · F• C•••••• M••••••••• to F• C•••••• M••••••••• L••Sep 15, 2021 to Mar 22, 2022
- Assets in custody · $799M to $1.1BSep 15, 2021 to Mar 22, 2022
- Discretionary RAUM · $905M to $1.3BSep 15, 2021 to Mar 22, 2022
- Non-discretionary RAUM · $121M to $136MSep 15, 2021 to Mar 22, 2022
- Pooled vehicle RAUM · $812M to $1.2BSep 15, 2021 to Mar 22, 2022
- RAUM · $1.0B to $1.4BSep 15, 2021 to Mar 22, 2022
- Assets in custody · $884M to $799MJan 14, 2021 to Mar 30, 2021
Signals
3 dated events
- F• C•••••• M••••••••• L•• reported RAUM $1.4B, up 37% from $1.0B (2021-09-15 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- F• C•••••• M••••••••• L•• reported RAUM $924.0M, up 26% from $731.1M (2017-09-29 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- F• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Nov 20, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- F• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- FJCAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 703-331-5500reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026