DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••••• I••••••••• M••••••••• L••
Latest filing Jun 16, 2026
First filing on the tape Feb 28, 2012 · 28 filings
SEC status approved since Oct 28, 2011
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$2.1B as of Jun 16, 2026
Feb 28, 2012$303M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 16, 2026
Feb 27, 20130 then
Employees (5.A)18 as of Jun 16, 2026
Feb 27, 20135 then
Private funds4 as of Jun 16, 2026
Feb 28, 20121 then
RAUM +45% over the last fiscal year+27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $516MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••••••• E••••••• E••••• M••••• L•••••• | Hedge Fund | $881M | 29 | Oct 4, 2012 |
| L•••••••• G••••• L• E••••• M••••• L••••••no longer reported | Hedge Fund | $332M | 38 | Feb 5, 2018 |
| L•••••••• E••••••• L• E••••• B•• L••••••no longer reported | Hedge Fund | $251M | 3 | Oct 21, 2014 |
| P• M•••••• F•••• S••• • S••••••••• P•••••••• 1•no longer reported | Hedge Fund | $184M | 22 | Apr 12, 2012 |
| L•••••••• E••••••• L• E••••• M••••• L•••••• | Hedge Fund | $174M | 32 | Feb 28, 2012 |
| L•••••••• A••••••• R••••• F•••• F••• | Hedge Fund | $104M | 4 | Jan 11, 2016 |
Owners and control persons
Schedule A and B, latest filing
- L••••••••• C••••••••• R•••••• · Chief Executive Officer, Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
- R•••••••• J••••• B••••••• · Founding Partnercontrolsince 11/2007 · owns less than 5%
- W•••• M••••••• T••••• · Chief Investment Officercontrolsince 11/2007 · owns less than 5%
- W•••• M••••••• T••••• · Shareholdercontrolsince 08/2007 · owns 50% to 75% of L•••••••• M••••••••• ••••••• L••
- B•••••• M••••••• E••••• · Partnersince 04/2018 · owns less than 5%
- C••••••• H••••• H••••• · Partnersince 05/2019 · owns less than 5%
- D•••••• D•••••• M••• · Partnersince 04/2013 · owns less than 5%
Entity owners
- L•••••••• I••••••••• S••••••• · Managing Memberdirect · owns 75% or more
- L•••••••• M••••••••• ••••••• L•• · 100% Owner Of L•••••••• I••••••••• S••••••• Ltdindirect · owns 75% or more of L•••••••• I••••••••• S••••••• Ltd
- O••••• C•••••• I•••••••• · Partner (Non-Executive)direct · owns less than 5%
Related persons
Schedule D 7.A
- L•• G•••••• P••••••• L••••••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 13 to 14Jun 25, 2025 to Jun 16, 2026
- Discretionary RAUM · $1.8B to $2.1BJun 25, 2025 to Jun 16, 2026
- Pooled vehicle RAUM · $1.8B to $2.1BJun 25, 2025 to Jun 16, 2026
- RAUM · $1.8B to $2.1BJun 25, 2025 to Jun 16, 2026
- Accounts · 7 to 4Feb 28, 2025 to Jun 25, 2025
- Advisory employees · 12 to 13Feb 28, 2025 to Jun 25, 2025
- Pooled vehicle clients · 7 to 4Feb 28, 2025 to Jun 25, 2025
- Employees · 17 to 18Feb 28, 2025 to Jun 25, 2025
- Financial planning clients · unset to Feb 28, 2025 to Jun 25, 2025
- Discretionary RAUM · $1.5B to $1.8BFeb 28, 2025 to Jun 25, 2025
- Pooled vehicle RAUM · $1.5B to $1.8BFeb 28, 2025 to Jun 25, 2025
- RAUM · $1.5B to $1.8BFeb 28, 2025 to Jun 25, 2025
- HQ state · unset to Jun 28, 2024 to Feb 28, 2025
- Private funds · 3 to 4Jun 28, 2024 to Feb 28, 2025
- Accounts · 4 to 7Apr 29, 2024 to Jun 28, 2024
- Advisory employees · 5 to 12Apr 29, 2024 to Jun 28, 2024
- Pooled vehicle clients · 4 to 7Apr 29, 2024 to Jun 28, 2024
- Employees · 8 to 17Apr 29, 2024 to Jun 28, 2024
- Discretionary RAUM · $1.4B to $1.5BApr 29, 2024 to Jun 28, 2024
- Pooled vehicle RAUM · $1.4B to $1.5BApr 29, 2024 to Jun 28, 2024
- RAUM · $1.4B to $1.5BApr 29, 2024 to Jun 28, 2024
- Private funds · 2 to 3Jun 28, 2023 to Apr 29, 2024
- Advisory employees · 6 to 5Jun 1, 2022 to Jun 28, 2023
- Employees · 10 to 8Jun 1, 2022 to Jun 28, 2023
- Discretionary RAUM · $1.3B to $1.4BJun 1, 2022 to Jun 28, 2023
- Pooled vehicle RAUM · $1.3B to $1.4BJun 1, 2022 to Jun 28, 2023
- RAUM · $1.3B to $1.4BJun 1, 2022 to Jun 28, 2023
- Accounts · 3 to 4Nov 26, 2021 to Jun 1, 2022
- Pooled vehicle clients · 3 to 4Nov 26, 2021 to Jun 1, 2022
- Discretionary RAUM · $1.0B to $1.3BNov 26, 2021 to Jun 1, 2022
- Pooled vehicle RAUM · $1.0B to $1.3BNov 26, 2021 to Jun 1, 2022
- RAUM · $1.0B to $1.3BNov 26, 2021 to Jun 1, 2022
- Advisory employees · 7 to 6May 18, 2021 to Jun 30, 2021
- Employees · 12 to 10May 18, 2021 to Jun 30, 2021
- Private funds · 3 to 2May 18, 2021 to Jun 30, 2021
- Discretionary RAUM · $1.3B to $1.0BMay 18, 2021 to Jun 30, 2021
- Pooled vehicle RAUM · $1.3B to $1.0BMay 18, 2021 to Jun 30, 2021
- RAUM · $1.3B to $1.0BMay 18, 2021 to Jun 30, 2021
- Advisory employees · 10 to 7Jun 17, 2020 to May 18, 2021
- Employees · 14 to 12Jun 17, 2020 to May 18, 2021
Signals
3 dated events
- L•••••••• I••••••••• M••••••••• L•• reported RAUM $1.3B, up 27% from $1.0B (2021-11-26 to 2022-06-01)Jun 1, 2022 · RAUM change · derived
- Patrick Daniel Wiener (Chief Executive, Chief Compliance Officer) no longer on Schedule A of L•••••••• I••••••••• M••••••••• L•• (listed 2020-06-17, absent 2021-05-18)May 18, 2021 · Control person left · inference
- L•••••••• I••••••••• M••••••••• L•• reported RAUM $1.3B, down 45% from $2.4B (2019-05-24 to 2020-06-17)Jun 17, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lancaster-investment-management/?viewAsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- L••••••••IM.CO.UKreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 011 44 20 7842 1030reportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026