DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
A••••• S••••• M••••••••• L••••••
Latest filing Sep 3, 2025
First filing on the tape Mar 29, 2012 · 35 filings
SEC status approved since Jun 20, 2011
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.7B as of Sep 3, 2025
Mar 29, 2012$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 3, 2025
Mar 29, 20120 then
Employees (5.A)28 as of Sep 3, 2025
Mar 28, 201327 then
Private funds10 as of Sep 3, 2025
Mar 29, 20125 then
RAUM -20% over the last fiscal year-7.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 3, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $66.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B97%
- Corporations and businesses$43.2M2.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•• O••••••••• F••• | Hedge Fund | $752M | 70 | Mar 31, 2015 |
| A•• C•••••••• H•••• ••••••• F••• I•• L• | Hedge Fund | $324M | 69 | Mar 29, 2019 |
| A•• C•••••••• H•••• F••• I•• L• | Hedge Fund | $297M | 51 | Mar 29, 2019 |
| S•• S•••••• S•••••••• F•••no longer reported | Hedge Fund | $135M | 4 | Mar 28, 2013 |
| A•• C•••••••• H•••• F••• L• | Hedge Fund | $133M | 43 | Mar 31, 2014 |
| A•• C•••••••• H•••• F••• I• L• | Hedge Fund | $99.6M | 18 | Mar 29, 2019 |
| A•• C•••••••• H•••• ••••••• F••• I• L• | Hedge Fund | $99.6M | 18 | Mar 31, 2017 |
| A•• T••• T•••• I•no longer reported | Hedge Fund | $55.3M | 9 | Mar 30, 2016 |
| A•• C••••••••• T••• T•••• I• | Hedge Fund | $41.3M | 12 | Mar 29, 2012 |
| A•• C•••••••• H•••• F••• I••• L•• | Hedge Fund | $26.6M | 22 | Mar 29, 2019 |
| A•• C•••••••• H•••• F•••• L•• | Hedge Fund | $20.3M | 16 | Mar 28, 2018 |
| A•• C••••••••• O••••••••• T•••• I• L•no longer reported | Hedge Fund | $14.7M | 128 | Mar 28, 2013 |
| P•••••• R•••••••• F••• | Hedge Fund | $10.0M | 70 | Mar 31, 2023 |
| A•• C••••••••• O••••••••• T•••• I• L•no longer reported | Hedge Fund | $3.2M | 130 | Mar 29, 2012 |
| A•• A••• R••••••• ••••••• F••• | Hedge Fund | $100,000 | 0 | Mar 29, 2012 |
| A•• A••• R••••••• F••• | Hedge Fund | $0 | 0 | Mar 30, 2016 |
| A•• H••••• R•••• F••• | Hedge Fund | $0 | 0 | Mar 29, 2012 |
| A•• A••• R••••••• F•••• L•• | Hedge Fund | $0 | 0 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••• K••• •••• · Directorcontrolsince 02/2002 · owns less than 5%
- C•••• Y•• H• L•• · Chief Operating Officercontrolsince 03/2020 · owns less than 5%
- L•• A••••• Y••••••• · Directorcontrolsince 05/2017 · owns less than 5%
- T••••• W•• S•• · Executive Director, Chief Financial Officercontrolsince 05/2017 · owns less than 5%
- W•••• W•• J••• S••••• · Legal Counsel, Chief Compliance Officercontrolsince 05/2017 · owns less than 5%
- C•••• K••• •••• · Shareholdercontrolsince 02/2004 · owns 50% to 75% of A••••• S••••• M••••••••• H••••••• L••••••
- Y••• V•••• •••• · Shareholdercontrolsince 04/2004 · owns 25% to 50% of A••••• S••••• M••••••••• H••••••• L••••••
- L•• K••• S•••• •••• · Directorsince 10/2006 · owns less than 5%
- Y••• V•••• •••• · Directorsince 10/2003 · owns less than 5%
Entity owners
- A••••• S••••• M••••••••• H••••••• L•••••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- A•• C•••••••• H•••• G•••••• P•••••• I• L••••••pooled vehicle sponsorn
- A•• C•••••••• H•••• G•••••• P•••••• I•• L••••••pooled vehicle sponsorn
- A•• C•••••••• H•••• G•••••• P•••••• L••••••pooled vehicle sponsorn
- A•• C•••••••• H•••• G•••••• P•••••• V• L••••••pooled vehicle sponsorn
- S••• O•••• G•••••• P•••••• L••••••pooled vehicle sponsorn
- T•• I••••••••• M••••••••• P••• L•••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 12 to 14Feb 6, 2025 to Mar 31, 2025
- Corporate clients · 5 to 4Feb 6, 2025 to Mar 31, 2025
- Pooled vehicle clients · 19 to 20Feb 6, 2025 to Mar 31, 2025
- Employees · 26 to 28Feb 6, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 6, 2025 to Mar 31, 2025
- Discretionary RAUM · $2.1B to $1.7BFeb 6, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $1.6B to $1.6BFeb 6, 2025 to Mar 31, 2025
- RAUM · $2.1B to $1.7BFeb 6, 2025 to Mar 31, 2025
- HQ state · unset to Mar 28, 2024 to Feb 6, 2025
- Accounts · 27 to 25Sep 29, 2023 to Mar 28, 2024
- Advisory employees · 9 to 12Sep 29, 2023 to Mar 28, 2024
- Pooled vehicle clients · 21 to 19Sep 29, 2023 to Mar 28, 2024
- Employees · 20 to 26Sep 29, 2023 to Mar 28, 2024
- Private funds · 14 to 10Sep 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.1B to $2.1BSep 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.7B to $1.6BSep 29, 2023 to Mar 28, 2024
- RAUM · $2.1B to $2.1BSep 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.1B to $2.1BMar 31, 2023 to Sep 29, 2023
- Pooled vehicle RAUM · $1.7B to $1.7BMar 31, 2023 to Sep 29, 2023
- RAUM · $2.1B to $2.1BMar 31, 2023 to Sep 29, 2023
- Accounts · 24 to 27Oct 17, 2022 to Mar 31, 2023
- Advisory employees · 11 to 9Oct 17, 2022 to Mar 31, 2023
- Pooled vehicle clients · 19 to 21Oct 17, 2022 to Mar 31, 2023
- Employees · 24 to 20Oct 17, 2022 to Mar 31, 2023
- Private funds · 13 to 14Oct 17, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.1B to $2.1BOct 17, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.7B to $1.7BOct 17, 2022 to Mar 31, 2023
- RAUM · $2.1B to $2.1BOct 17, 2022 to Mar 31, 2023
- Accounts · 21 to 24Oct 19, 2021 to Mar 30, 2022
- Corporate clients · 6 to 5Oct 19, 2021 to Mar 30, 2022
- Pooled vehicle clients · 15 to 19Oct 19, 2021 to Mar 30, 2022
- Employees · 27 to 24Oct 19, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.9B to $2.1BOct 19, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.5B to $1.7BOct 19, 2021 to Mar 30, 2022
- RAUM · $1.9B to $2.1BOct 19, 2021 to Mar 30, 2022
- Corporate clients · 5 to 6Sep 8, 2020 to Mar 31, 2021
- Pooled vehicle clients · 16 to 15Sep 8, 2020 to Mar 31, 2021
- Private funds · 14 to 13Sep 8, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.8B to $1.9BSep 8, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $1.5B to $1.5BSep 8, 2020 to Mar 31, 2021
Signals
2 dated events
- A••••• S••••• M••••••••• L•••••• no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $1.7B)Feb 2, 2026 · Left the SEC roster · derived
- Yan Ho Leo Chan (Chief Operating Officer) appeared on Schedule A of A••••• S••••• M••••••••• L••••••Mar 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- hk.linkedin.com/company/argylestreetmanagementlimitedreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.a••••.comreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026