DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• P•••••••
Legal name B••••••• P••••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 13, 2012 · 25 filings
SEC status approved since Mar 12, 2012
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.0B as of Mar 27, 2026
Mar 28, 2013$620M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20130 then
Employees (5.A)16 as of Mar 27, 2026
Mar 28, 201311 then
Private funds3 as of Mar 27, 2026
Mar 28, 20133 then
RAUM -15% over the last fiscal year-7.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $655MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.5B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••• P••••••• V••• L••• | Private Equity Fund | $1.1B | 67 | Mar 29, 2018 |
| B••••••• P••••••• V•• L••• | Private Equity Fund | $490M | 39 | Mar 27, 2014 |
| B••••••• P••••••• I• L••• | Private Equity Fund | $101M | 64 | Mar 31, 2023 |
| B••••••• P••••••• I• L•••no longer reported | Private Equity Fund | $5.7M | 14 | Feb 13, 2012 |
| B••••••• P••••••• V• L•••no longer reported | Private Equity Fund | $2.1M | 34 | Feb 13, 2012 |
| B••••••• P••••••• V• L•••no longer reported | Private Equity Fund | $0 | 29 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• H••••••• J•••• · Member And Chief Executive Officercontrolsince 07/2014 · owns 75% or more
- E••••• G•• · Chief Compliance Officersince 04/2011 · owns less than 5%
- H••••••• H••••••• J•••• R• G• · Membersince 02/2023 · owns less than 5%
- M••••••••• I••• B•••• · Vice Chairman & Cfosince 07/2014 · owns less than 5%
Related persons
Schedule D 7.A
- B••••••• M••••••••• I• L•••pooled vehicle sponsorn
- B••••••• M••••••••• I• L••pooled vehicle sponsorn
- B••••••• M••••••••• V•• L•••pooled vehicle sponsorn
- B••••••• M••••••••• V•• L••pooled vehicle sponsorn
- B••••••• M••••••••• V••• L•••pooled vehicle sponsorn
- B••••••• M••••••••• V••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 12 to 13Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $1.6B to $1.5BMar 31, 2025 to Mar 27, 2026
- Employees · 15 to 16Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.3B to $2.0BMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $2.3B to $2.0BMar 31, 2025 to Mar 27, 2026
- RAUM · $2.3B to $2.0BMar 31, 2025 to Mar 27, 2026
- Advisory employees · 10 to 12Sep 12, 2024 to Mar 31, 2025
- Assets in custody · $1.7B to $1.6BSep 12, 2024 to Mar 31, 2025
- Employees · 11 to 15Sep 12, 2024 to Mar 31, 2025
- Financial planning clients · unset to Sep 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.5B to $2.3BSep 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.5B to $2.3BSep 12, 2024 to Mar 31, 2025
- RAUM · $2.5B to $2.3BSep 12, 2024 to Mar 31, 2025
- Accounts · 4 to 3May 16, 2023 to Mar 28, 2024
- Pooled vehicle clients · 4 to 3May 16, 2023 to Mar 28, 2024
- Assets in custody · $1.6B to $1.7BMay 16, 2023 to Mar 28, 2024
- Private funds · 4 to 3May 16, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.5B to $2.5BMay 16, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.5B to $2.5BMay 16, 2023 to Mar 28, 2024
- RAUM · $2.5B to $2.5BMay 16, 2023 to Mar 28, 2024
- Advisory employees · 11 to 10Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.3B to $1.6BMar 31, 2022 to Mar 31, 2023
- Employees · 12 to 11Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.7B to $2.5BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.7B to $2.5BMar 31, 2022 to Mar 31, 2023
- RAUM · $1.7B to $2.5BMar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.2B to $1.3BMar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.7B to $1.7BMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.7B to $1.7BMar 30, 2021 to Mar 31, 2022
- RAUM · $1.7B to $1.7BMar 30, 2021 to Mar 31, 2022
- Assets in custody · $1.0B to $1.2BApr 1, 2020 to Mar 30, 2021
- Discretionary RAUM · $1.6B to $1.7BApr 1, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $1.6B to $1.7BApr 1, 2020 to Mar 30, 2021
- RAUM · $1.6B to $1.7BApr 1, 2020 to Mar 30, 2021
- Assets in custody · $761M to $1.0BMar 28, 2019 to Mar 27, 2020
- Discretionary RAUM · $1.4B to $1.6BMar 28, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $1.4B to $1.6BMar 28, 2019 to Mar 27, 2020
- RAUM · $1.4B to $1.6BMar 28, 2019 to Mar 27, 2020
- Advisory employees · 13 to 11Mar 29, 2018 to Mar 28, 2019
- Pooled vehicle clients · 5 to 4Mar 29, 2018 to Mar 28, 2019
Signals
2 dated events
- B••••••• P••••••• reported RAUM $2.5B, up 44% from $1.7B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Nicholas Dicarlo (Chief Financial Officer) no longer on Schedule A of B••••••• P••••••• (listed 2019-03-28, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- B••••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- B••••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- B•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-622-1790reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026