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SEC-registered adviser
M•• C••••••
Legal name M•• C•••••• O••• L••
Latest filing Mar 26, 2026
First filing on the tape Feb 14, 2012 · 18 filings
SEC status approved since Mar 30, 2012
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$2.0B as of Mar 26, 2026
Feb 26, 2013$2.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Feb 26, 20130 then
Employees (5.A)12 as of Mar 26, 2026
Feb 26, 201311 then
Private funds2 as of Mar 26, 2026
Feb 26, 20135 then
RAUM +17% over the last fiscal year+3.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $331MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.0B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.0B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•• C•••••• F••• L• | Hedge Fund | $1.1B | 148 | Feb 14, 2012 |
| M••••• C•••••• F••• L•no longer reported | Hedge Fund | $297M | 150 | Feb 14, 2012 |
| M••••• C•••••• I••••••••• L•••no longer reported | Hedge Fund | $127M | 50 | Feb 14, 2012 |
| M•• C•••••• D••••••••• D••• F••• I• L• | Private Equity Fund | $44.0M | 25 | Mar 29, 2019 |
| M•• C•••••• O••••••••• F••• I• L• | Private Equity Fund | $11.7M | 34 | Mar 29, 2023 |
| M•• C•••••• I••••••••• I••••••••• F••• L•no longer reported | Hedge Fund | $510,000 | 1 | Feb 14, 2012 |
| M••••• C•••••• M••••• F••• L•no longer reported | Hedge Fund | $0 | 0 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- K••••••• M••••••• A•••••• · Managing Member And Chief Investment Officercontrolsince 05/2002 · owns 75% or more
- S••••• D••••• N••••••• · Managing Director, Chief Operating Officer And Chief Compliance Officercontrolsince 11/2008 · owns less than 5%
Related persons
Schedule D 7.A
- M•• D•••• G• L••pooled vehicle sponsorn
- M•• G• L••pooled vehicle sponsorn
- M•• O•• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.7B to $2.0BMar 25, 2025 to Mar 26, 2026
- Employees · 13 to 12Mar 25, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.7B to $2.0BMar 25, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.7B to $2.0BMar 25, 2025 to Mar 26, 2026
- RAUM · $1.7B to $2.0BMar 25, 2025 to Mar 26, 2026
- Accounts · 8 to 6Mar 25, 2024 to Mar 25, 2025
- Pooled vehicle clients · 8 to 6Mar 25, 2024 to Mar 25, 2025
- Assets in custody · $1.3B to $1.7BMar 25, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 25, 2025
- Private funds · 3 to 2Mar 25, 2024 to Mar 25, 2025
- Discretionary RAUM · $1.3B to $1.7BMar 25, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $1.3B to $1.7BMar 25, 2024 to Mar 25, 2025
- RAUM · $1.3B to $1.7BMar 25, 2024 to Mar 25, 2025
- Advisory employees · 5 to 6Mar 29, 2023 to Mar 25, 2024
- Assets in custody · $1.8B to $1.3BMar 29, 2023 to Mar 25, 2024
- Employees · 11 to 13Mar 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.8B to $1.3BMar 29, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $1.8B to $1.3BMar 29, 2023 to Mar 25, 2024
- RAUM · $1.8B to $1.3BMar 29, 2023 to Mar 25, 2024
- Accounts · 6 to 8Mar 30, 2022 to Mar 29, 2023
- Pooled vehicle clients · 6 to 8Mar 30, 2022 to Mar 29, 2023
- Assets in custody · $1.3B to $1.8BMar 30, 2022 to Mar 29, 2023
- Private funds · 2 to 3Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.3B to $1.8BMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $1.3B to $1.8BMar 30, 2022 to Mar 29, 2023
- RAUM · $1.3B to $1.8BMar 30, 2022 to Mar 29, 2023
- Assets in custody · $925M to $1.3BNov 2, 2021 to Mar 30, 2022
- Employees · 10 to 11Nov 2, 2021 to Mar 30, 2022
- Discretionary RAUM · $925M to $1.3BNov 2, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $925M to $1.3BNov 2, 2021 to Mar 30, 2022
- RAUM · $925M to $1.3BNov 2, 2021 to Mar 30, 2022
- Advisory employees · 6 to 5Mar 30, 2020 to Mar 31, 2021
- Assets in custody · $1.3B to $925MMar 30, 2020 to Mar 31, 2021
- Employees · 12 to 10Mar 30, 2020 to Mar 31, 2021
- Private funds · 3 to 2Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.3B to $925MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $1.3B to $925MMar 30, 2020 to Mar 31, 2021
- RAUM · $1.3B to $925MMar 30, 2020 to Mar 31, 2021
- Accounts · 9 to 6Mar 29, 2019 to Mar 30, 2020
- Business name · M•• C•••••• O••• L•• to M•• C••••••Mar 29, 2019 to Mar 30, 2020
Signals
7 dated events
- M•• C•••••• reported RAUM $1.7B, up 33% from $1.3B (2024-03-25 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- M•• C•••••• reported RAUM $1.3B, down 30% from $1.8B (2023-03-29 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- M•• C•••••• reported RAUM $1.8B, up 36% from $1.3B (2022-03-30 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- M•• C•••••• reported RAUM $1.3B, up 44% from $924.7M (2021-11-02 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- M•• C•••••• reported RAUM $924.7M, down 28% from $1.3B (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- M•• C•••••• reported RAUM $1.4B, up 242% from $395.5M (2018-06-18 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- M•• C•••••• reported RAUM $395.5M, down 30% from $567.4M (2017-03-29 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M•• C•••••• · Independent Sponsorsshared crd · capital_provider
- M•• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- w••.m•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-486-3211reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026