DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• B••••••• I•••••••••
Legal name B•••• B•••• A••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Feb 13, 2012 · 27 filings
SEC status approved since Mar 5, 2012
RAUM
$28B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
60
17 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$28B as of Mar 27, 2026
Mar 21, 2013$4.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 21, 20130 then
Employees (5.A)60 as of Mar 27, 2026
Mar 21, 201326 then
Private funds2 as of Mar 27, 2026
Mar 21, 20137 then
RAUM +56% over the last fiscal year+6.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $14BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +56%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$28B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••• B••••••• L••• S•••••••• L••• | Hedge Fund | $20B | 330 | Feb 13, 2012 |
| 6••• L••• | Hedge Fund | $1.5B | 9 | Feb 13, 2012 |
| 1••••• L•••no longer reported | Hedge Fund | $17.0M | 9 | Feb 13, 2012 |
| B••••••••• I••••••••• L•••no longer reported | Hedge Fund | $11.0M | 6 | Feb 13, 2012 |
| B•••• B•••• I••••••••• L•••no longer reported | Hedge Fund | $9.8M | 3 | Feb 13, 2012 |
| B•••• B•••••• F••• I••••• L•••no longer reported | Hedge Fund | $9.4M | 4 | Feb 13, 2012 |
| B•••• B•••• I••••••••• I•• L•••no longer reported | Hedge Fund | $1.2M | 2 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• F••••• J•••• · Limited Partnercontrolsince 01/2000 · owns 25% to 50%
- B••••• J•••••• C•••••• · Limited Partnercontrolsince 01/2000 · owns 25% to 50%
- L••••••• S••••• L••••••• · President, Chief Compliance Officercontrolsince 02/2011 · owns less than 5%
- T•••••• A••••••••• A•• · Chief Financial Officercontrolsince 01/2014 · owns less than 5%
- B••••• F••••• J•••• · Managing Membercontrolsince 01/2000 · owns 50% to 75% of B•••• B•••• A••••••• •••• L••
- B••••• J•••••• C•••••• · Managing Membercontrolsince 01/2000 · owns 50% to 75% of B•••• B•••• A••••••• •••• L••
Entity owners
- B•••• B•••• A••••••• •••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B•••• B•••••• C••••••• L•••pooled vehicle sponsorn
- B•••• B••••••• L••• S••••••• C••••••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Bridgehampton, NY14 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $18,024,640,582 to $28,147,892,952 (+56.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +15.0% (470 comparable advisers, 90.0th percentile of changes)peers: asset managers, $20B and over (470) · 90% percentile
What changed
consecutive filings, newest first
- Advisory employees · 19 to 17Mar 28, 2025 to Mar 27, 2026
- Employees · 56 to 60Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $18B to $28BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $18B to $28BMar 28, 2025 to Mar 27, 2026
- RAUM · $18B to $28BMar 28, 2025 to Mar 27, 2026
- Advisory employees · 18 to 19Mar 28, 2024 to Mar 28, 2025
- Advisory activities · 2 to 1Mar 28, 2024 to Mar 28, 2025
- Employees · 52 to 56Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $22B to $18BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $22B to $18BMar 28, 2024 to Mar 28, 2025
- RAUM · $22B to $18BMar 28, 2024 to Mar 28, 2025
- Advisory employees · 14 to 18Mar 24, 2023 to Mar 28, 2024
- Employees · 50 to 52Mar 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $23B to $22BMar 24, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $23B to $22BMar 24, 2023 to Mar 28, 2024
- RAUM · $23B to $22BMar 24, 2023 to Mar 28, 2024
- Accounts · 3 to 2Mar 28, 2022 to Mar 24, 2023
- Advisory employees · 15 to 14Mar 28, 2022 to Mar 24, 2023
- Discretionary RAUM · $26B to $23BMar 28, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $26B to $23BMar 28, 2022 to Mar 24, 2023
- RAUM · $26B to $23BMar 28, 2022 to Mar 24, 2023
- Employees · 48 to 50Mar 30, 2021 to Mar 28, 2022
- Discretionary RAUM · $36B to $26BMar 30, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $36B to $26BMar 30, 2021 to Mar 28, 2022
- RAUM · $36B to $26BMar 30, 2021 to Mar 28, 2022
- Accounts · 4 to 3Mar 25, 2020 to Mar 30, 2021
- Advisory employees · 16 to 15Mar 25, 2020 to Mar 30, 2021
- Pooled vehicle clients · 3 to 2Mar 25, 2020 to Mar 30, 2021
- Employees · 40 to 48Mar 25, 2020 to Mar 30, 2021
- Private funds · 3 to 2Mar 25, 2020 to Mar 30, 2021
- Discretionary RAUM · $24B to $36BMar 25, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $24B to $36BMar 25, 2020 to Mar 30, 2021
- RAUM · $24B to $36BMar 25, 2020 to Mar 30, 2021
- Accounts · 7 to 4Mar 18, 2019 to Mar 25, 2020
- Pooled vehicle clients · 6 to 3Mar 18, 2019 to Mar 25, 2020
- Private funds · 6 to 3Mar 18, 2019 to Mar 25, 2020
- Discretionary RAUM · $17B to $24BMar 18, 2019 to Mar 25, 2020
- Pooled vehicle RAUM · $17B to $24BMar 18, 2019 to Mar 25, 2020
- RAUM · $17B to $24BMar 18, 2019 to Mar 25, 2020
Signals
5 dated events
- B•••• B••••••• I••••••••• reported RAUM $28.1B, up 56% from $18.0B (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- B•••• B••••••• I••••••••• reported RAUM $25.7B, down 28% from $35.8B (2021-03-30 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- B•••• B••••••• I••••••••• reported RAUM $35.8B, up 52% from $23.6B (2020-03-25 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- B•••• B••••••• I••••••••• reported RAUM $23.6B, up 36% from $17.3B (2019-03-18 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- B•••• B••••••• I••••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 2, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-339-5600reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026