DFX Intelligence

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Former SEC-registered adviser

K••••• P••••••• L••

Former SEC-registered adviserSan Mateo, CaliforniaCRD 158178SEC 801-73660IAPD

Latest filing Mar 31, 2021

First filing on the tape Feb 14, 2012 · 19 filings

RAUM

$391M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$391M gross assets

History

19 filings and snapshots on the tape

RAUM$391M as of Mar 31, 2021

Mar 28, 2013$445M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2021

Mar 28, 20130 then

Employees (5.A)3 as of Mar 31, 2021

Mar 28, 20133 then

Private funds10 as of Mar 31, 2021

Mar 28, 20134 then

RAUM -2.5% over the last fiscal year+3.5% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2021; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $39.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -2.5%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: controlled by a public reporting companyderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
controlled by a public reporting company (10.A)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$391M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 10reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

E••••• M••••••• S••••••• · Elected Membercontrol
since 01/1997 · owns less than 5%
F••••••• E•••• J•••• · Elected Membercontrol
since 01/2015 · owns less than 5%
H•••••••• J•••••••• I•• B••••• · Chief Compliance Officercontrol
since 10/2019 · owns less than 5%
R••••• J•••••• E•••••• · Elected Membercontrol
since 01/2000 · owns less than 5%
Z••••• H•••••• L•••• · Elected Membercontrol
since 01/2015 · owns less than 5%
E••••• M••••••• S••••••• · General Partnercontrol
since 03/2003 · owns 50% to 75% of K••••• P••••••• L••
R••••• J•••••• E•••••• · General Partnercontrol
since 03/2003 · owns 50% to 75% of K••••• P••••••• L••

Entity owners

K••••• C•••••• M••••••••• ••••••• L•• · Owner
direct · owns 75% or more
K••••• P••••••• L•• · Owner
indirect · owns 75% or more of K••••• C•••••• M••••••••• ••••••• L••••••

Related persons

Schedule D 7.A

K••••• C•••••• M••••••••• ••••••• L••
investment advisery
K••••• I• G• L••••••
pooled vehicle sponsorn
K••••• I•• G• L••••••
pooled vehicle sponsorn
K••••• I• G• L••••••
pooled vehicle sponsorn
K••••• P••••••• L••••••
investment advisern

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 7 to 10
Mar 27, 2020 to Mar 31, 2021
Pooled vehicle clients · 7 to 10
Mar 27, 2020 to Mar 31, 2021
Private funds · 7 to 10
Mar 27, 2020 to Mar 31, 2021
Discretionary RAUM · $402M to $391M
Mar 27, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $402M to $391M
Mar 27, 2020 to Mar 31, 2021
RAUM · $402M to $391M
Mar 27, 2020 to Mar 31, 2021
Accounts · 6 to 7
Nov 19, 2019 to Mar 27, 2020
Pooled vehicle clients · 6 to 7
Nov 19, 2019 to Mar 27, 2020
Private funds · 6 to 7
Nov 19, 2019 to Mar 27, 2020
Discretionary RAUM · $377M to $402M
Nov 19, 2019 to Mar 27, 2020
Pooled vehicle RAUM · $377M to $402M
Nov 19, 2019 to Mar 27, 2020
RAUM · $377M to $402M
Nov 19, 2019 to Mar 27, 2020
Discretionary RAUM · $373M to $377M
Mar 28, 2019 to Nov 19, 2019
Pooled vehicle RAUM · $373M to $377M
Mar 28, 2019 to Nov 19, 2019
RAUM · $373M to $377M
Mar 28, 2019 to Nov 19, 2019
Discretionary RAUM · $353M to $373M
Jan 2, 2019 to Mar 28, 2019
Pooled vehicle RAUM · $353M to $373M
Jan 2, 2019 to Mar 28, 2019
RAUM · $353M to $373M
Jan 2, 2019 to Mar 28, 2019
HQ city · SAN FRANCISCO to SAN MATEO
Apr 30, 2018 to Jan 2, 2019
Accounts · 4 to 6
Jan 8, 2018 to Mar 28, 2018
Pooled vehicle clients · unset to 6.0
Jan 8, 2018 to Mar 28, 2018
Private funds · 5 to 6
Jan 8, 2018 to Mar 28, 2018
Discretionary RAUM · $313M to $353M
Jan 8, 2018 to Mar 28, 2018
Pooled vehicle RAUM · unset to 353159000.0
Jan 8, 2018 to Mar 28, 2018
RAUM · $313M to $353M
Jan 8, 2018 to Mar 28, 2018
HQ city · MENLO PARK to SAN FRANCISCO
May 3, 2017 to Jan 8, 2018
Other offices · unset to 0.0
May 3, 2017 to Jan 8, 2018
HQ city · FOSTER CITY to MENLO PARK
Mar 28, 2017 to May 3, 2017
Discretionary RAUM · $362M to $313M
Apr 20, 2016 to Mar 28, 2017
RAUM · $362M to $313M
Apr 20, 2016 to Mar 28, 2017
Discretionary RAUM · $461M to $362M
Mar 30, 2015 to Mar 24, 2016
RAUM · $461M to $362M
Mar 30, 2015 to Mar 24, 2016
Advisory employees · 2 to 3
Oct 9, 2014 to Mar 30, 2015
Employees · 2 to 3
Oct 9, 2014 to Mar 30, 2015
Private funds · 4 to 5
Oct 9, 2014 to Mar 30, 2015
Discretionary RAUM · $566M to $461M
Oct 9, 2014 to Mar 30, 2015
RAUM · $566M to $461M
Oct 9, 2014 to Mar 30, 2015
Advisory employees · 3 to 2
Oct 10, 2013 to Mar 27, 2014
Employees · 3 to 2
Oct 10, 2013 to Mar 27, 2014
Discretionary RAUM · $445M to $566M
Oct 10, 2013 to Mar 27, 2014

Signals

2 dated events

Antony Neil Cooper (Chief Compliance Officer, Finance Director And Elected Member) no longer on Schedule A of K••••• P••••••• L•• (listed 2019-03-28, absent 2019-11-19)
Nov 19, 2019 · Control person left · inference
Ian Barker Jonathan Hewitson (Chief Compliance Officer) appeared on Schedule A of K••••• P••••••• L••
Nov 19, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

K••••• P••••••• L•• · Private Equity
shared crd · organization

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026